Every 8-K that Syntec Optics Holdings (OPTX) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow OPTX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OPTX filings page.
Syntec Optics Holdings, Inc. (OPTX) reported that its Audit Committee dismissed CBIZ CPAs P.C. as independent registered public accounting firm on August 19, 2026, and concurrently approved the appointment of WithumSmith+Brown, PC as successor auditor starting with the quarter ending September 30, 2026 and the audit for 2026.
The company states that CBIZ CPAs’ audit report on the consolidated financial statements for the year ended December 31, 2025 contained no adverse opinion, disclaimer, or qualification, and that there were no disagreements on accounting principles, financial disclosure, or audit scope, and no reportable events other than disclosed material weaknesses in internal control over financial reporting, including lack of formal control documentation, inadequate reconciliations, related-party controls, non‑routine transaction controls, and IT general controls, cyber security, and SOC‑1 review controls.
Syntec Optics Holdings, Inc. entered an underwriting agreement for a primary public offering of 2,857,142 shares of common stock at $7.00 per share, raising expected gross proceeds of about $20 million before fees and expenses. Underwriters will purchase the shares at $6.58 per share and hold a 30‑day option to buy up to 428,571 additional shares on the same terms.
The company plans to use net proceeds to acquire or invest in complementary businesses, technologies, products or assets, and also for working capital, capital expenditures and potential debt repayment, including a subordinated term note of about $1.27 million. Syntec agreed to a 90‑day lock-up on new equity issuances and a six‑month restriction on variable rate equity transactions, while officers and directors signed 90‑day lock-up agreements on their holdings.
Syntec Optics Holdings, Inc. reported the results of its Annual Meeting of Stockholders held on January 20, 2026. Stockholders elected Wally Bishop (31,398,541 votes for, 213,518 withheld) and Albert A. Manzone (31,514,689 votes for, 97,370 withheld) as Class II directors to serve until the 2028 annual meeting, out of 36,920,226 votable shares.
Stockholders also approved several routine corporate matters. They ratified the appointment of CBIZ, Inc. as independent registered public accounting firm with 32,583,955 votes for, 180,067 against, and 9,418 abstaining. The grant of Restricted Stock Units (RSUs) under the 2023 Equity Incentive Plan was approved with 31,495,469 votes for, 113,996 against, and 2,594 abstentions. An amendment to the Second Amended and Restated Certificate of Incorporation passed with 31,154,992 votes for, 452,777 against, and 4,289 abstaining, and stockholders approved the general proposal to consider any other business with 31,437,144 votes for, 456,852 against, and 4,446 abstentions.
Syntec Optics Holdings, Inc. regained Nasdaq compliance with the exchange’s periodic filing requirement. Nasdaq had notified the company on April 16, May 28, and August 29, 2025, that it was not meeting this requirement. After Syntec Optics filed its Form 10-K and Form 10-Qs on October 6, 2025, Nasdaq staff determined the company is back in compliance and stated the matter is closed.
Syntec Optics Holdings (OPTX) reported a change in its independent auditor. On October 10, 2025, Marcum LLP resigned, and the Audit Committee approved the engagement of CBIZ CPAs P.C. as the new independent registered public accounting firm.
Marcum’s audit reports for the fiscal years ended December 31, 2024 and December 31, 2023 did not contain adverse opinions or disclaimers, and the company states there were no disagreements with Marcum on accounting principles, disclosure, or audit scope through October 10, 2025. The filing reiterates previously disclosed material weaknesses from the 2024 Form 10‑K, including gaps in formal controls documentation and review, segregation of duties, timely reconciliations, revenue classification, related‑party disclosures, fair value methodology for a contingent earnout, IT general controls (user access and change management), SOC‑1 review, cybersecurity controls, lease accounting under ASC 842, and stock‑based compensation identification and accounting. Marcum provided a concurrence letter as Exhibit 16.1.
Syntec Optics Holdings, Inc. filed a current report to furnish a press release announcing its financial results for the fourth quarter and full year ended December 31, 2024, as well as the first and second quarters of 2025. The company’s common stock and redeemable warrants trade on The Nasdaq Capital Market under the symbols OPTX and OPTXW. The press release is included as an exhibit, and the financial information it contains is furnished rather than filed under securities law, which affects how it may be used in certain legal contexts.
Syntec Optics Holdings, Inc. reported that it has fallen behind on key SEC filings, including its Form 10-K for the year ended December 31, 2024, and its Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025 and June 30, 2025. Nasdaq has granted the Company an exception to the continued listing requirements for a maximum of 180 days, through October 13, 2025.
The Company states that its auditors have substantially completed their procedures for these periods. The subject matter review is complete and the engagement quality review is nearing completion, and Syntec Optics anticipates a simultaneous release of all three reports.
Syntec Optics Holdings, Inc. reported that it remains delayed in filing its 2024 Form 10-K and its Form 10-Q reports for the quarters ended March 31, 2025 and June 30, 2025. Nasdaq has granted an exception period for the company to regain compliance with all delinquent filings for up to 180 calendar days from the due date of the initial delinquent filing, or October 13, 2025. The company states that its auditors have substantially completed their procedures, with remaining work focused on final engagement quality review and national office quality control comments. Once these reviews are finalized, Syntec Optics expects the administrative steps and approvals needed to file the Form 10-K and both Form 10-Qs to be completed within about two additional days, and it indicates it is working closely with its auditors to complete the process as soon as practicable.
Syntec Optics Holdings reported that Nasdaq has sent another delinquency notice because the company has not filed its Form 10-K for the year ended December 31, 2024 and its Forms 10-Q for the quarters ended March 31, 2025 and June 30, 2025, leaving it out of compliance with Nasdaq Listing Rule 5250(c)(1).
Nasdaq previously granted an exception through October 13, 2025 to allow Syntec Optics to become current on all these reports. The company plans to submit an updated compliance plan by September 5, 2025 and held an audit committee meeting on September 4, 2025 that approved filing the 10-K after auditors presented their results. Another audit committee meeting is scheduled for September 11, 2025 for the two 10-Qs, and the company is targeting September 15, 2025 to file the 10-K and both 10-Qs to regain compliance.