Proficient Auto director granted 10,295 RSUs

Proficient Auto Logistics, Inc. director Rohit Lal reported routine equity compensation activity.

Rhea-AI Filing Summary

Proficient Auto Logistics, Inc. director Rohit Lal reported routine equity compensation activity. He received a grant of 10,295 restricted stock units (RSUs) on May 7, 2026, which will vest on the company’s 2027 annual meeting of stockholders and convert to common stock one-for-one.

Separately, 1,903 previously granted RSUs vested on May 6, 2026 and were exercised into 1,903 shares of common stock. Following these transactions, Lal directly holds 21,903 shares of common stock and 10,295 RSUs, reflecting ongoing alignment of director compensation with shareholder equity rather than open-market buying or selling.

Insider Trade Summary

1,903 shares exercised/converted

Exercise 3 txns

Insider Lal Rohit

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	10,295	$0.00	$0.00
Exercise	Restricted Stock Units	1,903	$0.00	$0.00
Exercise	Common Stock	1,903	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 10,295 contracts (Direct); Common Stock — 21,903 shares (Direct)

Footnotes (2)

1. F1. On February 26, 2026, the Reporting Person was granted 1,903 restricted stock units that vested on May 6, 2026. These restricted stock units convert into common stock on a one-for-one basis.
2. F2. Represents restricted stock units that vest on the date of the Issuer's 2027 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.

Key Figures

RSU grant: 10,295 restricted stock units RSU exercise: 1,903 RSUs Common shares held: 21,903 shares +2 more

5 metrics

RSU grant 10,295 restricted stock units Granted to director Rohit Lal on May 7, 2026

RSU exercise 1,903 RSUs Vested and converted into 1,903 common shares on May 6, 2026

Common shares held 21,903 shares Directly held by Rohit Lal following the reported transactions

RSUs held 10,295 restricted stock units Outstanding RSUs after the new grant

Exercise shares total 1,903 shares Total derivative exercise shares in this Form 4

Key Terms

Restricted Stock Units, derivative security, annual meeting of stockholders

3 terms

Restricted Stock Units financial

"The Reporting Person was granted 1,903 restricted stock units that vested on May 6, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

annual meeting of stockholders financial

"vest on the date of the Issuer's 2027 annual meeting of stockholders"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did PAL director Rohit Lal report on this Form 4?

Director Rohit Lal reported a grant of 10,295 restricted stock units and the exercise of 1,903 previously granted RSUs into 1,903 shares of Proficient Auto Logistics common stock, reflecting routine equity compensation rather than open-market buying or selling activity.

How many Proficient Auto Logistics (PAL) shares does Rohit Lal hold after these transactions?

After these transactions, Rohit Lal directly holds 21,903 shares of Proficient Auto Logistics common stock. He also holds 10,295 restricted stock units, which represent rights to receive an equal number of shares when they vest according to the company’s equity plan terms.

When do Rohit Lal’s newly granted PAL restricted stock units vest?

The 10,295 restricted stock units granted to Rohit Lal vest on the date of Proficient Auto Logistics’ 2027 annual meeting of stockholders. Upon vesting, these RSUs convert into common stock on a one-for-one basis, adding to his equity stake in the company.

What happened to the 1,903 PAL restricted stock units mentioned in the Form 4 footnote?

The 1,903 restricted stock units were granted on February 26, 2026 and vested on May 6, 2026. On vesting, they converted into 1,903 shares of Proficient Auto Logistics common stock on a one-for-one basis, increasing Rohit Lal’s directly held share count.

Does the PAL Form 4 show any open-market stock purchases or sales by Rohit Lal?

The Form 4 does not show any open-market purchases or sales by Rohit Lal. It reports a grant of restricted stock units and the conversion of vested RSUs into common stock, which are standard components of director equity compensation rather than market trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 06:56 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lal Rohit

(Last) (First) (Middle)

12276 SAN JOSE BLVD.

SUITE 426

(Street)

JACKSONVILLE FLORIDA 32223

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Proficient Auto Logistics, Inc [ PAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/06/2026		M		1,903	A	$0.00	21,903	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	05/06/2026		M			1,903	(1)	(1)	Common Stock	1,903	$0.00	0	D
Restricted Stock Units	(2)	05/07/2026		A		10,295		(2)	(2)	Common Stock	10,295	$0.00	10,295	D

Explanation of Responses:

1. On February 26, 2026, the Reporting Person was granted 1,903 restricted stock units that vested on May 6, 2026. These restricted stock units convert into common stock on a one-for-one basis.

2. Represents restricted stock units that vest on the date of the Issuer's 2027 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.

	/s/ Bradley J. Wright, as attorney-in-fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)