Orion CFO acquires 2,000 shares at $7.70

Orion Group Holdings’ EVP and CFO increased her direct ownership through an exempt Employee Stock Purchase Plan acquisition.

Available on EDGAR 09/17/2026 - 07:00 PM EDT Accepted by SEC EDGAR 09/17/2026 - 07:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Orion Group Holdings Inc (ORN) reported that Executive Vice President and Chief Financial Officer Alison Gaut Vasquez acquired 2,000 shares of common stock on September 15, 2026. The shares were obtained as a grant/award acquisition at a price of $7.7010 per share under the company’s Employee Stock Purchase Plan and were treated as transactions exempt under Rule 16b-3(c). Following this acquisition, she directly holds 62,307 shares of Orion Group Holdings common stock.

Insider Trade Summary

Grant/Award: 2,000 shares

Grant/Award 1 txn

Insider Vasquez Alison Gaut

Role EVP AND CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	2,000	$7.701	$15K

Holdings After Transaction: Common Stock — 62,307 shares (Direct)

Holdings Before and After: Common Stock, 60,307 to 62,307 shares (Direct)

Footnotes (1)

1. F1. These shares were acquired under the Orion Group Holdings, Inc. Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

Key Figures

Shares acquired: 2,000 shares Transaction price per share: $7.7010 per share Direct holdings after transaction: 62,307 shares

3 metrics

Shares acquired 2,000 shares Grant/award acquisition of common stock on September 15, 2026

Transaction price per share $7.7010 per share Price for the 2,000 common shares acquired on September 15, 2026

Direct holdings after transaction 62,307 shares Common stock directly owned by the EVP and CFO after the acquisition

Key Terms

Employee Stock Purchase Plan, Rule 16b-3(c), grant/award acquisition

3 terms

Employee Stock Purchase Plan financial

"These shares were acquired under the Orion Group Holdings, Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 16b-3(c) regulatory

"in transactions that were exempt under Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

grant/award acquisition financial

"reported as a grant/award acquisition of 2,000 shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ORN’s EVP and CFO report on this Form 4?

Alison Gaut Vasquez, EVP and CFO of Orion Group Holdings Inc (ORN), reported acquiring 2,000 shares of common stock on September 15, 2026 as a grant/award acquisition under the company’s Employee Stock Purchase Plan.

At what price were the ORN shares acquired by the EVP and CFO?

The 2,000 Orion Group Holdings (ORN) shares were acquired at a price of $7.7010 per share. This price is reported on the Form 4 as the transaction price for the Employee Stock Purchase Plan acquisition.

How many ORN shares does the EVP and CFO hold after this transaction?

After the September 15, 2026 acquisition, Alison Gaut Vasquez directly holds 62,307 shares of Orion Group Holdings Inc (ORN) common stock, according to the Form 4 disclosure.

Was the ORN insider transaction made under an Employee Stock Purchase Plan?

Yes. The Form 4 footnote states the shares were acquired under the Orion Group Holdings, Inc. Employee Stock Purchase Plan, in transactions that were exempt under Rule 16b-3(c).

Is the ORN EVP and CFO’s acquisition reported as an exempt transaction?

Yes. The filing explains that the 2,000-share acquisition under the Employee Stock Purchase Plan was in transactions that were exempt under Rule 16b-3(c), which governs certain insider transactions under equity compensation and similar plans.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vasquez Alison Gaut

(Last) (First) (Middle)

2940 RIVERBY ROAD

SUITE 400

(Street)

HOUSTON TEXAS 77020

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Orion Group Holdings Inc [ ORN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP AND CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		A(1)		2,000	A	$7.701	62,307	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired under the Orion Group Holdings, Inc. Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

	/s/ Alison G. Vasquez	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)