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Insider tied to Western Asset (PAI) reports no fund share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Western Asset Investment Grade Income Fund Inc. reported that Jeffrey Masom, identified in the filing as Director- Inv. Mgr., had no securities beneficially owned as of the event date of April 29, 2025. The Form 3 is filed by one reporting person, and both the non-derivative and derivative securities tables show no holdings. The signature is provided by Mitchell O'Brien under a power of attorney on behalf of Jeffrey Masom.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Masom Jeffrey

(Last) (First) (Middle)
100 INTERNATIONAL DRIVE

(Street)
BALTIMORE MD 21202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2025
3. Issuer Name and Ticker or Trading Symbol
Western Asset Investment Grade Income Fund Inc. [ PAI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Director- Inv. Mgr.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Mitchell O'Brien by Power of Attorney on behalf of Jeffrey Masom 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for Western Asset Investment Grade Income Fund Inc. (PAI) show for Jeffrey Masom?

It shows that Jeffrey Masom, identified as Director- Inv. Mgr., reported no securities beneficially owned of Western Asset Investment Grade Income Fund Inc. as of April 29, 2025.

What is Jeffrey Masom’s reported relationship to Western Asset Investment Grade Income Fund Inc. (PAI)?

He is listed under "Other" with the description Director- Inv. Mgr., rather than as a director, officer, or 10% owner of Western Asset Investment Grade Income Fund Inc.

Are any non-derivative securities reported as owned on this PAI Form 3?

No. The remarks section explicitly states "No securities are beneficially owned", and the non-derivative securities table does not list any holdings.

Are any derivative securities reported as owned for PAI on this Form 3?

No. The derivative securities table contains no entries, and the remarks confirm that no securities are beneficially owned.

Who signed the Form 3 related to PAI and in what capacity?

The Form 3 is signed "/s/Mitchell O'Brien by Power of Attorney on behalf of Jeffrey Masom", indicating execution under a power of attorney for the reporting person.
Western Asset Inv Grade Income Fund Inc

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