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Octave Specialty Group (OSG) director receives 6,500 RSU equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Octave Specialty Group Inc. director Jeffrey Scott Stein received a grant of 6,500 restricted stock units (RSUs) linked to the company’s common stock. Each RSU represents a contingent right to receive one share of common stock, providing equity-based compensation rather than cash.

The RSUs were granted on July 1, 2026 and are scheduled to vest one year later on July 1, 2027. Once vested, they will convert into common shares when Stein leaves the Board of Directors or if a change of control of the company occurs. After this grant, his reported direct RSU holdings total 22,591 units.

Positive

  • None.

Negative

  • None.
Insider Stein Jeffrey Scott
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 6,500 $0.00 --
Holdings After Transaction: Restricted Stock Units — 22,591 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company"). RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.
RSU grant size 6,500 RSUs Restricted stock units granted on July 1, 2026
Post-grant RSU holdings 22,591 RSUs Total restricted stock units following transaction
Grant price per RSU $0.00 per unit Equity compensation, non-cash grant
Vesting date July 1, 2027 RSUs vest one year after grant date
RSU-to-share ratio 1 RSU : 1 share Each RSU equals one share of common stock
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
change of control financial
"upon a "change of control" of the Company"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
Board of Directors financial
"ceases to be a member of, the Board of Directors of the Company"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
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FAQ

What insider transaction did Octave Specialty Group (OSG) report for Jeffrey Scott Stein?

Octave Specialty Group reported that director Jeffrey Scott Stein received 6,500 restricted stock units as equity compensation. These RSUs convert into common shares later, aligning his interests with shareholders rather than reflecting an open-market stock purchase or sale.

How many Octave Specialty Group RSUs does Jeffrey Scott Stein hold after this grant?

After this grant, Jeffrey Scott Stein holds 22,591 restricted stock units in total. Each RSU represents a contingent right to one share of Octave Specialty Group common stock, giving him a meaningful equity-linked position tied to future company performance.

When do Jeffrey Scott Stein’s new OSG restricted stock units vest?

The 6,500 restricted stock units granted to Jeffrey Scott Stein vest on July 1, 2027. Vesting occurs one year after the July 1, 2026 grant date, rewarding continued Board service and deferring the benefit until that vesting milestone is reached.

When will Jeffrey Scott Stein receive common shares for his OSG RSUs?

Vested RSUs will settle into common shares when Stein leaves the Board or upon a change of control. This means he receives actual shares only at those triggering events, even after the units have vested on the scheduled vesting date.

Does this OSG Form 4 show a stock purchase or sale by Jeffrey Scott Stein?

The Form 4 shows an equity award, not a market trade. Stein acquired 6,500 restricted stock units at a stated price of $0.00 per unit, reflecting a grant of compensation rather than an open-market purchase or sale of Octave Specialty Group shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stein Jeffrey Scott

(Last)(First)(Middle)
C/O OCTAVE SPECIALTY GROUP, INC.
40 WALL STREET, 55TH FLOOR

(Street)
NEW YORK NEW YORK 10005

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OCTAVE SPECIALTY GROUP INC [ OSG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/01/2026A6,500 (2) (2)Common Stock6,500$022,591D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").
2. RSUs granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company or upon a "change of control" of the Company.
Remarks:
William J. White, attorney in fact07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)