STOCK TITAN

Rohit Lal (PAL) receives 1,903 restricted stock units vesting at 2026 meeting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Proficient Auto Logistics director Rohit Lal reported receiving a grant of 1,903 restricted stock units. The award was made at a price of $0 per unit and increases his directly held derivative securities to 1,903 units. These restricted stock units vest on the date of the company’s 2026 annual meeting of stockholders and will convert into common stock on a one-for-one basis when they vest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lal Rohit

(Last) (First) (Middle)
12276 SAN JOSE BLVD.
SUITE 426

(Street)
JACKSONVILLE FL 32223

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Proficient Auto Logistics, Inc [ PAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/26/2026 A 1,903 (1) (1) Common Stock 1,903 $0.00 1,903 D
Explanation of Responses:
1. Represents restricted stock units that vest on the date of the Issuer's 2026 annual meeting of stockholders. These restricted stock units convert into common stock on a one-for-one basis.
/s/ Bradley J. Wright, as attorney-in-fact 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PAL director Rohit Lal report on this Form 4?

Rohit Lal reported receiving a grant of 1,903 restricted stock units in Proficient Auto Logistics. The award was recorded as an acquisition at a price of $0 per unit and is held as a derivative security under direct ownership.

When do Rohit Lal’s 1,903 PAL restricted stock units vest?

The 1,903 restricted stock units vest on the date of Proficient Auto Logistics’ 2026 annual meeting of stockholders. Vesting means the units become earned, after which they can convert into common stock according to the terms described in the footnote.

How many PAL restricted stock units does Rohit Lal own after this grant?

After the grant, Rohit Lal directly owns 1,903 restricted stock units in Proficient Auto Logistics. The filing lists this as the total derivative securities held following the transaction, reflecting only this reported award at the time of the filing.

What is the conversion rate of Rohit Lal’s PAL restricted stock units to common stock?

Each restricted stock unit converts into one share of Proficient Auto Logistics common stock. The footnote specifies a one-for-one conversion ratio, meaning 1,903 units could become 1,903 common shares when the units vest under the award terms.

Was cash paid for Rohit Lal’s 1,903 PAL restricted stock units?

No cash was paid for this award; the transaction price is shown as $0 per restricted stock unit. This reflects that the units were granted as equity compensation rather than purchased in an open-market or cash transaction by the director.
Proficient Auto Logistics Inc

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209.32M
23.98M
Integrated Freight & Logistics
Transportation Services
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United States
JACKSONVILLE