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Proficient Auto Logistics (PAL) director granted 10,295 RSUs, exercises 9,135 into stock

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Proficient Auto Logistics director Douglas L. Col reported equity compensation activity. He received a grant of 10,295 restricted stock units on May 7, 2026, which will vest on the date of the company’s 2027 annual meeting of stockholders and convert into common stock one-for-one.

On May 6, 2026, previously granted 9,135 restricted stock units that were awarded on May 13, 2025 vested and were exercised into 9,135 shares of common stock. After these transactions, Col directly holds 43,260 shares of common stock. The filing reflects routine director compensation and a derivative exercise, with no open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider COL DOUGLAS L
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 10,295 $0.00 --
Exercise Restricted Stock Units 9,135 $0.00 --
Exercise Common Stock 9,135 $0.00 --
Holdings After Transaction: Restricted Stock Units — 10,295 shares (Direct, null); Common Stock — 43,260 shares (Direct, null)
Footnotes (1)
  1. On May 13, 2025, the Reporting Person was granted 9,135 restricted stock units that vested on May 6, 2026. These restricted stock units convert into common stock on a one-for-one basis. Represents restricted stock units that vest on the date of the Issuer's 2027 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.
RSUs granted 10,295 restricted stock units Grant on May 7, 2026 to Douglas L. Col
RSUs exercised 9,135 restricted stock units Vested and converted on May 6, 2026
Common shares after transactions 43,260 shares Direct holdings following May 6, 2026 exercise
2025 RSU grant size 9,135 restricted stock units Granted on May 13, 2025, vested May 6, 2026
Exercise transactions 1 exercise, 9,135 shares Transaction code M, derivative exercise/conversion
Compensation acquisitions 3 acquire-type transactions All transactions classified as acquisitions in summary
Restricted Stock Units financial
"On May 13, 2025, the Reporting Person was granted 9,135 restricted stock units..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
annual meeting of stockholders regulatory
"vest on the date of the Issuer's 2027 annual meeting of stockholders"
one-for-one basis financial
"These restricted stock units convert into common stock on a one-for-one basis"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COL DOUGLAS L

(Last)(First)(Middle)
12276 SAN JOSE BLVD.
SUITE 426

(Street)
JACKSONVILLE FLORIDA 32223

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Proficient Auto Logistics, Inc [ PAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/06/2026M9,135A$0.0043,260D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/06/2026M9,135 (1) (1)Common Stock9,135$0.000D
Restricted Stock Units(2)05/07/2026A10,295 (2) (2)Common Stock10,295$0.0010,295D
Explanation of Responses:
1. On May 13, 2025, the Reporting Person was granted 9,135 restricted stock units that vested on May 6, 2026. These restricted stock units convert into common stock on a one-for-one basis.
2. Represents restricted stock units that vest on the date of the Issuer's 2027 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.
/s/ Bradley J. Wright, as attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did PAL director Douglas L. Col report?

Douglas L. Col reported a grant of 10,295 restricted stock units and the exercise of 9,135 previously granted units into common stock. These actions reflect routine director equity compensation, not open-market buying or selling of Proficient Auto Logistics (PAL) shares.

How many Proficient Auto Logistics (PAL) RSUs were granted to Douglas L. Col?

Douglas L. Col was granted 10,295 restricted stock units on May 7, 2026. According to the disclosure, these RSUs will vest on the date of Proficient Auto Logistics’ 2027 annual meeting and will convert into common stock on a one-for-one basis at vesting.

When do Douglas L. Col’s new PAL restricted stock units vest?

The 10,295 restricted stock units granted to Douglas L. Col vest on the date of Proficient Auto Logistics’ 2027 annual meeting of stockholders. Upon vesting, each restricted stock unit converts into one share of PAL common stock under the terms described.

What happened to the 9,135 PAL restricted stock units granted in 2025?

The 9,135 restricted stock units granted to Douglas L. Col on May 13, 2025 vested on May 6, 2026. Upon vesting, those units were exercised and converted into 9,135 shares of Proficient Auto Logistics common stock on a one-for-one basis as disclosed.

How many PAL common shares does Douglas L. Col hold after these transactions?

Following the reported transactions, Douglas L. Col directly owns 43,260 shares of Proficient Auto Logistics common stock. This total reflects the conversion of 9,135 restricted stock units into common shares and includes his holdings after the May 6, 2026 derivative exercise.

Do the reported PAL transactions involve open-market buying or selling by Douglas L. Col?

The reported transactions involve a grant of restricted stock units and an exercise of vested units into common stock. The data show no open-market purchases or sales; these are compensation-related and derivative exercise transactions, not discretionary market trades in PAL shares.