Otis Worldwde Form 4 Filings

Otis Worldwide Corp (OTIS) reported that EVP & CFO Maria Cristina Mendez Echevarria exercised 2,137 Restricted Stock Units into an equal number of shares of common stock on August 23, 2026, from an RSU grant originally awarded on August 23, 2024.

Of the shares received, 838 shares of common stock were delivered or withheld at $71.49 per share for payment of exercise price or tax liability, with the remainder retained as directly owned common stock. Following the RSU exercise, she continued to hold 2,145 RSUs directly.

KEARNEY CHRISTOPHER J reported disposition transactions in this Form 4 filing.

Otis Worldwide Corp director Christopher J. Kearney reported a grant of 290.899 deferred stock units (DSUs) on August 3, 2026, under the Board of Directors Deferred Stock Unit Plan as part of his annual retainer for service as Lead Director. Each DSU will convert into one share of common stock upon his retirement or termination, with distribution in a lump sum or installments according to his prior election. After this award, Kearney holds 19,940.825 DSUs, which also accrue dividend equivalents.

Otis Worldwide Corp reported that President, Otis Americas, Joseph Jay Armas exercised restricted stock units into common stock and had shares withheld to cover taxes. On the transaction date, 1,680 restricted stock units converted into common shares, and 421 common shares were used to satisfy tax obligations.

Following these transactions, Armas directly held 2,990.377 common shares. The restricted stock units were granted on June 2, 2025 and vest in three substantially equal annual installments, with the first installment vesting on the transaction date.

Otis Worldwide Corp director Thomas A. Bartlett received a grant of 2,716.256 deferred stock units (DSUs) tied to Otis common stock. These units were awarded as part of his annual compensation for service as a non-employee director and reference a price of $71.79 per unit.

After this grant, Bartlett holds 8,174.262 DSUs. Under the Board of Directors Deferred Stock Unit Plan, these DSUs convert into an equal number of common shares when he retires or his service ends, with distribution in a lump sum or installments. The DSUs also accrue dividend equivalents, mirroring dividends paid on Otis common stock.

Otis Worldwide director Christopher J. Kearney reported a compensation-related grant of deferred stock units (DSUs). He acquired 2,590.890 DSUs for his service as a non-employee director under the Board of Directors Deferred Stock Unit Plan at a reference price of $71.7900 per unit.

Following this grant, his holdings under this plan increased to 19,544.490 DSUs. Each DSU is tied to an equal number of Otis common shares and converts into common stock upon retirement or termination, with distribution in a lump-sum or installments as previously elected. These DSUs also accrue dividend equivalents, mirroring dividends on Otis common stock.

Otis Worldwide Corp director Shelley Stewart Jr. received a grant of deferred stock units as part of his non-employee director compensation. He acquired 2,590.890 deferred stock units, which are tied to common stock and valued at $71.79 per unit on the grant date.

Following this award, he holds 18,600.568 deferred stock units directly. These units are issued under the Board of Directors Deferred Stock Unit Plan, convert into an equal number of common shares upon retirement or termination, and accrue dividend equivalents over time.

Otis Worldwide Corp director John H. Walker reported receiving a grant of deferred stock units as part of his compensation for service as a non-employee director. On May 27, 2026, he was awarded 4,805.683 deferred stock units, each tied to Otis common stock.

These units were granted under the Board of Directors Deferred Stock Unit Plan, which allows directors to take a portion or all of their annual compensation in deferred stock units. Upon retirement or termination, the units convert on a one-for-one basis into shares of common stock, which can be distributed in a lump sum or in installments. Following this grant, Walker’s deferred stock unit balance increased to 34,456.943 units, and the units also accrue dividend equivalents over time.

Otis Worldwide Corp director Margaret M. V. Preston received a grant of 4,596.740 Deferred Stock Units (DSUs) valued at $71.79 per unit for service as a non-employee director. Under the Board of Directors Deferred Stock Unit Plan, these DSUs convert into an equal number of common shares upon retirement or termination and accrue dividend equivalents. Following this award, Preston holds a total of 25,777.476 DSUs directly.

Hannan Kathy Hopinkah reported acquisition or exercise transactions in this Form 4 filing.

Otis Worldwide Corp director Kathy Hopinkah Hannan received a grant of 2,758.044 Deferred Stock Units as non-employee director compensation. These units were awarded under the Board of Directors Deferred Stock Unit Plan and bring her total deferred units to 18,957.977. Each unit represents one share of common stock to be delivered in stock after retirement or termination, and the units accrue dividend equivalents over time.

Otis Worldwide director Nelda J. Connors received a grant of deferred stock units as board compensation. She acquired 2,716.256 Deferred Stock Units (DSUs), each linked to Otis common stock, bringing her total DSU holdings to 14,414.097. These DSUs were granted under the Board of Directors Deferred Stock Unit Plan and will convert into an equal number of common shares, paid in a lump sum or installments after her retirement or termination. The DSUs also accrue dividend equivalents, aligning director compensation with shareholder returns without an immediate market purchase or sale.

Otis Worldwide director Jill Brannon received a grant of 4,527.093 deferred stock units (DSUs) at a transaction price of $71.79 per unit for service as a non-employee director. Her DSU balance increased to 13,623.77 units, which will convert into an equal number of common shares after retirement or termination and accrue dividend equivalents.

Otis Worldwide Corp director Jeffrey Harry Black received a grant of deferred stock units as part of his board compensation. He acquired 2,799.833 deferred stock units under the Board of Directors Deferred Stock Unit Plan for service as a non-employee director, bringing his total to 19,498.225 units. These units will convert into an equal number of Otis common shares upon his retirement or termination, paid in a lump sum or installments as previously elected, and they accrue dividend equivalents over time.

Otis Worldwide Corp executive Thibault Pierre Marie Lefebure, President of Otis EMEA, reported an open-market sale of 1,628 shares of common stock at an average price of $76.8945 per share on May 7, 2026. Following this transaction, he directly holds 4,008 Otis shares.

Otis Worldwide Corp reported that Nicolas Eduardo Lopez, President of Otis Asia Pacific, received an award of 4,685 Restricted Stock Units (RSUs) on the reported transaction date. The RSUs were granted at a price of $0.00 per unit as part of his equity compensation.

Each RSU converts into one share of Otis common stock and includes the right to receive dividend equivalents credited as additional RSUs. The award vests in three substantially equal annual installments beginning on the first anniversary of the transaction date, so the value to the executive depends on future share price and continued service.

Otis Worldwide President, Otis Greater China, Sally Loh reported equity award activity involving restricted stock units and common shares. On March 1, 2026, 1,256 restricted stock units were exercised and converted into 1,256 shares of common stock at a stated price of $0.00 per share.

In a related tax-withholding disposition, 264 common shares were delivered at $92.56 per share to satisfy tax obligations tied to this vesting and conversion. After these transactions, Loh directly owned 45,507 shares of Otis Worldwide common stock. The RSUs were part of a March 1, 2023 grant that vested in three substantially equal annual installments, with the third and final installment vesting on the transaction date.

Otis Worldwide Corp executive Stephane de Montlivault, President, Otis Asia Pacific, reported an open-market sale of common stock. On February 12, 2026, he sold 47,944 shares of Otis common stock at a weighted average price of $92.2547 per share.

The sale was executed in multiple trades at prices ranging from $92.0300 to $92.5450. After these transactions, de Montlivault directly beneficially owns 29,176 Otis shares, according to the filing.

Otis Worldwide Corp executive Zheng Peiming reported routine stock activity related to restricted stock units (RSUs) vesting and share dispositions. On February 6, 2026, 2,213 RSUs converted into the same number of common shares at $0 per share, followed by a disposition of 974 common shares at $89.85 per share. On February 7, 2026, 1,476 RSUs converted into 1,476 common shares at $0 per share, with a further disposition of 650 common shares at $89.85 per share. After these transactions, Zheng directly held 22,455 shares of Otis common stock. The RSUs convert into common stock on a one-for-one basis and include dividend equivalents credited as additional RSUs.

Otis Worldwide Corp executive Ryan Michael Patrick, SVP, CAO & Controller, reported multiple equity transactions in early February 2026. On February 6 and 7, he exercised restricted stock units (RSUs) that converted on a one-for-one basis into 349 and 344 shares of common stock, respectively. Some shares (102 and 100) were withheld at $89.85 per share to cover taxes associated with these RSU vestings.

On February 10, 2026, he sold 1,182 shares of Otis common stock at $90.055 per share. After these transactions, he directly owned 3,504 shares of Otis common stock.

Otis Worldwide executive Stephane de Montlivault reported routine stock-based compensation activity involving restricted stock units (RSUs). On February 6, 2026, 1,472 RSUs converted into common stock at an exercise price of $0, increasing his directly owned common shares to 75,500 and leaving 1,479 RSUs outstanding.

On February 7, 2026, a further 1,620 RSUs converted into common stock at $0, bringing his directly owned common stock holdings to 77,120 shares and exhausting that RSU grant. The RSUs convert one-for-one into common stock and include dividend equivalents that are credited as additional RSUs.

Otis Worldwide’s Chief Operating Officer Minarro Viseras Enrique reported RSU vesting and related share movements. On February 6, 2026, 2,453 restricted stock units converted into an equal number of Otis common shares at $0 exercise price. On the same date, 1,153 common shares were disposed of at $89.85 per share.

After these transactions, the reporting person beneficially owned 32,422 shares of common stock directly and 2,462 restricted stock units, which each convert into one common share and accrue dividend-equivalent RSUs.

Otis Worldwide EVP & CFO Maria Cristina Mendez Echevarria reported multiple equity transactions involving common stock and restricted stock units (RSUs) on February 6 and 7, 2026. RSUs convert into common shares on a one-for-one basis and include dividend-equivalent RSUs.

On February 6, 302 RSUs vested and converted to common stock, and 119 common shares were disposed of at $89.85 per share. On February 7, 340 RSUs vested and converted, and 133 common shares were disposed of at $89.85 per share. After these transactions, she directly held 9,257 common shares and 311 RSUs.

Otis Worldwide Corp Chair, CEO and President Judith Fran Marks reported routine equity award activity over two days in early February 2026. Restricted stock units granted in 2023 and 2024 vested, converting on a one-for-one basis into 11,787 and 11,828 shares of common stock on February 6 and 7, respectively. On each date, she disposed of 5,306 and 5,318 common shares at $89.85 per share in transactions coded "F." After these transactions, she directly held 244,063 Otis common shares and indirectly held 23,000 shares through an entity described as "2025 GRAT."

Otis Worldwide Corp executive Sally Loh, President of Otis Greater China, reported routine equity compensation activity. On February 6, 2026, 1,570 restricted stock units (RSUs) converted into the same number of common shares, bringing her directly held common stock to 44,185 shares.

On February 7, 2026, a further 330 RSUs converted into 330 common shares, increasing her directly owned common stock to 44,515 shares. The RSUs convert into common stock on a one-for-one basis and include dividend equivalents credited as additional RSUs.

Otis Worldwide President, Otis EMEA Thibault Lefebure reported routine equity transactions. On February 6 and 7, 2026, restricted stock units (RSUs) vested and converted into 224 and 254 shares of common stock, respectively, on a one-for-one basis with associated dividend-equivalent RSUs.

To cover tax withholding on these vestings, 92 shares on February 6 and 105 shares on February 7 were surrendered at a price of $89.85 per share. After these transactions, Lefebure directly owns 5,636 shares of Otis common stock and 232 RSUs.

Otis Worldwide Corp’s Executive Vice President and General Counsel reported multiple equity transactions in early February 2026. On February 6 and 7, 2026, restricted stock units vested and converted into a total of 3,237 shares of common stock, while 1,367 shares were withheld to cover taxes at a price of $89.85 per share.

On February 10, 2026, 5,107 shares were acquired through the exercise of stock appreciation rights at an exercise price of $58.66. That same day, 3,314 shares were disposed of at $90.38 per share and additional open market sales of 1,793 shares at $90.38 and 25,625 shares at a weighted average price of $90.3756 were reported. After these transactions, the officer directly owned 13,880 shares of Otis common stock and 1,629 restricted stock units.

Otis Worldwide EVP & Chief Digital Officer Neil Green reported routine equity compensation events. On February 6 and 7, 2026, previously granted restricted stock units vested and converted into common stock on a one-for-one basis, adding 685 and 608 shares, respectively.

In connection with these vestings, 207 shares on February 6 and 184 shares on February 7 were disposed of at $89.85 per share to satisfy tax withholding obligations. After these transactions, Green directly beneficially owned 7,466 shares of Otis Worldwide common stock.

Otis Worldwide Corp executive Kimberly Shannon Gosk reported routine equity compensation activity involving restricted stock units (RSUs) and related common stock transactions. On February 6, 2026, 297 RSUs converted into common stock and 88 shares of common stock were withheld at $89.85 per share, leaving 7,227 common shares directly owned. On February 7, 2026, 322 RSUs converted into common stock and 96 shares were withheld at $89.85 per share, resulting in 7,453 common shares directly owned. After these transactions, Gosk also held 304 RSUs, each convertible into one share of common stock.

Otis Worldwide officer Joseph Jay Armas, President, Otis Americas, reported routine equity compensation activity. On February 6 and 7, 2026, previously granted restricted stock units (RSUs) vested and automatically converted into common stock on a one-for-one basis, consistent with earlier RSU award terms.

He acquired 283 and 232 shares of common stock at an exercise price of $0 through RSU conversions. To cover tax withholding, 70 and 58 shares were surrendered at a price of $89.85 per share. After these transactions, he directly held 1,731.377 common shares and 291 remaining RSUs from the 2024 grant, while the 2023 grant is fully vested.

Otis Worldwide EVP Zheng Peiming reported multiple equity award vesting and related share transactions in early February 2026. On February 3, 2026, Zheng acquired 7,931 and 1,539 shares of Otis common stock from vested performance share units, with performance targets certified at 82%, and disposed of 2,556 and 483 shares in transactions coded “F” at $87.16 per share.

On February 4, 2026, 3,250 restricted stock units vested and converted into an equal number of common shares, and 1,507 shares were disposed of in a transaction coded “F” at $90.37 per share. After these transactions, Zheng directly held 20,390 shares of Otis common stock and 6,506 restricted stock units.

Otis Worldwide senior vice president, chief accounting officer and controller Ryan Michael Patrick reported multiple equity-related transactions in early February 2026. On February 3, 2026, 1,850 shares of common stock were acquired from performance share units that vested at an 82% performance level, while 668 shares were withheld at a price of $87.16 for tax obligations. He also received 1,657 new restricted stock units that vest in three substantially equal annual installments.

On February 4, 2026, 532 restricted stock units were converted into common stock at no cost, and 167 of those shares were withheld at $90.37 to cover taxes. After these transactions, he directly held 4,195 shares of common stock and 1,073 restricted stock units, plus the new 1,657-unit RSU grant.

Otis Worldwide President, Otis Asia Pacific, Stephane de Montlivault reported equity-based compensation activity. On February 3, 2026, he acquired 7,931 shares of common stock at no cost from the vesting of performance share units that achieved 82% of preestablished three-year targets.

On February 4, 2026, 2,166 restricted stock units vested and converted on a one-for-one basis into common shares, also at no cost, as the first of three annual installments from a February 4, 2025 RSU grant. After these transactions, he directly owned 74,028 common shares and 4,338 RSUs, which include dividend-equivalent credits.

Otis Worldwide Chief Operating Officer Minarro Viseras Enrique reported several equity compensation events. On February 3, 2026, 15,666 restricted stock units (RSUs) were granted, vesting in three substantially equal annual installments starting one year after the grant date. That same day, 13,525 shares of common stock were acquired upon vesting of previously granted performance share units, after performance over a three-year cycle was certified at the 82% level. To cover tax obligations, 6,357 shares were withheld at a price of $87.16, leaving 29,017 common shares directly owned.

On February 4, 2026, 3,973 RSUs from a 2025 grant vested and converted into the same number of common shares. In connection with that vesting, 1,868 shares were withheld at $90.37 for taxes. After these transactions, the reporting person directly owned 31,122 shares of Otis common stock, along with multiple RSU awards that convert into common shares on a one-for-one basis.

Otis Worldwide EVP & CFO Maria Cristina Mendez Echevarria reported multiple equity transactions on February 3–4, 2026. She received 14,771 restricted stock units (RSUs), which convert into common stock one-for-one and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

On February 4, 2026, 4,333 RSUs granted on February 4, 2025 vested and were settled into an equal number of common shares. On February 3, 2026, 1,639 common shares were acquired upon vesting of performance share units tied to a three-year performance cycle that was certified at 82%. To cover tax obligations, 641 shares at $87.16 and 1,699 shares at $90.37 were withheld. Following these transactions, she directly held 8,867 shares of Otis common stock and 8,676 RSUs.

Otis Worldwide Corp Chair, CEO and President Judith Fran Marks reported multiple equity transactions in early February 2026. On February 3, 58,169 common shares were acquired upon vesting of performance share units at an 82% performance level, with 12,073 shares withheld at $87.16 for taxes. She also received 59,305 restricted stock units (RSUs) that vest in three annual installments.

On February 4, 18,425 RSUs were converted into common stock and 191,799 stock appreciation rights were exercised at $63.92, followed by tax-withholding and dispositions, including 46,780 shares sold at a weighted average of $89.5694. On February 5, she sold 56,107 shares at a weighted average of $90.8862. These sales were made under a Rule 10b5-1 trading plan adopted on August 25, 2025, which is scheduled to terminate on March 1, 2026. After these transactions, Marks directly owned 231,072 Otis shares and indirectly held 23,000 shares in a 2025 grantor retained annuity trust.

Otis Worldwide officer Sally Loh, President of Otis Greater China, reported equity compensation activity involving restricted stock units (RSUs) and performance share units (PSUs).

On February 3, 2026, she received 8,057 RSUs, which convert into common stock one-for-one and include dividend equivalent rights. On the same date, 1,586 and 6,156 shares of common stock were acquired upon vesting of PSUs granted in 2023 after three-year performance targets were certified at 82% of goal.

On February 4, 2026, 2,528 RSUs granted in 2025 vested and converted into the same number of common shares. Following these transactions, Loh directly holds 42,615 shares of Otis common stock and 5,060 RSUs.

Otis Worldwide EVP and General Counsel Nora E. LaFreniere reported equity compensation activity and related tax-share sales. On February 3, 2026, she acquired 7,931 shares of common stock upon vesting of previously granted performance share units, after performance for a three‑year cycle was certified at 82%. To satisfy tax obligations, 2,557 shares were withheld or sold at $87.16 per share.

That same day, she received a new grant of 8,057 restricted stock units (RSUs), which convert into common stock on a one‑for‑one basis and vest in three substantially equal annual installments beginning one year after the grant date. On February 4, 2026, 2,528 RSUs from an earlier award converted into common stock, and 793 shares were withheld or sold at $90.37 per share for taxes. After these transactions, she directly held 37,635 Otis common shares and 5,060 RSUs.

Otis Worldwide executive Thibault Lefebure, President Otis EMEA, reported several equity-related transactions. On February 3, 2026, he acquired 1,216 shares of common stock through vesting of previously granted performance share units, after performance for a three-year cycle was certified at 82%. The same day he was granted 6,714 restricted stock units (RSUs), which vest in three substantially equal annual installments beginning on the first anniversary of the grant date. Also on February 3, 499 shares of common stock were withheld at $87.16 per share to cover tax obligations. On February 4, 2026, 315 RSUs from a prior award converted into 315 shares of common stock, leaving him with 5,355 common shares and 639 RSUs directly owned following the reported transactions.

Otis Worldwide EVP & Chief Digital Officer Neil Green reported multiple equity award transactions. On February 3, 2026, he acquired 2,961 shares of common stock from the vesting of previously granted performance share units, with performance certified at 82%. To cover taxes, 976 shares of common stock were withheld at $87.16 per share.

On the same date, he received a new grant of 3,693 restricted stock units (RSUs), which vest in three substantially equal annual installments beginning on the first anniversary of the transaction date. On February 4, 2026, 1,155 RSUs granted on February 4, 2025 converted into the same number of common shares, and 349 shares were withheld at $90.37 for taxes. After these transactions, he directly held 6,564 shares of Otis common stock and 2,314 RSUs.

Otis Worldwide EVP & CPO Kimberly Shannon Gosk reported several equity compensation transactions in Otis common stock and restricted stock units (RSUs) on February 3 and 4, 2026.

On February 3, she acquired 1,559 shares of common stock from the vesting of previously granted performance share units, with 543 shares disposed of at $87.16. The same day she was granted 5,595 RSUs, which convert into common stock on a one-for-one basis and vest in three substantially equal annual installments beginning one year after the transaction date.

On February 4, 445 RSUs vested and converted into 445 shares of common stock, with 131 shares disposed of at $90.37. Following these transactions, she directly held 7,018 shares of Otis common stock and 5,595 RSUs, along with 899 RSUs from an earlier grant.

Otis Worldwide executive Joseph Jay Armas, President of Otis Americas, reported equity award activity and related share settlements. On February 3, 2026, 1,110 shares of common stock were acquired upon vesting of performance share units that paid out at 82% of preestablished 3-year targets, with 333 shares withheld at $87.16 per share for taxes. He also received a new grant of 7,609 restricted stock units (RSUs), which vest in three substantially equal annual installments starting one year after the grant date.

On February 4, 2026, 431 RSUs from a prior February 4, 2025 grant converted into 431 common shares, and 124 of those shares were withheld for taxes at $90.37 per share. After these transactions, Armas directly owned 1,344.377 shares of Otis common stock and 7,609 RSUs.

Otis Worldwide Corp executive Neil Green, EVP & Chief Digital Officer, sold 6,000 shares of common stock on February 2, 2026. The sale was reported at a price of $86.4516 per share in a Form 4 insider transaction.

After this sale, Green directly owned 3,773 Otis common shares. No derivative securities transactions were reported in this filing.

Otis Worldwide Corp. executive vice president and chief product and delivery officer reported several equity award transactions dated 12/03/2025. The executive converted 10,102 restricted stock units (RSUs) into common stock at a reported stock price of $86.94, and also converted an additional 185 RSUs on the same date. RSUs convert into common stock on a one-for-one basis and include dividend equivalent rights.

To cover taxes, 4,687 shares of common stock and 185 RSUs were withheld or disposed of in connection with these vesting events, consistent with the explanation that certain RSUs were reduced to satisfy tax obligations tied to retirement treatment. After these transactions, the executive directly holds 12,216 shares of common stock, along with 20,213 RSUs and a separate 4,217 RSU balance, which remain outstanding and subject to their vesting schedules.

Otis Worldwide Corp. executive reports routine equity transaction. The company’s SVP, CAO & Controller filed a Form 4 for activity on 12/03/2025. The filing shows the exercise of 23 restricted stock units (RSUs) into common stock at a reference price of $86.94 per share, followed by the disposition of 23 common shares at the same price to cover taxes. After these transactions, the executive directly owns 2,648 common shares and 664 RSUs.

The RSUs convert into common stock on a one-for-one basis and accrue dividend equivalents as additional RSUs. The filing notes that the tax-related share reduction is tied to the executive qualifying for retirement treatment under an award granted on February 6, 2024. It also corrects an earlier administrative omission of 20 shares from a prior report’s beneficial ownership total.

Otis Worldwide (OTIS) insider activity: the company’s SVP, CAO & Controller reported transactions on 11/05/2025. The executive exercised 10,000 stock appreciation rights at an exercise price of $63.92, receiving 10,000 common shares. On the same date, the filer disposed of 6,972 shares at $91.67 and separately sold 3,028 shares at a weighted average price of $91.6932.

Following these transactions, the filer directly owns 2,628 shares. The sale price range for the weighted average transaction was disclosed, and detailed trade breakdowns are available upon request.

Otis Worldwide (OTIS) insider activity: The President, Otis EMEA, reported RSU vesting and share withholding on 11/01/2025. Two RSU tranches converted to common stock via code M: 2,732 shares and 16,845 shares. To cover taxes, shares were withheld/disposed via code F: 1,285 shares at $92.76 and 7,918 shares at $92.76.

Following the reported transactions, the officer directly beneficially owned 21,849 shares of common stock. The RSUs convert on a one-for-one basis and accrue dividend equivalents as additional RSUs, with grants from November 1, 2023 vesting in scheduled installments.

Maria Cristina Mendez Echevarria, Executive Vice President & Chief Financial Officer of Otis Worldwide Corp (OTIS), reported equity transactions on 10/02/2025. She received 1,099 restricted stock units (RSUs) that converted to 1,099 common shares upon vesting and now holds 3,316 shares in total. Separately, she disposed of 430 common shares in an open-market sale at a price of $92.24 per share, leaving 5,235 beneficially owned shares recorded after the sale. The filing states the RSUs carry dividend equivalents and that one installment of the RSU grant vested on the transaction date under a multi-year vesting schedule.