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Schedule 13G: EPCM and Thomas Majewski Disclose 1.66M OXLC Preferred Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Oxford Lane Capital Corp. Schedule 13G discloses that Eagle Point Credit Management LLC and Thomas Philip Majewski jointly report beneficial ownership of the issuer's Preferred Shares. Eagle Point Credit Management LLC reports sole voting and dispositive power over 1,657,854 Preferred Shares, representing 18.92% of the class. Mr. Majewski reports direct ownership of 5,500 Preferred Shares and shared voting/dispositive power over the 1,657,854 shares managed by EPCM, for an aggregate beneficial position of 1,663,354 shares, or 18.98% of the Preferred Shares.

The filing states EPCM acts as investment manager to certain accounts that hold the Preferred Shares and that Mr. Majewski, as managing partner and portfolio manager, may be deemed to share voting and dispositive power with respect to those accounts. The Schedule is jointly filed and includes a joint filing agreement as an exhibit.

Positive

  • Material ownership disclosure: Reporting Persons explicitly disclose beneficial ownership of 1,663,354 Preferred Shares (approximately 18.98% of the class).
  • Clear allocation of powers: Filing specifies sole and shared voting and dispositive powers between EPCM and Mr. Majewski.
  • Joint filing and exhibit: Includes a Joint Filing Agreement, improving regulatory transparency.

Negative

  • None.

Insights

TL;DR: A single adviser and its managing partner disclose an ~19% stake in OXLC preferred shares, creating a concentrated investor position.

The disclosure reports that Eagle Point Credit Management LLC holds 1,657,854 Preferred Shares with sole voting and dispositive authority on behalf of managed accounts, representing 18.92% of the class, while Thomas P. Majewski is shown with an aggregate beneficial ownership of 1,663,354 shares (18.98%). This indicates material but non-controlling ownership concentrated in an investment manager and its principal. The filing is informational and clarifies allocation of voting and dispositive powers between the manager and Mr. Majewski.

TL;DR: Joint Schedule 13G clarifies voting/dispositive authority and reports a substantial ~19% preferred stake held via managed accounts.

The statement details that EPCM, as investment manager, has discretionary investment and voting authority over the Preferred Shares held by certain accounts, while Mr. Majewski holds a small direct position and is deemed to share power over the managed holdings as managing partner. The filing includes a joint filing agreement and the certification that the holdings are not for the purpose of changing control. It provides transparency on allocation of authority between fiduciary entities.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: Preferred Shares, CUSIP: 691543607, 691543805, 691543870


SCHEDULE 13G





SCHEDULE 13G



Eagle Point Credit Management LLC
Signature:/s/ Courtney Fandrick
Name/Title:Courtney Fandrick, Chief Compliance Officer
Date:09/24/2025
Thomas Philip Majewski
Signature:/s/ Thomas P. Majewski
Name/Title:Thomas P. Majewski
Date:09/24/2025
Exhibit Information

Exhibit A Joint Filing Agreement We, the undersigned, hereby express our agreement that the attached Schedule 13G is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This agreement may be terminated with respect to the obligations to jointly file future amendments to such statement on Schedule 13G as to any of the undersigned upon such person giving written notice thereof to each of the other persons signatory hereto, at the principal office thereof. Dated: September 24, 2025 EAGLE POINT CREDIT MANAGEMENT LLC By: /s/ Courtney Fandrick Name: Courtney Fandrick Title: Chief Compliance Officer THOMAS PHILIP MAJEWSKI By: /s/ Thomas P. Majewski Name: Thomas P. Majewski All other materials which may be required to be filed as exhibits have been incorporated by reference herein.

FAQ

How many Preferred Shares of Oxford Lane Capital Corp. (OXLC) do Eagle Point Credit Management LLC and Thomas Majewski report?

Collectively the Reporting Persons report beneficial ownership of 1,663,354 Preferred Shares of OXLC.

What percentage of OXLC Preferred Shares is reported in the Schedule 13G filing?

The Schedule 13G reports approximately 18.98% of the outstanding Preferred Shares as beneficially owned by the Reporting Persons.

How many shares does Eagle Point Credit Management LLC report as having sole voting and dispositive power?

Eagle Point Credit Management LLC reports sole voting power and sole dispositive power over 1,657,854 Preferred Shares (18.92%).

Does Thomas P. Majewski directly own any Preferred Shares of OXLC?

Yes. Mr. Majewski directly holds 5,500 Preferred Shares and shares voting/dispositive power over the managed holdings.

Did the filing indicate the holdings were intended to change control of the issuer?

The certification states the securities were not acquired and are not held for the purpose of changing or influencing control of the issuer.
Oxford Lane Cap Corp

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