Oppenheimer (NYSE: OPY) awards 2,000 restricted shares to secretary

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Oppenheimer Holdings secretary Dennis P. McNamara received an award of 2,000 shares of Restricted Class A non-voting common stock on February 6, 2026. According to the filing footnote, these shares vest on February 5, 2031, if he remains continuously employed by the company. Following this compensation-related award, McNamara holds 11,500 shares of this Class A non-voting common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider McNAMARA DENNIS P

Role Secretary

Type	Security	Shares	Price	Value
Other	Restricted Class A non-voting common stock	2,000	$0.00	--

Holdings After Transaction: Restricted Class A non-voting common stock — 11,500 shares (Direct, null)

Footnotes (1)

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Key Figures

Restricted shares awarded: 2,000 shares Holdings after transaction: 11,500 shares Vesting date: February 5, 2031 +1 more

4 metrics

Restricted shares awarded 2,000 shares Restricted Class A non-voting common stock granted on February 6, 2026

Holdings after transaction 11,500 shares Class A non-voting common stock held directly after award

Vesting date February 5, 2031 Restricted shares vest if continuous employment condition is met

Reported transaction price $0.00 per share Award of restricted stock recorded with no cash price

Key Terms

Restricted Class A non-voting common stock, vesting, continuously employed, other acquisition or disposition

4 terms

Restricted Class A non-voting common stock financial

"The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031"

A restricted Class A non‑voting common stock is an ownership share that carries no voting rights and has limits on selling or transferring it, often because of contractual lockups, regulatory rules, or investor agreements. For investors this matters because the shares may be harder to sell and carry less control over company decisions, so their market value and role in a portfolio can be quite different from freely tradable, voting shares — like owning a piece of a cake you can eat but can’t move or vote about how it’s served.

vesting financial

"award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

continuously employed financial

"vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time"

other acquisition or disposition regulatory

"transaction_code_description: Other acquisition or disposition"

Form 4 Insider Transactions: What Each Field Means →

05/11/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNAMARA DENNIS P

(Last)

(First)

(Middle)

C/O OPPENHEIMER & CO. INC.

85 BROAD STREET

(Street)

NEW YORK

10004

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Class A non-voting common stock	⁽¹⁾	02/06/2026		J		2,000		⁽¹⁾	⁽¹⁾	Class A non-voting common stock	2,000	⁽¹⁾	11,500	D

Explanation of Responses:

1. The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Remarks:

	/s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did OPPENHEIMER HOLDINGS INC (OPY) report for Dennis McNamara?

Oppenheimer reported that secretary Dennis P. McNamara received an award of 2,000 shares of Restricted Class A non-voting common stock. This grant is compensation-related and was recorded as an “other transaction” rather than an open-market buy or sell.

When do Dennis McNamara’s 2,000 restricted OPY shares vest?

The 2,000 Restricted Class A non-voting shares awarded to Dennis McNamara vest on February 5, 2031. Vesting depends on him remaining continuously employed by Oppenheimer Holdings until that date, as specified in the award terms.

How many OPY Class A non-voting shares does Dennis McNamara hold after this award?

After the award, Dennis McNamara holds 11,500 shares of Class A non-voting common stock directly. This total reflects his position following the 2,000-share restricted stock grant disclosed in the Form 4 filing.

Was the OPY insider transaction a market purchase or sale?

The transaction was not a market purchase or sale. It is classified as an “other acquisition or disposition” and described as a restricted stock award granted to Dennis McNamara, with no transaction price per share reported.

What conditions apply to Dennis McNamara’s restricted OPY stock award?

The restricted stock award vests only if Dennis McNamara remains continuously employed by Oppenheimer Holdings until February 5, 2031. If this service condition is met, the 2,000 Restricted Class A non-voting shares will fully vest on that date.