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Oppenheimer Holdings director Stacy J. Kanter received a restricted stock award of 1,400 shares of Class A non-voting common stock under the Oppenheimer Holdings Inc. 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increases her directly held position to 5,900 shares.
Oppenheimer Holdings Inc. director Paul M. Friedman reported an other transaction involving 1,400 shares of Class A non-voting common stock. According to the filing, this represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan.
The shares are held indirectly through the Paul M. Friedman Living Trust dated 3/5/19, bringing the trust’s reported holdings of this class of stock to 18,400 shares following the award.
Oppenheimer Holdings Inc. reported record 2025 operating results. The firm posted gross revenue $1,638,071, net income $148,403, and basic earnings per share $14.13 for the year ended December 31, 2025. Stockholders’ equity was $983,823 and book value per share was $93.81. Wealth Management AUM reached $55.2 billion and client Assets Under Administration totaled $143.3 billion. The firm repurchased 46,292 shares at an average price of $64.36, paid regular quarterly dividends of $0.72 per share, and declared a special dividend of $1.00 per share.
Oppenheimer Holdings Inc. describes a diversified 2025 business built around middle‑market investment banking, full‑service brokerage and asset management, delivered through 924 financial advisors in 88 U.S. offices and several international subsidiaries.
The Company reports client assets under administration of $143.3 billion and fee-based assets under management of $55.2 billion as of December 31, 2025, highlighting the scale of its Wealth Management and advisory franchises. It employed 2,947 people, including 924 advisors, and emphasizes culture, development programs and performance‑linked pay. Compensation represented 62.1% of 2025 revenue for the total firm, with 52.1% in Wealth Management and 60.9% in Capital Markets.
The filing notes the wind‑down and January 30, 2026 deregistration of discount broker Freedom Investments, stating this did not materially affect financial results. Extensive risk factor disclosure details market, credit, liquidity, operational, regulatory and technology risks, including cybersecurity, privacy and evolving fiduciary and capital rules across U.S. and international jurisdictions.
Oppenheimer Holdings Inc. filed a Form 8-K to share that it posted an investor presentation on its website on February 2, 2026. The slides, furnished as Exhibit 99.1, provide a fourth quarter and full year 2025 investor update.
The company states the slides are "furnished" under Regulation FD rather than "filed," limiting potential liability under Section 18 of the Exchange Act unless specifically incorporated by reference. Oppenheimer may reuse or slightly modify the slides in future investor presentations and does not undertake to update them regularly.
Oppenheimer Holdings Inc. furnished a press release announcing its fourth quarter and full year 2025 earnings. The company released this information on January 30, 2026, and attached the press release as Exhibit 99.1 to this current report.
The earnings press release is treated as furnished, not filed for purposes of the Exchange Act, which limits its exposure to certain legal liabilities and incorporation by reference into other securities law filings unless specifically referenced.
Oppenheimer Holdings director Robert S. Lowenthal reported equity compensation activity involving Class A non-voting common stock. On January 28, 2026, 75,000 shares of Restricted Class A non-voting common stock awarded on January 28, 2021 vested. Of these, 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Following the transactions, he directly owned 129,608 shares of Class A non-voting common stock and 105,000 shares of Restricted Class A non-voting common stock.
Oppenheimer Holdings Inc. CEO Albert G. Lowenthal, a director and more than 10% owner, reported the vesting of previously granted equity awards. On January 28, 2026, 110,000 shares of Restricted Class A non-voting common stock granted on January 28, 2021 reached vesting.
Of this grant, 55,725 Class A non-voting common shares were converted into directly held stock at a price of $0.00 per share, while 54,275 shares were forfeited. Following these transactions, Lowenthal directly holds 254,876 Class A non-voting common shares and 227,500 restricted Class A non-voting common shares.
Oppenheimer Holdings Inc. officer reports restricted stock vesting and share conversion. Secretary Dennis P. McNamara reported the vesting of 5,000 shares of Restricted Class A non-voting common stock originally awarded on January 28, 2021. Of this award, 3,084 Class A non-voting common shares were converted into directly held stock and 1,916 shares were forfeited.
Following these transactions, McNamara directly beneficially owns 9,500 Restricted Class A non-voting common shares and 24,850 Class A non-voting common shares. The transactions were coded as "J," reflecting a non-market, equity-compensation-related change rather than an open-market purchase or sale.
Oppenheimer Holdings Inc. director receives restricted stock award. Director Suzanne Spaulding was granted 3,000 shares of Class A non-voting common stock on 09/22/2025 as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan. After this grant, she beneficially owns 4,500 Class A non-voting shares directly.