Octave Specialty director granted 6,500 RSUs

Octave Specialty Group Inc. director Ian David Haft received a grant of 6,500 restricted stock units on July 1, 2026.

Accepted by SEC EDGAR 07/07/2026 - 05:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Octave Specialty Group Inc. director Ian David Haft received a grant of 6,500 restricted stock units on July 1, 2026. Each RSU represents a contingent right to one share of common stock. The RSUs vest on July 1, 2027 and will convert into shares when he leaves the Board. Following this grant, Haft holds 22,591 common-share-equivalent units directly.

Insider Trade Summary

Grant/Award: 6,500 shares

Grant/Award 1 txn

Insider HAFT IAN DAVID

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	6,500	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 22,591 contracts (Direct)

Holdings Before and After: Restricted Stock Units, 16,091 to 22,591 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").
2. F2. RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Key Figures

RSUs granted: 6,500 units Post-grant holdings: 22,591 units Vesting date: July 1, 2027 +1 more

4 metrics

RSUs granted 6,500 units Restricted stock unit grant on July 1, 2026

Post-grant holdings 22,591 units Total common-share-equivalent units following transaction

Vesting date July 1, 2027 RSUs vest one year after grant date

Conversion ratio 1 RSU : 1 share Each RSU converts into one share of common stock

Key Terms

Restricted Stock Units, contingent right, vest, Board of Directors

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represents a contingent right to receive one share of the common stock..."

vest financial

"RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Board of Directors financial

"settle and convert into shares of common stock upon the date that the reporting person resigns from... the Board of Directors..."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Octave Specialty Group (OSG) report for Ian David Haft?

Octave Specialty Group reported that director Ian David Haft received a grant of 6,500 restricted stock units. These units are a form of equity compensation that convert into common stock under specified vesting and settlement conditions linked to his Board service.

How many restricted stock units did the OSG director receive and at what price?

The director received 6,500 restricted stock units at a stated price of $0.00 per unit. This reflects a compensation award, not an open-market purchase, and each unit is designed to convert into one share of Octave Specialty Group common stock.

When do Ian David Haft’s OSG restricted stock units vest and settle?

The restricted stock units granted on July 1, 2026 vest one year later on July 1, 2027. After vesting, they settle into common shares when Haft resigns from, or otherwise ceases to be a member of, the company’s Board of Directors.

What does each OSG restricted stock unit represent for the director?

Each restricted stock unit represents a contingent right to receive one share of Octave Specialty Group common stock. The right becomes actual ownership only after the units vest and settle, tying the director’s compensation to continued Board service over time.

How many OSG shares or units does Ian David Haft hold after this grant?

After the grant, Ian David Haft holds 22,591 common-share-equivalent units directly. This total includes the newly granted 6,500 restricted stock units, all of which are structured to convert into Octave Specialty Group common stock under the plan’s vesting and settlement rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HAFT IAN DAVID

(Last) (First) (Middle)

C/O OCTAVE SPECIALTY GROUP, INC.

40 WALL STREET, 55TH FLOOR

(Street)

NEW YORK NEW YORK 10005

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
OCTAVE SPECIALTY GROUP INC [ OSG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/01/2026		A		6,500		(2)	(2)	Common Stock	6,500	$0	22,591	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Octave Specialty Group, Inc. (the "Company").

2. RSU's granted on July 1, 2026 shall vest one year later on July 1, 2027. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.

Remarks:

	William J. White, attoney-in-fact	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)