Charles Schwab Corp (OTEX) files Form 144 listing 321,922 shares

Rhea-AI Filing Summary

Charles Schwab Corp submitted a Form 144 notice related to proposed sales of common stock. The filing lists a numeric quantity 321,922.00 on the securities line and identifies Nasdaq as the market. The notice also lists three Restricted Stock Units Vesting entries: 8,521 vesting on 11/07/2025, 4,277 vesting on 08/12/2025, and 1,072 vesting on 11/08/2021.

Insights

Securities Counsel

Form 144 lists proposed resale quantities and vesting events; filing signals intent to effect public dispositions.

The notice includes a listed quantity of 321,922.00 on the securities line and names Nasdaq as the market. It also documents three Restricted Stock Units Vesting entries with explicit vesting dates and share counts.

Cash‑flow treatment and the identities of the selling holders are not specified in the excerpt; subsequent transaction details and reported sales will appear in resale or Form 4 filings if and when dispositions occur.

Key Figures

Listed quantity: 321,922.00 RSU vesting: 8,521 shares RSU vesting: 4,277 shares +1 more

4 metrics

Listed quantity 321,922.00 Appears on the securities line with Nasdaq

RSU vesting 8,521 shares Restricted Stock Units Vesting on 11/07/2025

RSU vesting 4,277 shares Restricted Stock Units Vesting on 08/12/2025

RSU vesting 1,072 shares Restricted Stock Units Vesting on 11/08/2021

Key Terms

Restricted Stock Units Vesting, Form 144, Nasdaq

3 terms

Restricted Stock Units Vesting financial

"Restricted Stock Units Vesting | Issuer | 8,521 | 11/07/2025"

Form 144 regulatory

"CONTENT METADATA: form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Nasdaq market

"321922.00 | 242662360 | 05/26/2026 | Nasdaq"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	13870	321922.00	242662360	05/26/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/07/2025	Restricted Stock Units Vesting	Issuer			8521	11/07/2025	Equity Compensation
Common	08/12/2025	Restricted Stock Units Vesting	Issuer			4277	08/12/2025	Equity Compensation
Common	11/08/2021	Restricted Stock Units Vesting	Issuer			1072	11/08/2021	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for OTEX / Charles Schwab Corp mean?

A Form 144 notifies the SEC of an intended sale of restricted or control securities; this filing lists a quantity of 321,922.00 and market Nasdaq, plus vesting RSUs on specific dates.

How many Restricted Stock Units are listed in the filing?

The filing lists three RSU vesting events: 8,521 (11/07/2025), 4,277 (08/12/2025), and 1,072 (11/08/2021), each labeled as equity compensation.

Does this Form 144 show completed sales or proceeds received?

No. The notice signals intent to sell; the excerpt does not state completed transactions or proceeds. Actual sales and proceeds would be reported in subsequent transaction filings.

Which market is named for the proposed sales?

The securities line in the excerpt names Nasdaq as the market. The filing does not specify transaction methods or timing beyond the vesting dates shown.