STOCK TITAN

Kim Stout (PAI) named reporting person with no trades in Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Western Asset Investment Grade Income Fund Inc. filed a Form 3 identifying Kim Stout as a reporting person with the role "CCO/INV MGR." The excerpt shows no reported buy, sell, acquire, or dispose transactions for the fund’s ticker PAI.

Positive

  • None.

Negative

  • None.
Reported buy transactions 0 Form 3 transaction summary
Reported sell transactions 0 Form 3 transaction summary
Derivative transactions 0 Form 3 derivativeTransactionCount
Net buy/sell direction neutral Form 3 transactionSummary
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
CCO/INV MGR financial
"other: "CCO/INV MGR""
derivativeTransactionCount financial
""derivativeTransactionCount": 0"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the PAI Form 3 filing list for Kim Stout?

The Form 3 lists Kim Stout as a reporting person for Western Asset Investment Grade Income Fund Inc. with the role "CCO/INV MGR." The excerpt does not show any reported transactions in the fund’s PAI shares.

Does the PAI Form 3 show any insider share purchases or sales?

No. The transaction summary in this Form 3 excerpt shows zero buy, sell, acquire, dispose, or other transactions. It also shows zero shares reported as bought, sold, exercised, gifted, or withheld for tax purposes.

Who is the reporting person in Western Asset Investment Grade Income Fund Inc. Form 3?

The reporting person named in the Form 3 is Kim Stout. They are identified with the role "CCO/INV MGR" and are not marked as a director, officer, or ten percent owner in the structured data provided.

What does the transaction summary in the PAI Form 3 indicate?

The transaction summary indicates zero counts for buys, sells, exercises, gifts, tax withholdings, restructurings, and derivative transactions. Net buy-sell direction is marked as neutral, reflecting no reported trading activity in this excerpt.

Are there any derivative positions disclosed in this PAI Form 3 excerpt?

No derivative positions are shown in this excerpt. The derivativeSummary array is empty, and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative securities reported for the period covered here.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Stout Kim

(Last)(First)(Middle)
WESTERN ASSET MANAGEMENT COMPANY, LLC
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025
3. Issuer Name and Ticker or Trading Symbol
Western Asset Investment Grade Income Fund Inc. [ PAI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
CCO/INV MGR
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Kim Stout04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)