Welcome to our dedicated page for Oxford Square Ca SEC filings (Ticker: OXSQ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Oxford Square Capital Corp. (OXSQ) files a range of documents with the U.S. Securities and Exchange Commission (SEC) that provide detailed insight into its operations as a closed-end, non-diversified management investment company focused on corporate debt and CLO structured finance investments. On this page, you can review OXSQ’s SEC filings alongside AI-powered summaries that help explain the key points in clear language.
For Oxford Square Capital Corp., periodic reports such as annual reports on Form 10-K and quarterly reports on Form 10-Q (when available in the filing stream) typically describe its investment objective, portfolio composition, income sources from debt investments and securitization vehicles, expenses, and changes in net asset value. These filings also discuss risk factors, accounting policies, and other disclosures relevant to a company investing in corporate debt and CLO equity.
Current reports on Form 8-K, such as the November 4, 2025 filing, highlight material events including the release of quarterly financial results and the declaration of distributions on common stock. They may also reference supplemental investor information made available by the company. For Oxford Square Capital Corp.’s listed debt securities, filings can include registration statements and related prospectus supplements describing offerings of unsecured notes, as well as Form 25 notifications when a particular series, such as the 6.25% Notes due 2026, is removed from listing and/or registration on an exchange.
Investors interested in Oxford Square Capital Corp.’s capital structure can use this filings page to track securities registered under Section 12(b) of the Securities Exchange Act of 1934, including its common stock and unsecured notes (OXSQ, OXSQG, OXSQH). AI tools on Stock Titan can help surface important information from lengthy filings, such as changes in portfolio metrics, distribution policies, or the terms of note offerings, allowing users to navigate complex regulatory documents more efficiently.
Oxford Square Capital Corp. is registering up to $300,000,000 of common stock, preferred stock, debt securities, subscription rights, and warrants under a shelf prospectus, allowing it to issue these securities over time using supplements for specific terms. The company operates as a closed-end investment company that has elected business development company status and seeks to maximize total return by investing mainly in below-investment-grade corporate debt and equity tranches of collateralized loan obligations, which are considered “junk” and can be highly leveraged. As of September 30, 2025, net asset value was $1.95 per share, while the common stock last traded at $1.78 on January 8, 2026, and the firm had $80.5 million of 5.50% notes due 2028 and $74.8 million of 7.75% notes due 2030 outstanding. The filing highlights high risk from credit exposure, leverage, and potential dilution, and estimates total annual expenses of about 10.16% of net assets attributable to common stock.
Oxford Square Capital (OXSQ) reported Q3 2025 results. Total investment income was $10.24 million versus $10.34 million a year ago. Net investment income was $5.56 million, translating to $0.07 per share, while the quarter showed a net decrease in net assets from operations of $2.09 million driven by $7.50 million of unrealized depreciation and modest realized losses.
Net asset value per share was $1.95 as of September 30, 2025, compared with $2.30 at year-end 2024. Net assets were $158.96 million and total assets $314.74 million. The portfolio remained concentrated in senior secured loans and CLO equity, with CLO equity at $113.19 million (71.2% of net assets). The company reported cash and cash equivalents of $50.79 million.
During the nine months, OXSQ issued 7.75% unsecured notes for $74.75 million and repaid 6.25% notes of $44.79 million; interest expense for the quarter was $2.56 million. The company paid distributions of $0.105 per share in the quarter. Shares outstanding were 81,669,408 as of November 5, 2025.
Oxford Square Capital Corp. furnished an update via an 8-K. The company issued a press release announcing financial results for the quarter ended September 30, 2025, included as Exhibit 99.1.
The company also announced the declaration of distributions for the months ending January 31, 2026, February 28, 2026, and March 31, 2026. Supplemental investor information related to the earnings release was made available on its website.
The materials under Items 2.02 and 7.01 are being furnished, not filed, under the Exchange Act.
Nasdaq Stock Market LLC filed a Form 25 notifying the SEC of the removal of Oxford Square Capital Corp. (ticker OXSQZ, Commission File No. 000-50398) from Nasdaq listing and/or registration under the Securities Exchange Act of 1934. The filing references compliance with the withdrawal provisions of 17 CFR 240.12d2-2 and indicates the withdrawal is being processed under the Exchange’s and issuer’s rules. The notice is procedural and does not include financial results, transaction details, or dates for the effective removal.