Welcome to our dedicated page for Ocean Power Tech SEC filings (Ticker: OPTT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ocean Power Technologies, Inc. (OPTT) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a NYSE American-listed issuer, Ocean Power Technologies submits annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and proxy statements such as its definitive proxy statement on Schedule 14A.
Through these filings, investors can review information on OPT’s intelligent maritime solutions business, including its PowerBuoy® platforms, WAM-V® unmanned and autonomous surface vessels, Merrows™ Maritime Domain Awareness Solution, and related marine robotics and services. Current reports on Form 8-K have covered topics such as fiscal quarter results, material contracts like a multi-buoy project for the U.S. Department of Homeland Security, strategic partnerships with Mythos AI and Gradient Marine, financing transactions involving convertible notes, and certifications related to uncrewed maritime systems training.
Annual and quarterly reports provide audited and interim financial statements, management’s discussion and analysis, and risk factor disclosures that frame the company’s operations in defense and security, oil and gas, science and research, and offshore wind markets. Definitive proxy statements detail matters submitted to stockholders, including director elections, amendments to equity incentive plans, and proposed changes to authorized share counts, as well as information on corporate governance and executive compensation.
On this page, users can access these SEC documents as they are made available through EDGAR, along with AI-powered summaries that highlight key points from lengthy filings. This can help readers quickly understand major developments, financial trends, governance proposals, and other material information contained in Ocean Power Technologies’ 10-K, 10-Q, 8-K, and proxy filings, as well as track any insider-related disclosures reported on applicable forms.
Ocean Power Technologies, Inc. reported that it issued a press release announcing financial results for its fiscal second quarter ended October 31, 2025. The press release, dated December 15, 2025, outlines the companys results of operations and financial condition for that period.
The earnings press release is included as Exhibit 99.1 and is designated as furnished rather than filed under securities laws, which affects how it may be used in certain legal contexts.
Ocean Power Technologies, Inc. insider Philipp Stratmann, who serves as President, CEO and director, reported buying 6,298 shares of common stock on 12/15/2025 at $0.3449 per share. After this transaction, he beneficially owned 510,690 common shares held directly. The filing was made on behalf of a single reporting person using a Form 4 to disclose this ownership change.
Ocean Power Technologies, Inc. reported an insider share purchase by its CFO, Robert Powers. On December 15, 2025, he acquired 14,723 shares of common stock in a transaction labeled with code P at a price of
Ocean Power Technologies reported a much wider loss for fiscal Q2 2026 as revenue dropped sharply and margins turned negative. Revenue for the quarter ended October 31, 2025 fell to $424,000 from $2,418,000 a year earlier, with weaker WAM‑V sales and one‑time losses on two contracts in strategically important markets driving a gross margin loss of $1.4 million versus a prior profit. Operating expenses increased to $8.7 million from $4.7 million, partly due to higher share‑based compensation, and the quarterly net loss widened to $10.8 million from $3.9 million, or $0.06 per share versus $0.04.
For the first six months, revenue was $1.6 million compared with $3.7 million and net loss reached $18.2 million. To fund operations and growth, the company raised $16.8 million from 0% convertible notes and about $3.0 million from at‑the‑market equity sales, lifting cash, cash equivalents and restricted cash to $11.8 million from $6.9 million at April 30, 2025, but adding $10.3 million of convertible notes payable and an $881,000 derivative liability. Management expects the convertible notes to be repaid in common stock and states that existing cash and projected results should cover at least the next 12 months, while acknowledging that additional financing could be needed if results fall short.
Ocean Power Technologies, Inc. is asking stockholders to vote at its 2025 Annual Meeting, to be held virtually on January 27, 2026. Stockholders of record as of December 1, 2025, when 192,454,036 shares of common stock were outstanding, may vote by mail, phone, Internet, or during the live webcast.
Investors are being asked to elect five directors, including three incumbents and two new nominees, approve amendments to the Amended & Restated 2015 Omnibus Incentive Plan to raise the share pool from 27,282,036 to 32,282,036 and modify grant and tax withholding terms, and approve a Charter Amendment to increase authorized common stock from 300,000,000 to 400,000,000. Stockholders will also vote on ratifying Baker Tilly LLP as auditor for the year ending April 30, 2026 and on a non-binding advisory resolution approving executive compensation. The Board recommends voting in favor of all proposals and all director nominees.
Ocean Power Technologies (OPTT)
OPTT’s common stock trades on the NYSE American under the symbol OPTT. The filing lists Series A Preferred Stock Purchase Rights on the NYSE American as well.
Ocean Power Technologies filed an 8-K stating it issued a press release announcing an AUVSI certification. The company attached the press release as Exhibit 99.1 and incorporated it by reference.
The filing identifies the issuer’s common stock under the symbol OPTT on the NYSE American and notes the announcement date as November 4, 2025.
Ocean Power Technologies, Inc. entered into a securities purchase agreement on May 15, 2025 allowing it to issue convertible notes for up to an aggregate principal amount of
On that same date, the company issued and sold notes with an original aggregate principal amount of
The additional notes and the common stock issuable upon conversion are being offered pursuant to a prospectus supplement related to a shelf registration statement on Form S-3 that was declared effective on
Ocean Power Technologies, Inc. filed a 424B5 prospectus supplement describing offered convertible notes and related terms. The notes include a conversion price (the price then in effect) with limitations on conversion tied to a floor of 90% of the lowest applicable price and other NYSE American restrictions. Holders have specified redemption rights on bankruptcy, default and change of control events; change of control and company optional redemptions settle in cash at the greater of the equity value of the underlying common stock or the change‑of‑control consideration if converted immediately prior to the event. The supplement references use of proceeds and customary risk factors, including competitive product success, regulatory developments, patent disputes, key personnel changes, quarterly result variability and general market conditions. The document cites filings for the fiscal quarter ended July 31, 2025 and multiple Current Reports (File No. 001-33417) used to update the description.
Ocean Power Technologies insider Philipp Stratmann, who serves as President and CEO and a director, reported purchasing 3,989 shares of common stock on 09/17/2025 at a price of $0.495 per share. After the transaction he beneficially owns 517,714 shares. The Form 4 was signed on 09/18/2025.
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