ETrade Financial files to sell 29,167 shares

ETrade Financial Corporation filed a Form 144 indicating 29,167 shares of Common Stock (restricted stock unit awards) are proposed to be sold by the issuer.

Accepted by SEC EDGAR 03/11/2026 - 09:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ETrade Financial Corporation filed a Form 144 indicating 29,167 shares of Common Stock (restricted stock unit awards) are proposed to be sold by the issuer.

The filing also reports that Mark Frichtl sold 15,661 shares on 12/12/2025 for $391,207.08. The restricted units were awarded for services rendered on 04/01/2025.

Insights

Securities Attorney

Notice of proposed resale under Rule 144 for restricted units; one recent disposition recorded.

Form 144 lists 29,167 restricted stock units designated for sale and notes they were awarded for services rendered on 04/01/2025. The entry is a regulatory notice of intent to sell, not a transfer of title in itself.

Cash‑flow treatment and sales mechanics are not detailed in the excerpt; subsequent filing or transaction reports would show completion. Watch subsequent Section 4 filings or a broker report for execution details.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for OUST show?

The Form 144 shows the issuer intends to offer 29,167 Common Stock shares consisting of restricted stock unit awards. The units were awarded for services rendered on 04/01/2025 and are listed as proposed sales by the issuer.

Who sold shares recently according to the filing for OUST?

The filing reports that Mark Frichtl sold 15,661 shares on 12/12/2025. The reported gross proceeds from that sale are $391,207.08, recorded in the "Securities Sold During The Past 3 Months" section.

Are the 29,167 restricted stock units already vested or awarded?

The excerpt states the restricted stock unit awards were awarded for services rendered on 04/01/2025

Does the Form 144 disclose how the issuer will sell the shares?

The provided excerpt lists the securities and quantities but does not specify the method of sale or purchaser. It records intent to sell under Rule 144; further filings would be needed to show execution method and final cash‑flow details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001847596
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ouster, Inc.
SEC File Number	001-39463
Address of Issuer	350 Treat Avenue San Francisco CALIFORNIA 94110
Phone	415-949-0108
Name of Person for Whose Account the Securities are To Be Sold	Mark Frichtl
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	17922	368297.10	62803991	03/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/11/2026	Restricted stock unit awards awarded under incentive award plan	Issuer			29167	04/01/2025	Services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Frichtl 350 Treat Avenue San Francisco CA 94110	Common Stock	12/12/2025	15661	391207.08

144: Remarks and Signature

Remarks	Shares are to be sold to cover withholding taxes upon vesting of restricted stock unit awards. The transaction dated December 12, 2025 reflects the weighted average sale price, with sale prices ranging from $24.82 to $24.98663.
Date of Notice	03/11/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Megan Chung, as Attorney-in-Fact for Mark Frichtl
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)