Oppenheimer Holdings Inc. filings document operating results, Regulation FD investor updates, governance matters, and capital-structure disclosures for a financial services holding company with Class A non-voting and Class B voting common stock. Form 8-K reports furnish earnings releases, investor presentations, special dividend actions, and other material events tied to the firm’s wealth management, brokerage, investment banking, and capital markets activities.
Proxy filings describe annual meeting matters, director elections, auditor ratification, advisory executive-compensation votes, charter-related proposals, and voting mechanics for Class B holders. The filing record also captures formal disclosure around common-stock rights, board oversight, executive compensation, and reported financial or legal items included in earnings materials.
Oppenheimer Holdings Inc. director Teresa Glasser reported an equity compensation grant of 1,400 shares of Class A non-voting common stock. The transaction is coded as an “other acquisition or disposition” and carries a price of $0.00 per share, reflecting a restricted stock award.
According to the footnote, the 1,400-share award was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. Following this grant, Glasser directly holds a total of 18,400 shares of Class A non-voting common stock.
Oppenheimer Holdings Inc. director Lawrence R. Roth reported an award of 1,400 shares of Class A non-voting common stock on February 26, 2026. The restricted stock was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan at no stated price, bringing his directly held shares to 18,400.
Oppenheimer Holdings Inc. Secretary Dennis P. McNamara sold shares of the company’s Class A non-voting common stock. On March 2, 2026, he completed an open-market sale of 4,673 shares at an average price of $90.67 per share, leaving him with 20,177 shares held directly after the transaction.
Oppenheimer Holdings Inc. will hold its virtual Annual Meeting of Stockholders on May 4, 2026 at 4:30 P.M. (New York time). Class B voting common stockholders of record as of March 6, 2026 may vote on: (1) election of nine directors; (2) ratification of Deloitte & Touche LLP as auditors for 2026; (3) advisory approval of executive compensation; (4) advisory vote on the frequency (1, 2 or 3 years) of future advisory executive compensation votes; and (5) approval of the Company’s Amended and Restated Certificate of Incorporation. The proxy statement notes that A.G. Lowenthal owns 97.5% of the Class B Stock and intends to vote in favor of Matters 1, 2, 3 and 5 and for a three-year frequency on Matter 4. The Company’s Annual Report on Form 10-K for the year ended December 31, 2025 is available on its website.
Oppenheimer Holdings director Suzanne Spaulding reported an award of 1,400 shares of Class A non-voting common stock on February 26, 2026. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan at a stated price of $0.00 per share. After this transaction, Spaulding directly holds 5,900 shares of Class A non-voting common stock.
Oppenheimer Holdings Inc. director Timothy Martin Dwyer received a restricted stock award of 1,400 shares of Class A non-voting common stock under the company’s 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increased his directly held stake to 28,400 shares.
This Form 4 reflects equity compensation rather than an open-market purchase or sale, aligning the director’s interests more closely with the company’s long-term performance.
Oppenheimer Holdings Inc. director Evan Behrens reported an equity award of 1,400 shares of Class A non-voting common stock. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan at a stated price of $0.00 per share.
Following this grant, Behrens directly holds 7,025 shares of Class A non-voting common stock. Restricted stock awards typically vest over time and are used to align directors’ interests with those of shareholders by tying part of their compensation to the company’s equity.
Oppenheimer Holdings director Stacy J. Kanter received a restricted stock award of 1,400 shares of Class A non-voting common stock under the Oppenheimer Holdings Inc. 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increases her directly held position to 5,900 shares.
Oppenheimer Holdings Inc. director Paul M. Friedman reported an other transaction involving 1,400 shares of Class A non-voting common stock. According to the filing, this represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan.
The shares are held indirectly through the Paul M. Friedman Living Trust dated 3/5/19, bringing the trust’s reported holdings of this class of stock to 18,400 shares following the award.
Oppenheimer Holdings Inc. reported record 2025 operating results. The firm posted gross revenue $1,638,071, net income $148,403, and basic earnings per share $14.13 for the year ended December 31, 2025. Stockholders’ equity was $983,823 and book value per share was $93.81. Wealth Management AUM reached $55.2 billion and client Assets Under Administration totaled $143.3 billion. The firm repurchased 46,292 shares at an average price of $64.36, paid regular quarterly dividends of $0.72 per share, and declared a special dividend of $1.00 per share.