Oppenheimer (OPY) director receives 1,400-share restricted stock award

Rhea-AI Filing Summary

Oppenheimer Holdings Inc. director Timothy Martin Dwyer received a restricted stock award of 1,400 shares of Class A non-voting common stock under the company’s 2024 Incentive Plan. The award was reported at a price of $0.00 per share and increased his directly held stake to 28,400 shares.

This Form 4 reflects equity compensation rather than an open-market purchase or sale, aligning the director’s interests more closely with the company’s long-term performance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dwyer Timothy Martin

(Last) (First) (Middle)

C/O OPPENHEIMER HOLDINGS INC.

85 BROAD STREET

(Street)

NEW YORK NY 10004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OPPENHEIMER HOLDINGS INC [ OPY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A non-voting common stock	02/26/2026(1)		J		1,400	A	(1)	28,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan

Remarks:

	/s/ Jenny Chan, as Attorney-in-fact for Timothy M. Dwyer	02/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did Oppenheimer Holdings (OPY) director Timothy Martin Dwyer report on this Form 4?

Timothy Martin Dwyer reported receiving a restricted stock award of 1,400 Class A non-voting common shares. The award was granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan and recorded at $0.00 per share as equity-based compensation.

How many Oppenheimer Holdings (OPY) shares does Timothy Martin Dwyer hold after this transaction?

Following the restricted stock award, Timothy Martin Dwyer directly holds 28,400 shares of Oppenheimer’s Class A non-voting common stock. This reflects the updated ownership position reported in the Form 4 after the 1,400-share incentive grant.

Was the Oppenheimer Holdings (OPY) Form 4 transaction a market buy or sell?

The Form 4 does not show a market buy or sell. Instead, it reports an “other” transaction code J, described in the footnote as a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan at $0.00 per share.

What type of security was involved in Timothy Martin Dwyer’s Oppenheimer (OPY) Form 4 filing?

The filing involves Oppenheimer’s Class A non-voting common stock. Dwyer received 1,400 shares as a restricted stock award, which is a form of equity compensation rather than a cash transaction on the open market.

What does transaction code J mean in the Oppenheimer (OPY) Form 4 for Timothy Martin Dwyer?

Transaction code J indicates “Other acquisition or disposition.” In this case, a footnote clarifies it represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan, rather than a standard purchase or sale.