Oppenheimer director granted 1,400 restricted shares

Oppenheimer Holdings Inc. director Evan Behrens reported an equity award of 1,400 shares of Class A non-voting common stock.

Rhea-AI Filing Summary

Oppenheimer Holdings Inc. director Evan Behrens reported an equity award of 1,400 shares of Class A non-voting common stock. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan at a stated price of $0.00 per share.

Following this grant, Behrens directly holds 7,025 shares of Class A non-voting common stock. Restricted stock awards typically vest over time and are used to align directors’ interests with those of shareholders by tying part of their compensation to the company’s equity.

Insider Trade Summary

Other: 1,400 shares

Other 1 txn

Insider BEHRENS EVAN

Role Director

Type	Security	Shares	Price	Value
Other	Class A non-voting common stock	1,400	$0.00	$0.00

Holdings After Transaction: Class A non-voting common stock — 7,025 shares (Direct)

Footnotes (1)

1. F1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did OPPENHEIMER HOLDINGS INC (OPY) report for Evan Behrens?

Oppenheimer Holdings Inc. reported that director Evan Behrens received 1,400 shares of Class A non-voting common stock. These were granted as a restricted stock award under the 2024 Incentive Plan, reflecting equity-based compensation rather than an open-market purchase.

How many OPY shares does Evan Behrens hold after this Form 4 transaction?

After the reported transaction, Evan Behrens directly holds 7,025 shares of Oppenheimer Holdings Inc. Class A non-voting common stock. This total includes the 1,400 restricted shares granted under the 2024 Incentive Plan, as disclosed in the Form 4 filing.

Was the OPY Form 4 transaction a buy or sell by Evan Behrens?

The Form 4 does not show an open-market buy or sell. Instead, Evan Behrens received 1,400 shares of Class A non-voting common stock as a restricted stock award under the 2024 Incentive Plan, categorized as an “other” type transaction.

What type of security is involved in Evan Behrens’ OPY Form 4 filing?

The security is Class A non-voting common stock of Oppenheimer Holdings Inc. The Form 4 shows a grant of 1,400 restricted shares under the company’s 2024 Incentive Plan, adding to Behrens’ directly held total of 7,025 shares after the transaction.

What does the footnote in Evan Behrens’ OPY Form 4 transaction explain?

The footnote explains that the reported 1,400 shares represent a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. This clarifies the transaction as equity compensation rather than a cash purchase or sale in the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/27/2026 - 11:10 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BEHRENS EVAN

(Last) (First) (Middle)

C/O OPPENHEIMER HOLDINGS INC.

85 BROAD STREET

(Street)

NEW YORK NY 10004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A non-voting common stock	02/26/2026(1)		J		1,400	A	(1)	7,025	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Remarks:

	/s/ Jenny Chan, as Attorney-in-fact for Evan Behrens	02/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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