Phillip Frost (NASDAQ: OPK) reports 34.1% beneficial stake in OPKO
Rhea-AI Filing Summary
OPKO Health’s major shareholder Phillip Frost reports beneficial ownership of 255,429,406 shares of common stock, or about 34.1% of shares outstanding. This reflects holdings through Gamma Trust, Frost Nevada Investments Trust, a philanthropic foundation, stock options and restricted stock units.
The amendment is being filed solely because OPKO’s outstanding share count changed to 746,328,225 as of June 29, 2026. Frost and affiliated trusts report no transactions in OPKO common stock during the 60 days before this amendment.
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Key Figures
Frost beneficial ownership: 255,429,406 shares
Frost ownership percentage: 34.1%
Shares outstanding: 746,328,225 shares
+5 more
8 metrics
Frost beneficial ownership
255,429,406 shares
Aggregate OPKO common shares beneficially owned by Phillip Frost
Frost ownership percentage
34.1%
Percent of OPKO common stock based on 746,328,225 shares outstanding
Shares outstanding
746,328,225 shares
OPKO common shares outstanding as of June 29, 2026
Gamma Trust holdings
216,706,448 shares
OPKO common shares directly owned by Frost Gamma Investments Trust
Gamma Trust percentage
29.0%
Share of OPKO’s outstanding common stock held by Gamma Trust
Frost Nevada holdings
30,127,177 shares
OPKO common shares directly owned by Frost Nevada Investments Trust
Frost Nevada percentage
4.0%
Share of OPKO’s outstanding common stock held by Frost Nevada
Stock options exercisable
2,425,000 shares
OPKO options held by Frost, exercisable within 60 days
Key Terms
beneficially owns, restricted stock units, stock options, sole voting and dispositive power, +2 more
6 terms
beneficially owns financial
"Gamma Trust directly beneficially owns 216,706,448 shares of Common Stock"
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.
restricted stock units financial
"500,000 restricted stock units of which 250,000 units will vest within 60 days"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock options financial
"stock options to acquire 2,425,000 shares of Common Stock, which are exercisable within 60 days"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
sole voting and dispositive power financial
"he has sole voting and dispositive power over each"
Schedule 13D regulatory
"This Amendment No. 28 amends and supplements the statement on Schedule 13D filed on February 15, 2007"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
How much of OPKO Health (OPK) stock does Phillip Frost currently beneficially own?
Phillip Frost beneficially owns 255,429,406 OPKO Health shares, representing about 34.1% of the company’s outstanding common stock. This total includes his personal holdings, shares in trusts he controls, options exercisable within 60 days, and certain restricted stock units scheduled to vest.
What percentage of OPKO Health (OPK) is held by Frost Gamma Investments Trust?
Frost Gamma Investments Trust directly beneficially owns 216,706,448 OPKO Health common shares, or approximately 29.0% of shares outstanding. Phillip Frost serves as sole trustee of Gamma Trust and holds sole voting and dispositive power over these shares, giving him significant influence over this large block.
What stake in OPKO Health (OPK) is reported by Frost Nevada Investments Trust?
Frost Nevada Investments Trust directly beneficially owns 30,127,177 OPKO Health common shares, representing about 4.0% of the company. Phillip Frost is the sole trustee of Frost Nevada and has sole voting and dispositive power over these shares, adding to his aggregate ownership position.
What OPKO Health (OPK) derivative and restricted stock interests does Phillip Frost report?
Phillip Frost reports stock options to acquire 2,425,000 OPKO Health shares exercisable within 60 days and 500,000 restricted stock units, of which 250,000 will vest within 60 days. Additional 250,000 restricted stock units are excluded because they will not begin vesting until July 2027.