STOCK TITAN

[6-K] Oriental Rise Holdings Limited Current Report (Foreign Issuer)

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
6-K
Rhea-AI Filing Summary

Form 144 filing overview: A notice has been filed for the proposed sale of 151,286 Brookdale Senior Living Inc. common shares through UBS Financial Services. The filer plans to execute the transaction on or about 07 July 2025. Based on the data supplied in the form, the shares carry an aggregate market value of USD 10.29 million. Brookdale has 234,347,862 shares outstanding, so the contemplated sale represents roughly 0.07 % of total shares.

The shares were acquired via RSU vesting on 27 Feb 2024. The form lists Lucinda Baier as the seller in all related tables.

Prior insider activity: During the three-month period from 06 Jun 2025 to 24 Jun 2025, the same seller completed five open-market transactions totaling 457,737 shares for combined gross proceeds of USD 3.16 million. Those prior disposals equal about 0.20 % of shares outstanding.

Implications for investors: Rule 144 filings do not obligate the filer to sell, but they signal intent and may indicate liquidity needs or portfolio rebalancing by an insider. The size of the proposed sale is modest relative to Brookdale’s float; however, when combined with recent sales, it shows a continued reduction in the insider’s exposure over a short period.

Panoramica sulla presentazione del Modulo 144: È stata presentata una notifica per la proposta vendita di 151.286 azioni ordinarie di Brookdale Senior Living Inc. tramite UBS Financial Services. Il venditore prevede di eseguire la transazione intorno al 07 luglio 2025. Secondo i dati indicati nel modulo, le azioni hanno un valore di mercato complessivo di 10,29 milioni di USD. Brookdale conta 234.347.862 azioni in circolazione, quindi la vendita proposta rappresenta circa lo 0,07 % del totale delle azioni.

Le azioni sono state acquisite tramite vesting di RSU il 27 febbraio 2024. Il modulo indica Lucinda Baier come venditrice in tutte le tabelle correlate.

Attività precedenti dell’insider: Nel periodo di tre mesi dal 06 giugno 2025 al 24 giugno 2025, la stessa venditrice ha completato cinque transazioni sul mercato aperto per un totale di 457.737 azioni, ottenendo un ricavo lordo complessivo di 3,16 milioni di USD. Queste precedenti cessioni rappresentano circa lo 0,20 % delle azioni in circolazione.

Implicazioni per gli investitori: Le comunicazioni ai sensi della Regola 144 non obbligano a vendere, ma segnalano l’intenzione e possono indicare esigenze di liquidità o ribilanciamento del portafoglio da parte di un insider. La dimensione della vendita proposta è modesta rispetto al flottante di Brookdale; tuttavia, unita alle vendite recenti, indica una riduzione continua dell’esposizione dell’insider in un breve periodo.

Resumen de la presentación del Formulario 144: Se ha presentado un aviso para la venta propuesta de 151.286 acciones comunes de Brookdale Senior Living Inc. a través de UBS Financial Services. El declarante planea ejecutar la transacción alrededor del 07 de julio de 2025. Según los datos proporcionados en el formulario, las acciones tienen un valor de mercado agregado de 10,29 millones de USD. Brookdale tiene 234.347.862 acciones en circulación, por lo que la venta contemplada representa aproximadamente el 0,07 % del total de acciones.

Las acciones se adquirieron mediante vesting de RSU el 27 de febrero de 2024. El formulario indica a Lucinda Baier como la vendedora en todas las tablas relacionadas.

Actividad previa del insider: Durante el período de tres meses del 06 de junio de 2025 al 24 de junio de 2025, la misma vendedora completó cinco transacciones en el mercado abierto por un total de 457.737 acciones, obteniendo ingresos brutos combinados de 3,16 millones de USD. Estas disposiciones anteriores equivalen a aproximadamente el 0,20 % de las acciones en circulación.

Implicaciones para los inversores: Las presentaciones bajo la Regla 144 no obligan al declarante a vender, pero indican intención y pueden señalar necesidades de liquidez o reequilibrio de cartera por parte de un insider. El tamaño de la venta propuesta es modesto en relación con el flotante de Brookdale; sin embargo, combinado con ventas recientes, muestra una reducción continua en la exposición del insider en un corto período.

서식 144 제출 개요: UBS Financial Services를 통해 151,286주 브룩데일 시니어 리빙 주식회사 보통주 매도 예정 공지가 제출되었습니다. 제출자는 2025년 7월 7일경 거래를 실행할 계획입니다. 서식에 명시된 자료에 따르면, 해당 주식의 총 시장 가치는 미화 1,029만 달러입니다. 브룩데일은 234,347,862주가 발행되어 있으며, 이번 매도는 전체 주식의 약 0.07%에 해당합니다.

주식은 2024년 2월 27일 RSU 베스팅을 통해 취득되었습니다. 서식에는 모든 관련 표에서 루신다 베이어가 판매자로 기재되어 있습니다.

이전 내부자 거래 내역: 2025년 6월 6일부터 6월 24일까지 3개월 동안 동일 판매자는 총 457,737주를 5건의 공개 시장 거래로 매도하여 총 316만 달러의 총수익을 올렸습니다. 이전 매도는 발행 주식의 약 0.20%에 해당합니다.

투자자에 대한 시사점: 규칙 144 제출은 매도를 의무화하지 않지만, 매도 의도를 나타내며 내부자의 유동성 필요나 포트폴리오 재조정을 시사할 수 있습니다. 제안된 매도 규모는 브룩데일 유통 주식 대비 적은 편이지만, 최근 매도와 합쳐 내부자의 노출이 단기간에 지속적으로 감소하고 있음을 보여줍니다.

Présentation du formulaire 144 : Un avis a été déposé concernant la vente proposée de 151 286 actions ordinaires de Brookdale Senior Living Inc. via UBS Financial Services. Le déclarant prévoit d’exécuter la transaction aux alentours du 7 juillet 2025. D’après les données fournies dans le formulaire, les actions ont une valeur marchande globale de 10,29 millions USD. Brookdale compte 234 347 862 actions en circulation, la vente envisagée représente donc environ 0,07 % du total des actions.

Les actions ont été acquises par vesting de RSU le 27 février 2024. Le formulaire indique Lucinda Baier comme vendeuse dans tous les tableaux concernés.

Activité antérieure de l’initié : Au cours de la période de trois mois du 6 juin 2025 au 24 juin 2025, la même vendeuse a réalisé cinq transactions sur le marché ouvert totalisant 457 737 actions pour un produit brut combiné de 3,16 millions USD. Ces cessions antérieures représentent environ 0,20 % des actions en circulation.

Implications pour les investisseurs : Les dépôts selon la règle 144 n’obligent pas le déclarant à vendre, mais signalent une intention et peuvent indiquer des besoins de liquidité ou un rééquilibrage de portefeuille par un initié. La taille de la vente proposée est modeste par rapport au flottant de Brookdale ; toutefois, combinée aux ventes récentes, elle montre une réduction continue de l’exposition de l’initié sur une courte période.

Überblick über die Einreichung des Formulars 144: Eine Mitteilung wurde für den geplanten Verkauf von 151.286 Stammaktien von Brookdale Senior Living Inc. über UBS Financial Services eingereicht. Der Einreicher plant, die Transaktion am oder um den 07. Juli 2025 durchzuführen. Basierend auf den im Formular angegebenen Daten haben die Aktien einen gesamten Marktwert von 10,29 Millionen USD. Brookdale hat 234.347.862 ausstehende Aktien, sodass der geplante Verkauf ungefähr 0,07 % der Gesamtaktien entspricht.

Die Aktien wurden durch RSU-Vesting am 27. Februar 2024 erworben. Im Formular wird Lucinda Baier als Verkäuferin in allen zugehörigen Tabellen aufgeführt.

Frühere Insideraktivitäten: Im Zeitraum von drei Monaten vom 06. Juni 2025 bis 24. Juni 2025 tätigte dieselbe Verkäuferin fünf Transaktionen am offenen Markt mit insgesamt 457.737 Aktien und erzielte einen Bruttoerlös von 3,16 Millionen USD. Diese vorherigen Veräußerungen entsprechen etwa 0,20 % der ausstehenden Aktien.

Auswirkungen für Investoren: Regel 144-Einreichungen verpflichten den Einreicher nicht zum Verkauf, signalisieren jedoch eine Absicht und können auf Liquiditätsbedarf oder Portfolioanpassungen eines Insiders hinweisen. Die Größe des geplanten Verkaufs ist im Verhältnis zum Streubesitz von Brookdale bescheiden; in Kombination mit den jüngsten Verkäufen zeigt sie jedoch eine fortgesetzte Reduzierung der Insider-Position innerhalb kurzer Zeit.

Positive
  • None.
Negative
  • Ongoing insider selling trend: 609,023 shares (planned + recent) marked for sale within a three-month window.
  • No disclosed insider purchases to counterbalance the sales signal.

Insights

TL;DR: Continued insider selling; small in percentage terms but consistent over 3 months—generally a mild negative signal.

The Form 144 registers an intent to sell 151,286 shares (~0.07 % of float) after 457,737 shares were already sold this quarter. Although the absolute percentage is low, the steady cadence suggests ongoing disposition rather than a one-off liquidity event. Investors often view clustered insider sales as a sentiment head-wind, particularly when conducted by a senior executive. The filing does not disclose any offsetting insider purchases.

Given the limited size versus Brookdale’s market capitalization, I classify the impact as not materially price-moving, yet directionally negative for sentiment.

Panoramica sulla presentazione del Modulo 144: È stata presentata una notifica per la proposta vendita di 151.286 azioni ordinarie di Brookdale Senior Living Inc. tramite UBS Financial Services. Il venditore prevede di eseguire la transazione intorno al 07 luglio 2025. Secondo i dati indicati nel modulo, le azioni hanno un valore di mercato complessivo di 10,29 milioni di USD. Brookdale conta 234.347.862 azioni in circolazione, quindi la vendita proposta rappresenta circa lo 0,07 % del totale delle azioni.

Le azioni sono state acquisite tramite vesting di RSU il 27 febbraio 2024. Il modulo indica Lucinda Baier come venditrice in tutte le tabelle correlate.

Attività precedenti dell’insider: Nel periodo di tre mesi dal 06 giugno 2025 al 24 giugno 2025, la stessa venditrice ha completato cinque transazioni sul mercato aperto per un totale di 457.737 azioni, ottenendo un ricavo lordo complessivo di 3,16 milioni di USD. Queste precedenti cessioni rappresentano circa lo 0,20 % delle azioni in circolazione.

Implicazioni per gli investitori: Le comunicazioni ai sensi della Regola 144 non obbligano a vendere, ma segnalano l’intenzione e possono indicare esigenze di liquidità o ribilanciamento del portafoglio da parte di un insider. La dimensione della vendita proposta è modesta rispetto al flottante di Brookdale; tuttavia, unita alle vendite recenti, indica una riduzione continua dell’esposizione dell’insider in un breve periodo.

Resumen de la presentación del Formulario 144: Se ha presentado un aviso para la venta propuesta de 151.286 acciones comunes de Brookdale Senior Living Inc. a través de UBS Financial Services. El declarante planea ejecutar la transacción alrededor del 07 de julio de 2025. Según los datos proporcionados en el formulario, las acciones tienen un valor de mercado agregado de 10,29 millones de USD. Brookdale tiene 234.347.862 acciones en circulación, por lo que la venta contemplada representa aproximadamente el 0,07 % del total de acciones.

Las acciones se adquirieron mediante vesting de RSU el 27 de febrero de 2024. El formulario indica a Lucinda Baier como la vendedora en todas las tablas relacionadas.

Actividad previa del insider: Durante el período de tres meses del 06 de junio de 2025 al 24 de junio de 2025, la misma vendedora completó cinco transacciones en el mercado abierto por un total de 457.737 acciones, obteniendo ingresos brutos combinados de 3,16 millones de USD. Estas disposiciones anteriores equivalen a aproximadamente el 0,20 % de las acciones en circulación.

Implicaciones para los inversores: Las presentaciones bajo la Regla 144 no obligan al declarante a vender, pero indican intención y pueden señalar necesidades de liquidez o reequilibrio de cartera por parte de un insider. El tamaño de la venta propuesta es modesto en relación con el flotante de Brookdale; sin embargo, combinado con ventas recientes, muestra una reducción continua en la exposición del insider en un corto período.

서식 144 제출 개요: UBS Financial Services를 통해 151,286주 브룩데일 시니어 리빙 주식회사 보통주 매도 예정 공지가 제출되었습니다. 제출자는 2025년 7월 7일경 거래를 실행할 계획입니다. 서식에 명시된 자료에 따르면, 해당 주식의 총 시장 가치는 미화 1,029만 달러입니다. 브룩데일은 234,347,862주가 발행되어 있으며, 이번 매도는 전체 주식의 약 0.07%에 해당합니다.

주식은 2024년 2월 27일 RSU 베스팅을 통해 취득되었습니다. 서식에는 모든 관련 표에서 루신다 베이어가 판매자로 기재되어 있습니다.

이전 내부자 거래 내역: 2025년 6월 6일부터 6월 24일까지 3개월 동안 동일 판매자는 총 457,737주를 5건의 공개 시장 거래로 매도하여 총 316만 달러의 총수익을 올렸습니다. 이전 매도는 발행 주식의 약 0.20%에 해당합니다.

투자자에 대한 시사점: 규칙 144 제출은 매도를 의무화하지 않지만, 매도 의도를 나타내며 내부자의 유동성 필요나 포트폴리오 재조정을 시사할 수 있습니다. 제안된 매도 규모는 브룩데일 유통 주식 대비 적은 편이지만, 최근 매도와 합쳐 내부자의 노출이 단기간에 지속적으로 감소하고 있음을 보여줍니다.

Présentation du formulaire 144 : Un avis a été déposé concernant la vente proposée de 151 286 actions ordinaires de Brookdale Senior Living Inc. via UBS Financial Services. Le déclarant prévoit d’exécuter la transaction aux alentours du 7 juillet 2025. D’après les données fournies dans le formulaire, les actions ont une valeur marchande globale de 10,29 millions USD. Brookdale compte 234 347 862 actions en circulation, la vente envisagée représente donc environ 0,07 % du total des actions.

Les actions ont été acquises par vesting de RSU le 27 février 2024. Le formulaire indique Lucinda Baier comme vendeuse dans tous les tableaux concernés.

Activité antérieure de l’initié : Au cours de la période de trois mois du 6 juin 2025 au 24 juin 2025, la même vendeuse a réalisé cinq transactions sur le marché ouvert totalisant 457 737 actions pour un produit brut combiné de 3,16 millions USD. Ces cessions antérieures représentent environ 0,20 % des actions en circulation.

Implications pour les investisseurs : Les dépôts selon la règle 144 n’obligent pas le déclarant à vendre, mais signalent une intention et peuvent indiquer des besoins de liquidité ou un rééquilibrage de portefeuille par un initié. La taille de la vente proposée est modeste par rapport au flottant de Brookdale ; toutefois, combinée aux ventes récentes, elle montre une réduction continue de l’exposition de l’initié sur une courte période.

Überblick über die Einreichung des Formulars 144: Eine Mitteilung wurde für den geplanten Verkauf von 151.286 Stammaktien von Brookdale Senior Living Inc. über UBS Financial Services eingereicht. Der Einreicher plant, die Transaktion am oder um den 07. Juli 2025 durchzuführen. Basierend auf den im Formular angegebenen Daten haben die Aktien einen gesamten Marktwert von 10,29 Millionen USD. Brookdale hat 234.347.862 ausstehende Aktien, sodass der geplante Verkauf ungefähr 0,07 % der Gesamtaktien entspricht.

Die Aktien wurden durch RSU-Vesting am 27. Februar 2024 erworben. Im Formular wird Lucinda Baier als Verkäuferin in allen zugehörigen Tabellen aufgeführt.

Frühere Insideraktivitäten: Im Zeitraum von drei Monaten vom 06. Juni 2025 bis 24. Juni 2025 tätigte dieselbe Verkäuferin fünf Transaktionen am offenen Markt mit insgesamt 457.737 Aktien und erzielte einen Bruttoerlös von 3,16 Millionen USD. Diese vorherigen Veräußerungen entsprechen etwa 0,20 % der ausstehenden Aktien.

Auswirkungen für Investoren: Regel 144-Einreichungen verpflichten den Einreicher nicht zum Verkauf, signalisieren jedoch eine Absicht und können auf Liquiditätsbedarf oder Portfolioanpassungen eines Insiders hinweisen. Die Größe des geplanten Verkaufs ist im Verhältnis zum Streubesitz von Brookdale bescheiden; in Kombination mit den jüngsten Verkäufen zeigt sie jedoch eine fortgesetzte Reduzierung der Insider-Position innerhalb kurzer Zeit.

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of July 2025

 

Commission File Number 001-42371

 

Oriental Rise Holdings Limited

(Translation of registrant’s name into English)

 

No. 48 Xianyu Road
Shuangcheng Town, Zherong County
Ningde City, Fujian Province
People’s Republic of China

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F Form 40-F

 

 

 

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On June 30, 2025, Oriental Rise Holdings Limited (the “Company”) received a letter (the “Notification Letter”) from the Nasdaq Stock Market, LLC (“Nasdaq”) notifying the Company that, because it has not maintained a bid price of least of $1.00 per share for the past thirty (30) consecutive days, it is no longer in compliance with the minimum bid price requirement of Nasdaq Listing Rule 5550(a)(2). In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company has been provided 180 calendar days, or until December 29, 2025, to regain compliance with the minimum bid price requirement. The Notification Letter also provides that, if at any time during this 180-day period, the closing bid price of the Company’s security is at least $1.00 for a minimum of ten consecutive business days, Nasdaq will provide its written confirmation of compliance and this matter will be closed.

 

If the Company does not regain compliance within the 180-day period, the Company may be eligible for additional time, provided that it meets all listing standards for The Nasdaq Capital Market, with the exception of the bid price requirement, and shall provide written notice to Nasdaq of its intention to cure the deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If Nasdaq determines that the Company meets these requirements, it will notify the Company that it will be granted an additional 180-day cure period, but if Nasdaq determines that the Company does not meet these requirements, Nasdaq will notify the Company that its securities will be subject to delisting.

 

The Notification Letter does not impact the Company’s listing on the Nasdaq Capital Market at this time (however, Nasdaq will include the Company on its website in its list of non-compliant Nasdaq companies and the basis of such non-compliance commencing five business days from the date of the Notification Letter). The Company’s business operations are also not affected by the receipt of the Notification Letter. The Company intends to monitor the closing bid price of its securities on the Nasdaq Capital Market and, if appropriate, consider implementing available options, including a reverse stock split, to regain compliance with the minimum bid price requirement.

 

On July 7, 2025, we released the press release furnished herewith as Exhibit 99.1.

 

 Exhibits

 

The following exhibits are included in this Form 6-K:

 

Exhibit No.   Description of Exhibit
99.1   Press Release

 

1

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: July 7, 2025 Oriental Rise Holdings Limited
     
  By: /s/ Dezhi Liu
    Dezhi Liu
    Chief Executive Officer

 

2

 

FAQ

How many Brookdale (BKDT) shares are being proposed for sale in this Form 144?

The filing covers 151,286 common shares.

What is the approximate market value of the shares to be sold?

The aggregate market value listed is about USD 10.29 million.

When is the planned sale date for the Form 144 shares?

The filer indicates an approximate sale date of 07 July 2025.

How many Brookdale shares has the filer sold in the last three months?

Five prior transactions totaled 457,737 shares between 06 Jun 2025 and 24 Jun 2025.

What percentage of Brookdale’s outstanding shares does this proposed sale represent?

Roughly 0.07 % of the 234.35 million shares outstanding.

How were the shares being sold originally acquired?

They were obtained through RSU vesting on 27 Feb 2024.
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