Welcome to our dedicated page for Oppenheimer Hld SEC filings (Ticker: OPY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Oppenheimer Holdings Inc. (NYSE: OPY) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a financial services firm operating in investment banking and securities dealing, Oppenheimer uses SEC filings to report on its financial condition, segment performance, and material corporate events.
Investors can review current reports on Form 8-K, where Oppenheimer discloses items such as quarterly earnings announcements, special and regular dividend declarations, and investor presentations. For example, recent 8-K filings reference press releases detailing second and third quarter earnings, as well as a special cash dividend on Class A non-voting and Class B voting common stock. Other 8-K filings furnished under Regulation FD point to slide decks that supplement the firm’s public communications.
In addition to 8-Ks, Oppenheimer’s broader SEC reporting (such as Forms 10-K and 10-Q, when accessed through EDGAR) typically includes information on Wealth Management and Capital Markets segment results, revenue components like commissions, advisory fees, investment banking income, bank deposit sweep income, and interest, as well as data on stockholders’ equity, regulatory net capital, and tangible book value per share. These documents help readers understand how the firm’s retail brokerage, institutional sales and trading, investment banking, research, and asset management activities contribute to overall performance.
Stock Titan’s filings interface is designed to surface real-time updates from EDGAR and pair them with AI-powered summaries that explain key points in plain language. Users can quickly see what each new OPY filing covers, identify items related to earnings results, dividends, or investor presentations, and navigate directly to the underlying SEC documents for deeper analysis.
Oppenheimer Holdings Inc. filed a Form 8-K to share that it posted an investor presentation on its website on February 2, 2026. The slides, furnished as Exhibit 99.1, provide a fourth quarter and full year 2025 investor update.
The company states the slides are "furnished" under Regulation FD rather than "filed," limiting potential liability under Section 18 of the Exchange Act unless specifically incorporated by reference. Oppenheimer may reuse or slightly modify the slides in future investor presentations and does not undertake to update them regularly.
Oppenheimer Holdings Inc. furnished a press release announcing its fourth quarter and full year 2025 earnings. The company released this information on January 30, 2026, and attached the press release as Exhibit 99.1 to this current report.
The earnings press release is treated as furnished, not filed for purposes of the Exchange Act, which limits its exposure to certain legal liabilities and incorporation by reference into other securities law filings unless specifically referenced.
Oppenheimer Holdings director Robert S. Lowenthal reported equity compensation activity involving Class A non-voting common stock. On January 28, 2026, 75,000 shares of Restricted Class A non-voting common stock awarded on January 28, 2021 vested. Of these, 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Following the transactions, he directly owned 129,608 shares of Class A non-voting common stock and 105,000 shares of Restricted Class A non-voting common stock.
Oppenheimer Holdings Inc. CEO Albert G. Lowenthal, a director and more than 10% owner, reported the vesting of previously granted equity awards. On January 28, 2026, 110,000 shares of Restricted Class A non-voting common stock granted on January 28, 2021 reached vesting.
Of this grant, 55,725 Class A non-voting common shares were converted into directly held stock at a price of $0.00 per share, while 54,275 shares were forfeited. Following these transactions, Lowenthal directly holds 254,876 Class A non-voting common shares and 227,500 restricted Class A non-voting common shares.
Oppenheimer Holdings Inc. officer reports restricted stock vesting and share conversion. Secretary Dennis P. McNamara reported the vesting of 5,000 shares of Restricted Class A non-voting common stock originally awarded on January 28, 2021. Of this award, 3,084 Class A non-voting common shares were converted into directly held stock and 1,916 shares were forfeited.
Following these transactions, McNamara directly beneficially owns 9,500 Restricted Class A non-voting common shares and 24,850 Class A non-voting common shares. The transactions were coded as "J," reflecting a non-market, equity-compensation-related change rather than an open-market purchase or sale.
Oppenheimer Holdings Inc. director receives restricted stock award. Director Suzanne Spaulding was granted 3,000 shares of Class A non-voting common stock on 09/22/2025 as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan. After this grant, she beneficially owns 4,500 Class A non-voting shares directly.
Oppenheimer Holdings Inc. announced that its Board of Directors has declared a special cash dividend of $1.00 per share on both its Class A non-voting and Class B voting common stock. The dividend is scheduled to be paid on January 9, 2026 to shareholders who are on record as of the close of business on December 26, 2025. This one-time dividend provides an additional cash return to current shareholders beyond any regular dividend policy.
Oppenheimer Holdings Inc. (OPY) furnished an 8-K under Regulation FD announcing it posted an investor presentation to its website on November 3, 2025. The presentation, identified as Exhibit 99.1 and titled “Third Quarter 2025 Investor Update,” may be used in future investor meetings.
The company notes the information in Item 7.01 and Exhibit 99.1 is being furnished, not filed, and therefore is not subject to Section 18 liability of the Exchange Act unless specifically stated otherwise or incorporated by reference. The materials are intended to be read alongside the company’s SEC filings and other public disclosures.
Oppenheimer Holdings Inc. (OPY) furnished a Form 8-K under Item 2.02 to announce its third quarter 2025 earnings via a press release dated October 31, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference as stated therein.
The company notes the information is furnished, not filed, and therefore is not subject to Section 18 liabilities of the Exchange Act, nor automatically incorporated into other filings unless specifically referenced.
Oppenheimer Holdings Inc. (OPY) reported Q3 2025 results. Total revenue was $424.4 million, up from $373.4 million a year ago, while net income was $21.7 million versus $24.5 million. Diluted EPS was $1.90 ($2.16 in Q3 2024). Growth was led by advisory fees of $134.4 million ($121.6 million) and investment banking of $77.5 million ($52.2 million), with commissions at $120.7 million ($103.1 million). Bank deposit sweep income declined to $28.3 million ($34.9 million). Expenses rose to $392.8 million ($338.0 million), driven mainly by compensation.
For the first nine months, revenue reached $1,165.4 million ($1,057.1 million) and net income was $74.0 million ($60.5 million), with diluted EPS of $6.53 ($5.45). The balance sheet showed total assets of $3.818 billion ($3.383 billion at December 31, 2024) and stockholders’ equity of $920.3 million ($850.4 million). Shares outstanding on October 31, 2025 were 10,420,884 Class A and 99,665 Class B. Operating cash provided was $11.8 million versus a use of $182.9 million in the prior-year period. Dividends paid were $0.54 per share year-to-date.
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