Welcome to our dedicated page for Patria Investments SEC filings (Ticker: PAX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Patria Investments Limited filings document the reporting activity of a foreign private issuer and global alternative asset manager listed under PAX. Its Form 6-K reports furnish earnings releases, investor presentations, unaudited interim financial statements, dividend announcements, and material-event exhibits tied to its asset-management business.
The filings describe operating and financial results, fee-related earnings, assets under management, capital-structure disclosures, and corporate development across Patria's Infrastructure, Credit, Real Estate, Private Equity, Solutions (GPMS), and Public Equities strategies. They also record transaction-related announcements and other current reports affecting the company's investment platform, governance, and public-company disclosure record.
Patria Investments Ltd executive Ana Paula Alves, Head of Human Resources, filed an initial ownership statement detailing her equity interests. She beneficially owns 191,370 Class A Common Shares and 82,576 unvested restricted share units under a matching share program. She also holds multiple performance share unit awards that may settle in Class A Common Shares at a conversion price of 0.0000 per share. According to the terms, these performance shares vest and are settled in three equal annual installments beginning on the third anniversary of the grant date, subject to specified total shareholder return goals and continued employment through each vesting date.
Patria Investments Ltd executive Ricardo Leonel Scavazza filed an initial statement of beneficial ownership, detailing his current holdings in the company. The filing shows indirect ownership of 436,986 Class B Common Shares, which are convertible into an equivalent number of Class A shares and carry 10 votes per share.
He also holds 60,300 Class A Common Shares directly, including 19,301 unvested restricted share units under the company’s matching share program and 40,999 Class A shares owned outright. This Form 3 does not report new trades but establishes his equity position as an insider.
Patria Investments Ltd director and Global Head of Commercial Daniel Rizardi Sorrentino filed an initial statement of beneficial ownership. He directly holds 578,054 Class A common shares, including 21,977 unvested restricted share units, 110,615 unvested matching share units and 445,462 Class A shares. He also indirectly holds Class B common shares convertible into 222,517 Class A shares through entities he controls, which carry 10 votes per share. In addition, he holds several performance share unit awards tied to 85,469, 156,644, 141,653 and 159,257 underlying Class A shares that vest in three equal annual installments starting on the third anniversary of grant, subject to total shareholder return goals and continued employment.
Patria Investments Ltd executive Marco Nicola D'Ippolito, CEO of Global Private Markets, filed an initial Form 3 disclosing his equity interests in the company. He directly holds 450,678 Class A Common Shares, including 22,412 unvested restricted share units, 101,830 unvested matching share units, and 326,436 Class A Common Shares.
He also has performance share units that may settle in Class A Common Shares, with underlying amounts of 87,165, 78,322 and 123,525 shares, vesting in three equal annual installments beginning on the third anniversary of grant, subject to total shareholder return targets and continued employment. In addition, 158,910 Class B Common Shares are beneficially owned indirectly through Patria Holdings Limited and held in trust by Teesdale, an entity he owns and controls; these Class B shares are convertible into an equivalent number of Class A shares and carry 10 votes per share.
Patria Investments Ltd executive Jose Augusto Goncalves de Araujo, Head of Commercial for Brazil, has filed an initial Form 3 detailing his equity interests. He directly holds Class A Common Shares, including 35,125 shares alongside 13,227 unvested restricted share units and 25,466 unvested restricted share units from a matching share program. He also has an indirect interest in 10,714 Class A Common Shares beneficially owned by Patria Holdings Limited and directly held by Kalispell, an entity he owns and controls. In addition, he holds several grants of Performance Share Units that are settled in Class A Common Shares at an exercise price of 0.0000. These performance shares vest in three equal annual installments beginning on the third anniversary of the grant date, subject to specified Total Shareholder Return goals and continued employment through each vesting date.
Patria Investments Ltd filed an initial insider ownership report for Chief Compliance Officer Nick Whitfield on Form 3. This filing establishes his status as a reporting insider under SEC rules. The report does not list any buy or sell transactions and serves as a baseline disclosure of his holdings.
Patria Investments Ltd reported that its Global Chief Operating Officer, Nikitas Psyllakis, has filed an initial Form 3, which is the required statement of an insider’s beneficial ownership when they first become a reporting person. The insider data show no buy, sell, or other share transactions and no derivative positions reported in this filing. This is an administrative disclosure that establishes Psyllakis as an insider for future ownership and trading reports.
Patria Investments Ltd director and Chief Executive Officer Alexandre Teixeira de Assumpcao Saigh filed an initial Form 3 listing his equity interests. He indirectly holds 1,586,221 Class B Common Shares, which are convertible into an equivalent number of Class A Common Shares and carry 10 votes per share. He also directly holds multiple Performance Share Units tied to Class A Common Shares, including awards over 237,415; 489,511; 95,535; and 464,500 underlying Class A shares, plus 142,680 directly held Class A Common Shares. The performance shares vest in three equal annual installments starting on the third anniversary of grant, subject to total shareholder return targets and continued employment.
Patria Investments Ltd Chief Financial Officer Ana Cristina Russo filed an initial ownership report listing her equity interests in the company. She holds 102,670 Class A Common Shares in total, consisting of 51,335 unvested restricted share units under the matching share program and 51,335 Class A Common Shares. She also holds performance share units that can settle in 34,966 and 42,159 Class A Common Shares, which vest in three equal annual installments beginning on the third anniversary of the grant date if specified total shareholder return goals are met and her employment continues through each vesting date.
Patria Investments Ltd director Pablo Echeverria Benitez has filed an initial ownership report showing holdings in the company. The filing reports beneficial ownership of 40,434 Class A Common Shares, made up of 20,217 unvested restricted share units and 20,217 Class A Common Shares held directly.