Kim Stout (PAI) named reporting person with no trades in Form 3
Rhea-AI Filing Summary
Western Asset Investment Grade Income Fund Inc. filed a Form 3 identifying Kim Stout as a reporting person with the role "CCO/INV MGR." The excerpt shows no reported buy, sell, acquire, or dispose transactions for the fund’s ticker PAI.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0
Reported sell transactions: 0
Derivative transactions: 0
+1 more
4 metrics
Reported buy transactions
0
Form 3 transaction summary
Reported sell transactions
0
Form 3 transaction summary
Derivative transactions
0
Form 3 derivativeTransactionCount
Net buy/sell direction
neutral
Form 3 transactionSummary
Key Terms
Form 3, CCO/INV MGR, derivativeTransactionCount
3 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
CCO/INV MGR financial
"other: "CCO/INV MGR""
derivativeTransactionCount financial
""derivativeTransactionCount": 0"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the PAI Form 3 filing list for Kim Stout?
The Form 3 lists Kim Stout as a reporting person for Western Asset Investment Grade Income Fund Inc. with the role "CCO/INV MGR." The excerpt does not show any reported transactions in the fund’s PAI shares.
Who is the reporting person in Western Asset Investment Grade Income Fund Inc. Form 3?
The reporting person named in the Form 3 is Kim Stout. They are identified with the role "CCO/INV MGR" and are not marked as a director, officer, or ten percent owner in the structured data provided.
What does the transaction summary in the PAI Form 3 indicate?
The transaction summary indicates zero counts for buys, sells, exercises, gifts, tax withholdings, restructurings, and derivative transactions. Net buy-sell direction is marked as neutral, reflecting no reported trading activity in this excerpt.
Are there any derivative positions disclosed in this PAI Form 3 excerpt?
No derivative positions are shown in this excerpt. The derivativeSummary array is empty, and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative securities reported for the period covered here.