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OPPENHEIMER (NYSE: OPY) CFO awarded 2,000 restricted Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OPPENHEIMER HOLDINGS INC CFO Brad M. Watkins received an award of 2,000 shares of Restricted Class A non-voting common stock on 2/6/2026. According to the award terms, these shares vest on 2/5/2031 if he remains continuously employed by the company. After this award, his reported holdings in this class total 20,000 shares.

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Insider Watkins Brad M
Role CFO
Type Security Shares Price Value
Other Restricted Class A non-voting common stock 2,000 $0.00 --
Holdings After Transaction: Restricted Class A non-voting common stock — 20,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted shares awarded 2,000 shares Restricted Class A non-voting common stock granted 2/6/2026
Holdings after transaction 20,000 shares Restricted Class A non-voting common stock following award
Vesting date 2/5/2031 Restricted shares vest if continuous employment condition is met
Restricted Class A non-voting common stock financial
"The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock"
A restricted Class A non‑voting common stock is an ownership share that carries no voting rights and has limits on selling or transferring it, often because of contractual lockups, regulatory rules, or investor agreements. For investors this matters because the shares may be harder to sell and carry less control over company decisions, so their market value and role in a portfolio can be quite different from freely tradable, voting shares — like owning a piece of a cake you can eat but can’t move or vote about how it’s served.
vesting financial
"Restricted Class A non-voting common stock vesting on 2/5/2031"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
continuously employed financial
"subject to the awardee being continuously employed by the company until such time"
Other acquisition or disposition financial
"transaction code description: Other acquisition or disposition"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Watkins Brad M
(Last)(First)(Middle)
C/O OPPENHEIMER & CO. INC.
85 BROAD STREET
(Street)
NEW YORK NEW YORK 10004
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Class A non-voting common stock(1)02/06/2026J2,000 (1) (1)Class A non-voting common stock2,000(1)20,000D
Explanation of Responses:
1. The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.
Remarks:
/s/ Jenny Chan, as Attorney-in-fact for Brad M. Watkins05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did OPPENHEIMER (OPY) CFO Brad Watkins report?

CFO Brad M. Watkins reported an award of 2,000 shares of Restricted Class A non-voting common stock. The award is compensation-related, not an open-market trade, and increases his reported holdings in this class to 20,000 shares following the transaction.

When do Brad Watkins’ new restricted OPY shares vest?

The 2,000 restricted Class A non-voting common shares awarded to Brad Watkins vest on 2/5/2031. Vesting is contingent on him being continuously employed by OPPENHEIMER HOLDINGS INC through that date, as specified in the award footnote.

How many OPY Class A non-voting shares does Brad Watkins hold after this filing?

Following the reported award, Brad Watkins holds 20,000 shares of Restricted Class A non-voting common stock. This figure reflects his direct ownership in this class after the 2,000-share compensation grant on 2/6/2026.

Was Brad Watkins’ OPY Form 4 transaction a buy or sell in the market?

The Form 4 does not show a market buy or sell; it reports an award of 2,000 restricted shares coded as an “other acquisition or disposition.” This is a compensation grant rather than an open-market purchase or sale.

What conditions apply to Brad Watkins’ new restricted OPY shares?

The 2,000 restricted shares vest only if Brad Watkins remains continuously employed by OPPENHEIMER HOLDINGS INC until 2/5/2031. If employment conditions are not met, the unvested restricted shares may be forfeited under the award’s terms.