Welcome to our dedicated page for Oppenheimer Hld SEC filings (Ticker: OPY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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- 10-K – full-year results, segment profitability, and risk factors with “Oppenheimer annual report 10-K simplified” commentary
- 10-Q – interim revenue trends and liquidity updates with “Oppenheimer earnings report filing analysis”
- 8-K – deal announcements and compliance notices in “Oppenheimer 8-K material events explained” format
- DEF 14A – the “Oppenheimer proxy statement executive compensation” breakdown
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Oppenheimer Holdings Inc. (OPY) furnished a Form 8-K under Item 2.02 to announce its third quarter 2025 earnings via a press release dated October 31, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference as stated therein.
The company notes the information is furnished, not filed, and therefore is not subject to Section 18 liabilities of the Exchange Act, nor automatically incorporated into other filings unless specifically referenced.
Oppenheimer Holdings Inc. (OPY) reported Q3 2025 results. Total revenue was $424.4 million, up from $373.4 million a year ago, while net income was $21.7 million versus $24.5 million. Diluted EPS was $1.90 ($2.16 in Q3 2024). Growth was led by advisory fees of $134.4 million ($121.6 million) and investment banking of $77.5 million ($52.2 million), with commissions at $120.7 million ($103.1 million). Bank deposit sweep income declined to $28.3 million ($34.9 million). Expenses rose to $392.8 million ($338.0 million), driven mainly by compensation.
For the first nine months, revenue reached $1,165.4 million ($1,057.1 million) and net income was $74.0 million ($60.5 million), with diluted EPS of $6.53 ($5.45). The balance sheet showed total assets of $3.818 billion ($3.383 billion at December 31, 2024) and stockholders’ equity of $920.3 million ($850.4 million). Shares outstanding on October 31, 2025 were 10,420,884 Class A and 99,665 Class B. Operating cash provided was $11.8 million versus a use of $182.9 million in the prior-year period. Dividends paid were $0.54 per share year-to-date.
Oppenheimer Holdings Inc. (NYSE: OPY) filed an 8-K under Item 7.01 (Regulation FD) to notify investors that a new slide deck titled “Second Quarter 2025 Investor Update” was posted to the Investor Relations section of its website on 4 Aug 2025 and furnished as Exhibit 99.1. The filing clarifies that the slides may be reused in future investor meetings and, per Reg FD, are deemed “furnished,” not “filed,” meaning they are not subject to Exchange Act §18 liabilities unless later incorporated by reference. No financial results, guidance, transactions, or strategic announcements are included in the 8-K itself.
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