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Palisade Bio (PALI) director adds 5,000 shares at $1.6712

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Palisade Bio director Donald Allen Williams reported a purchase of company stock. On January 16, 2026, he bought 5,000 shares of common stock at a price of $1.6712 per share, increasing his direct holdings to 10,728 shares.

In addition to his direct ownership, the filing shows an indirect holding of 3,000 common shares through the reporting person's defined benefit plan. This Form 4 reflects insider activity by a company director, providing transparency about changes in his ownership stake.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Donald Allen

(Last) (First) (Middle)
1902 WRIGHT PLACE, SUITE 200

(Street)
CARLSBAD CA 92008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PALISADE BIO, INC. [ PALI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2026 P 5,000 A $1.6712 10,728 D
Common Stock 3,000 I By Reporting Person's Defined Benefit Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Ryker Willie, Attorney-in-Fact 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Palisade Bio (PALI) report in this Form 4?

The filing shows that director Donald Allen Williams purchased 5,000 shares of Palisade Bio common stock on January 16, 2026, in an open-market transaction coded "P".

At what price did the Palisade Bio (PALI) director buy shares?

The 5,000 common shares were purchased at a price of $1.6712 per share, according to the reported transaction data.

How many Palisade Bio (PALI) shares does the director own after the transaction?

Following the reported purchase, Donald Allen Williams directly owns 10,728 shares of Palisade Bio common stock, as shown in the Form 4.

Does the Palisade Bio (PALI) director have any indirect share ownership?

Yes. The Form 4 reports an additional 3,000 common shares held indirectly by the reporting person's defined benefit plan.

What is the reporting person's relationship to Palisade Bio (PALI)?

The reporting person, Donald Allen Williams, is identified in the filing as a director of Palisade Bio, Inc.

Is this Palisade Bio (PALI) Form 4 filed for one or multiple insiders?

The document indicates that it is a Form filed by one reporting person, covering the transactions of Donald Allen Williams only.

Palisade Bio Inc

NASDAQ:PALI

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PALI Stock Data

261.11M
136.93M
0.24%
5.92%
3.6%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
CARLSBAD