[SCHEDULE 13G] Oxford Lane Capital Corp. SEC Filing
Oxford Lane Capital Corp. Schedule 13G discloses that Eagle Point Credit Management LLC and Thomas Philip Majewski jointly report beneficial ownership of the issuer's Preferred Shares. Eagle Point Credit Management LLC reports sole voting and dispositive power over 1,657,854 Preferred Shares, representing 18.92% of the class. Mr. Majewski reports direct ownership of 5,500 Preferred Shares and shared voting/dispositive power over the 1,657,854 shares managed by EPCM, for an aggregate beneficial position of 1,663,354 shares, or 18.98% of the Preferred Shares.
The filing states EPCM acts as investment manager to certain accounts that hold the Preferred Shares and that Mr. Majewski, as managing partner and portfolio manager, may be deemed to share voting and dispositive power with respect to those accounts. The Schedule is jointly filed and includes a joint filing agreement as an exhibit.
Oxford Lane Capital Corp. Schedule 13G rivela che Eagle Point Credit Management LLC e Thomas Philip Majewski riportano congiuntamente la proprietà benefica delle azioni privilegiate dell'emittente. Eagle Point Credit Management LLC riferisce potere esclusivo di voto e disposizione sulle 1.657.854 azioni privilegiate, che rappresentano 18,92% della categoria. Il signor Majewski riporta proprietà diretta di 5.500 azioni privilegiate e potere di voto/disposizione condiviso sulle 1.657.854 azioni gestite da EPCM, per una posizione benefica aggregata di 1.663.354 azioni, ovvero 18,98% delle azioni privilegiate.
La compilazione indica che EPCM agisce come gestore di investimenti per determinati conti che detengono le azioni privilegiate e che il signor Majewski, in quanto socio gestore e responsabile di portafoglio, potrebbe essere considerato a condividere il potere di voto e di disposizione rispetto a tali conti. Il Schedule è presentato congiuntamente e include come esibizione un accordo di deposito congiunto.
Oxford Lane Capital Corp. Schedule 13G divulga que Eagle Point Credit Management LLC y Thomas Philip Majewski reportan conjuntamente la propiedad beneficiosa de las Acciones Preferentes del emisor. Eagle Point Credit Management LLC reporta poder de voto y disposición exclusivo sobre 1.657.854 Acciones Preferentes, que representan 18,92% de la clase. El Sr. Majewski reporta propiedad directa de 5.500 Acciones Preferentes y poder de voto/disposición compartido sobre las 1.657.854 acciones administradas por EPCM, para una posición beneficiosa total de 1.663.354 acciones, o 18,98% de las Acciones Preferentes.
La presentación indica que EPCM actúa como administrador de inversiones para determinadas cuentas que poseen las Acciones Preferentes y que el Sr. Majewski, como socio administrador y gestor de cartera, puede considerarse que comparte el poder de voto y de disposición respecto a esas cuentas. El Schedule se presenta conjuntamente e incluye como exhibición un acuerdo de presentación conjunta.
Oxford Lane Capital Corp. Schedule 13G는 Eagle Point Credit Management LLC와 Thomas Philip Majewski가 발행인의 우선주에 대한 이익 소유권을 공동으로 보고한다고 밝힙니다. Eagle Point Credit Management LLC는 1,657,854주의 우선주에 대해 단독 의결 및 처분 권한을 보고하며, 이는 18.92%에 해당합니다. Majewski 씨는 직접 보유한 5,500주의 우선주와 EPCM가 관리하는 1,657,854주에 대한 의결/처분 권한을 공유하므로 총 이익 소유 비율은 1,663,354주로 18.98%의 우선주를 차지합니다.
해당 제출서는 EPCM이 우선주를 보유한 특정 계정의 투자관리자로 작용하며, Majewski 씨가 관리 파트너 및 포트폴리오 매니저로서 해당 계정들에 대한 의결 및 처분 권한을 공유하는 것으로 간주될 수 있음을 명시합니다. Schedule은 공동으로 제출되며 부록으로 공동 제출 합의를 포함합니다.
Oxford Lane Capital Corp. Schedule 13G divulge que Eagle Point Credit Management LLC et Thomas Philip Majewski déclarent conjointement la propriété bénéficiaire des Actions Prioritaires de l'émetteur. Eagle Point Credit Management LLC déclare un pouvoir de vote et de disposition exclusif sur 1 657 854 Actions Prioritaires, représentant 18,92% de la catégorie. M. Majewski déclare une propriété directe de 5 500 Actions Prioritaires et un pouvoir de vote/disposition partagé sur les 1 657 854 actions gérées par EPCM, pour une position bénéficiaire aggregate de 1 663 354 actions, soit 18,98% des Actions Prioritaires.
Le dépôt indique que l'EPCM agit en tant que gestionnaire d'investissements pour certains comptes détenant les Actions Prioritaires et que M. Majewski, en tant que associé gestionnaire et gestionnaire de portefeuille, peut être considéré comme partageant le pouvoir de vote et de disposition relativement à ces comptes. Le Schedule est déposé conjointement et comprend un accord de dépôt conjoint comme pièce jointe.
Oxford Lane Capital Corp. Schedule 13G gibt bekannt, dass Eagle Point Credit Management LLC und Thomas Philip Majewski gemeinsam die wirtschaftliche Eigentümerschaft an den Vorzugsaktien des Emittenten melden. Eagle Point Credit Management LLC meldet alleiniges Stimm- und Verfügungsmacht über 1.657.854 Vorzugsaktien, das 18,92% der Klasse entspricht. Herr Majewski meldet direkte Eigentümerschaft von 5.500 Vorzugsaktien und geteilte Stimm-/Verfügungsmacht über die 1.657.854 Aktien, die von EPCM verwaltet werden, insgesamt eine wirtschaftliche Position von 1.663.354 Aktien bzw. 18,98% der Vorzugsaktien.
Die Einreichung besagt, dass EPCM als Investmentmanager für bestimmte Konten fungiert, die die Vorzugsaktien halten, und dass Herr Majewski, als geschäftsführender Partner und Portfoliomanager, als berechtigt erachtet werden kann, Stimm- und Verfügungsmacht in Bezug auf diese Konten zu teilen. Der Schedule wird gemeinsam eingereicht und enthält als Anhang eine gemeinsame Einreichungsvereinbarung.
Oxford Lane Capital Corp. Schedule 13G يكشف أن Eagle Point Credit Management LLC و Thomas Philip Majewski يبلغان بشكل مشترك عن الملكية المستفيدة لأسهم الممتازة الخاصة بالشركة المصدِرة. تفيد Eagle Point Credit Management LLC بأن لديها سلطة التصويت والتصرّف الحصرية على 1,657,854 سهمًا من الأسهم الممتازة، وهو ما يمثل 18,92% من الفئة. يشير السيد Majewski إلى ملكية مباشرة لـ 5,500 سهم ممتاز ووجود سلطة التصويت/التصرّف المشتركة على 1,657,854 سهمًا تديرها EPCM، لإجمالي مركز مستفيد قدره 1,663,354 سهمًا، أي 18,98% من الأسهم الممتازة.
تذكر الإيداع أن EPCM تعمل كمدير استثمار لحسابات معينة تمتلك الأسهم الممتازة، وأن السيد Majewski، بوصفه شريكًا مديرًا ومدير محفظة، قد يُعتبر مشتركًا في سلطة التصويت والتصرّف بالنسبة لتلك الحسابات. يتم تقديم Schedule بشكل مشترك ويتضمن اتفاقية تقديم مشتركة كمرفق.
Oxford Lane Capital Corp. Schedule 13G 披露称 Eagle Point Credit Management LLC 与 Thomas Philip Majewski 共同报告发行人优先股的受益所有权。Eagle Point Credit Management LLC 对 1,657,854 股优先股拥有单独的表决权和处置权,约占该类别的 18.92%。Majewski 先生直接持有 5,500 股优先股,并对 EPCM 管理的 1,657,854 股拥有共有人信任权下的投票/处置权,总共的受益头寸为 1,663,354 股,约占 18.98% 的优先股。
该申报指出 EPCM 担任某些账户的投资经理,账户持有优先股,Majewski 先生作为管理合伙人及投资组合经理,可能被视为与这些账户共享投票和处置权。该 Schedule 以共同提交的方式提交,并附有作为展品的共同提交协议。
- Material ownership disclosure: Reporting Persons explicitly disclose beneficial ownership of 1,663,354 Preferred Shares (approximately 18.98% of the class).
- Clear allocation of powers: Filing specifies sole and shared voting and dispositive powers between EPCM and Mr. Majewski.
- Joint filing and exhibit: Includes a Joint Filing Agreement, improving regulatory transparency.
- None.
Insights
TL;DR: A single adviser and its managing partner disclose an ~19% stake in OXLC preferred shares, creating a concentrated investor position.
The disclosure reports that Eagle Point Credit Management LLC holds 1,657,854 Preferred Shares with sole voting and dispositive authority on behalf of managed accounts, representing 18.92% of the class, while Thomas P. Majewski is shown with an aggregate beneficial ownership of 1,663,354 shares (18.98%). This indicates material but non-controlling ownership concentrated in an investment manager and its principal. The filing is informational and clarifies allocation of voting and dispositive powers between the manager and Mr. Majewski.
TL;DR: Joint Schedule 13G clarifies voting/dispositive authority and reports a substantial ~19% preferred stake held via managed accounts.
The statement details that EPCM, as investment manager, has discretionary investment and voting authority over the Preferred Shares held by certain accounts, while Mr. Majewski holds a small direct position and is deemed to share power over the managed holdings as managing partner. The filing includes a joint filing agreement and the certification that the holdings are not for the purpose of changing control. It provides transparency on allocation of authority between fiduciary entities.
Oxford Lane Capital Corp. Schedule 13G rivela che Eagle Point Credit Management LLC e Thomas Philip Majewski riportano congiuntamente la proprietà benefica delle azioni privilegiate dell'emittente. Eagle Point Credit Management LLC riferisce potere esclusivo di voto e disposizione sulle 1.657.854 azioni privilegiate, che rappresentano 18,92% della categoria. Il signor Majewski riporta proprietà diretta di 5.500 azioni privilegiate e potere di voto/disposizione condiviso sulle 1.657.854 azioni gestite da EPCM, per una posizione benefica aggregata di 1.663.354 azioni, ovvero 18,98% delle azioni privilegiate.
La compilazione indica che EPCM agisce come gestore di investimenti per determinati conti che detengono le azioni privilegiate e che il signor Majewski, in quanto socio gestore e responsabile di portafoglio, potrebbe essere considerato a condividere il potere di voto e di disposizione rispetto a tali conti. Il Schedule è presentato congiuntamente e include come esibizione un accordo di deposito congiunto.
Oxford Lane Capital Corp. Schedule 13G divulga que Eagle Point Credit Management LLC y Thomas Philip Majewski reportan conjuntamente la propiedad beneficiosa de las Acciones Preferentes del emisor. Eagle Point Credit Management LLC reporta poder de voto y disposición exclusivo sobre 1.657.854 Acciones Preferentes, que representan 18,92% de la clase. El Sr. Majewski reporta propiedad directa de 5.500 Acciones Preferentes y poder de voto/disposición compartido sobre las 1.657.854 acciones administradas por EPCM, para una posición beneficiosa total de 1.663.354 acciones, o 18,98% de las Acciones Preferentes.
La presentación indica que EPCM actúa como administrador de inversiones para determinadas cuentas que poseen las Acciones Preferentes y que el Sr. Majewski, como socio administrador y gestor de cartera, puede considerarse que comparte el poder de voto y de disposición respecto a esas cuentas. El Schedule se presenta conjuntamente e incluye como exhibición un acuerdo de presentación conjunta.
Oxford Lane Capital Corp. Schedule 13G는 Eagle Point Credit Management LLC와 Thomas Philip Majewski가 발행인의 우선주에 대한 이익 소유권을 공동으로 보고한다고 밝힙니다. Eagle Point Credit Management LLC는 1,657,854주의 우선주에 대해 단독 의결 및 처분 권한을 보고하며, 이는 18.92%에 해당합니다. Majewski 씨는 직접 보유한 5,500주의 우선주와 EPCM가 관리하는 1,657,854주에 대한 의결/처분 권한을 공유하므로 총 이익 소유 비율은 1,663,354주로 18.98%의 우선주를 차지합니다.
해당 제출서는 EPCM이 우선주를 보유한 특정 계정의 투자관리자로 작용하며, Majewski 씨가 관리 파트너 및 포트폴리오 매니저로서 해당 계정들에 대한 의결 및 처분 권한을 공유하는 것으로 간주될 수 있음을 명시합니다. Schedule은 공동으로 제출되며 부록으로 공동 제출 합의를 포함합니다.
Oxford Lane Capital Corp. Schedule 13G divulge que Eagle Point Credit Management LLC et Thomas Philip Majewski déclarent conjointement la propriété bénéficiaire des Actions Prioritaires de l'émetteur. Eagle Point Credit Management LLC déclare un pouvoir de vote et de disposition exclusif sur 1 657 854 Actions Prioritaires, représentant 18,92% de la catégorie. M. Majewski déclare une propriété directe de 5 500 Actions Prioritaires et un pouvoir de vote/disposition partagé sur les 1 657 854 actions gérées par EPCM, pour une position bénéficiaire aggregate de 1 663 354 actions, soit 18,98% des Actions Prioritaires.
Le dépôt indique que l'EPCM agit en tant que gestionnaire d'investissements pour certains comptes détenant les Actions Prioritaires et que M. Majewski, en tant que associé gestionnaire et gestionnaire de portefeuille, peut être considéré comme partageant le pouvoir de vote et de disposition relativement à ces comptes. Le Schedule est déposé conjointement et comprend un accord de dépôt conjoint comme pièce jointe.
Oxford Lane Capital Corp. Schedule 13G gibt bekannt, dass Eagle Point Credit Management LLC und Thomas Philip Majewski gemeinsam die wirtschaftliche Eigentümerschaft an den Vorzugsaktien des Emittenten melden. Eagle Point Credit Management LLC meldet alleiniges Stimm- und Verfügungsmacht über 1.657.854 Vorzugsaktien, das 18,92% der Klasse entspricht. Herr Majewski meldet direkte Eigentümerschaft von 5.500 Vorzugsaktien und geteilte Stimm-/Verfügungsmacht über die 1.657.854 Aktien, die von EPCM verwaltet werden, insgesamt eine wirtschaftliche Position von 1.663.354 Aktien bzw. 18,98% der Vorzugsaktien.
Die Einreichung besagt, dass EPCM als Investmentmanager für bestimmte Konten fungiert, die die Vorzugsaktien halten, und dass Herr Majewski, als geschäftsführender Partner und Portfoliomanager, als berechtigt erachtet werden kann, Stimm- und Verfügungsmacht in Bezug auf diese Konten zu teilen. Der Schedule wird gemeinsam eingereicht und enthält als Anhang eine gemeinsame Einreichungsvereinbarung.