Welcome to our dedicated page for Oppenheimer Hld SEC filings (Ticker: OPY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Oppenheimer Holdings Inc. (NYSE: OPY) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a financial services firm operating in investment banking and securities dealing, Oppenheimer uses SEC filings to report on its financial condition, segment performance, and material corporate events.
Investors can review current reports on Form 8-K, where Oppenheimer discloses items such as quarterly earnings announcements, special and regular dividend declarations, and investor presentations. For example, recent 8-K filings reference press releases detailing second and third quarter earnings, as well as a special cash dividend on Class A non-voting and Class B voting common stock. Other 8-K filings furnished under Regulation FD point to slide decks that supplement the firm’s public communications.
In addition to 8-Ks, Oppenheimer’s broader SEC reporting (such as Forms 10-K and 10-Q, when accessed through EDGAR) typically includes information on Wealth Management and Capital Markets segment results, revenue components like commissions, advisory fees, investment banking income, bank deposit sweep income, and interest, as well as data on stockholders’ equity, regulatory net capital, and tangible book value per share. These documents help readers understand how the firm’s retail brokerage, institutional sales and trading, investment banking, research, and asset management activities contribute to overall performance.
Stock Titan’s filings interface is designed to surface real-time updates from EDGAR and pair them with AI-powered summaries that explain key points in plain language. Users can quickly see what each new OPY filing covers, identify items related to earnings results, dividends, or investor presentations, and navigate directly to the underlying SEC documents for deeper analysis.
Oppenheimer Holdings Inc. is asking Class B voting stockholders to approve several items at its virtual Annual Meeting on May 4, 2026. Proposals include electing nine directors, ratifying Deloitte & Touche LLP as 2026 auditors, an advisory vote on executive pay, an advisory vote on how often that say‑on‑pay vote should occur, and approval of an Amended and Restated Certificate of Incorporation.
Only Class B voting common stockholders of record on March 6, 2026 may vote; Class A non‑voting holders may listen, view and submit questions but cannot vote. Chairman A.G. Lowenthal owns 97.5% of the Class B stock and intends to vote in favor of all proposals, effectively determining the outcome. The Board highlights that seven of nine directors are independent, all key committees are fully independent, and director meeting attendance in 2025 was 100%.
Oppenheimer Holdings Inc. director Teresa Glasser reported an equity compensation grant of 1,400 shares of Class A non-voting common stock. The transaction is coded as an “other acquisition or disposition” and carries a price of $0.00 per share, reflecting a restricted stock award.
According to the footnote, the 1,400-share award was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. Following this grant, Glasser directly holds a total of 18,400 shares of Class A non-voting common stock.
Oppenheimer Holdings Inc. director Lawrence R. Roth reported an award of 1,400 shares of Class A non-voting common stock on February 26, 2026. The restricted stock was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan at no stated price, bringing his directly held shares to 18,400.
Oppenheimer Holdings Inc. Secretary Dennis P. McNamara sold shares of the company’s Class A non-voting common stock. On March 2, 2026, he completed an open-market sale of 4,673 shares at an average price of $90.67 per share, leaving him with 20,177 shares held directly after the transaction.
Oppenheimer Holdings Inc. will hold its virtual Annual Meeting of Stockholders on May 4, 2026 at 4:30 P.M. (New York time). Class B voting common stockholders of record as of March 6, 2026 may vote on: (1) election of nine directors; (2) ratification of Deloitte & Touche LLP as auditors for 2026; (3) advisory approval of executive compensation; (4) advisory vote on the frequency (1, 2 or 3 years) of future advisory executive compensation votes; and (5) approval of the Company’s Amended and Restated Certificate of Incorporation. The proxy statement notes that A.G. Lowenthal owns 97.5% of the Class B Stock and intends to vote in favor of Matters 1, 2, 3 and 5 and for a three-year frequency on Matter 4. The Company’s Annual Report on Form 10-K for the year ended December 31, 2025 is available on its website.
Oppenheimer Holdings director Suzanne Spaulding reported an award of 1,400 shares of Class A non-voting common stock on February 26, 2026. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan at a stated price of $0.00 per share. After this transaction, Spaulding directly holds 5,900 shares of Class A non-voting common stock.
Oppenheimer Holdings Inc. director Timothy Martin Dwyer received a restricted stock award of 1,400 shares of Class A non-voting common stock under the company’s 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increased his directly held stake to 28,400 shares.
This Form 4 reflects equity compensation rather than an open-market purchase or sale, aligning the director’s interests more closely with the company’s long-term performance.
Oppenheimer Holdings Inc. director Evan Behrens reported an equity award of 1,400 shares of Class A non-voting common stock. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan at a stated price of $0.00 per share.
Following this grant, Behrens directly holds 7,025 shares of Class A non-voting common stock. Restricted stock awards typically vest over time and are used to align directors’ interests with those of shareholders by tying part of their compensation to the company’s equity.
Oppenheimer Holdings director Stacy J. Kanter received a restricted stock award of 1,400 shares of Class A non-voting common stock under the Oppenheimer Holdings Inc. 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increases her directly held position to 5,900 shares.
Oppenheimer Holdings Inc. director Paul M. Friedman reported an other transaction involving 1,400 shares of Class A non-voting common stock. According to the filing, this represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan.
The shares are held indirectly through the Paul M. Friedman Living Trust dated 3/5/19, bringing the trust’s reported holdings of this class of stock to 18,400 shares following the award.