OPY director granted 1,400 restricted shares

Oppenheimer Holdings Inc. director Teresa Glasser reported an equity compensation grant of 1,400 shares of Class A non-voting common stock.

Accepted by SEC EDGAR 03/03/2026 - 12:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Oppenheimer Holdings Inc. director Teresa Glasser reported an equity compensation grant of 1,400 shares of Class A non-voting common stock. The transaction is coded as an “other acquisition or disposition” and carries a price of $0.00 per share, reflecting a restricted stock award.

According to the footnote, the 1,400-share award was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. Following this grant, Glasser directly holds a total of 18,400 shares of Class A non-voting common stock.

Insider Trade Summary

Other: 1,400 shares

Other 1 txn

Insider Glasser Teresa

Role Director

Type	Security	Shares	Price	Value
Other	Class A non-voting common stock	1,400	$0.00	$0.00

Holdings After Transaction: Class A non-voting common stock — 18,400 shares (Direct)

Footnotes (1)

1. F1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Teresa Glasser report for OPPENHEIMER HOLDINGS INC (OPY)?

Teresa Glasser reported an equity compensation transaction involving 1,400 shares of Class A non-voting common stock. It is coded as an “other acquisition or disposition” and represents a restricted stock award granted under the company’s 2024 Incentive Plan.

How many OPPENHEIMER HOLDINGS INC (OPY) shares did Teresa Glasser receive in this Form 4 filing?

Teresa Glasser received 1,400 shares of Class A non-voting common stock. The shares were granted as a restricted stock award under the Oppenheimer Holdings Inc. 2024 Incentive Plan, rather than purchased on the open market or through a cash transaction.

What is Teresa Glasser’s total OPPENHEIMER HOLDINGS INC (OPY) ownership after this transaction?

After the reported transaction, Teresa Glasser directly holds 18,400 shares of Class A non-voting common stock. This total reflects the addition of the 1,400-share restricted stock award disclosed in the Form 4 filing as an “other acquisition or disposition.”

Was there any cash consideration in Teresa Glasser’s latest OPY stock transaction?

No cash consideration is indicated; the transaction price per share is reported as $0.00. This aligns with the disclosure that the 1,400 Class A non-voting shares were granted as a restricted stock award under the 2024 Incentive Plan.

What does the Form 4 footnote say about Teresa Glasser’s new OPY shares?

The footnote explains that the 1,400 shares represent a restricted stock award. The award was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan, clarifying that this is an equity compensation grant rather than an open-market stock purchase or sale.

How is Teresa Glasser’s OPY transaction classified in the Form 4 filing?

The transaction is classified with code “J,” described as an “other acquisition or disposition.” Combined with the footnote, this indicates the 1,400 shares of Class A non-voting common stock were granted as a restricted stock award under the 2024 Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Glasser Teresa

(Last) (First) (Middle)

C/O OPPENHEIMER HOLDINGS INC.

85 BROAD STREET

(Street)

NEW YORK NY 10004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A non-voting common stock	02/26/2026(1)		J		1,400	A	(1)	18,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Remarks:

	/s/ Jenny Chan, as Attorney-in-fact for Teresa A. Glasser	02/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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