STOCK TITAN

PCB Bancorp (PCB) CEO boosts stake with 3,000-share option exercise

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

PCB BANCORP reporting person Henry Kim, President, CEO and Director, reported an option exercise. On 2026-08-17 he exercised 3,000 stock options at an exercise price of $14.75 per share, receiving 3,000 shares of Common Stock. Following the transactions, he directly holds 231,199 shares of Common Stock and 47,000 stock options. The exercised options were part of a grant that vests in four equal annual installments beginning one year after the 01/02/2018 grant date.

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Insider KIM HENRY
Role PRESIDENT, CEO & DIRECTOR
Type Security Shares Price Value
Exercise Stock option (right to buy) F1 3,000 $0.00 $0.00
Exercise Common Stock 3,000 $14.75 $44K
Holdings After Transaction: Stock option (right to buy) — 47,000 shares (Direct); Common Stock — 231,199 shares (Direct)
Footnotes (1)
  1. F1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant
Options Exercised 3,000 shares Stock options exercised on 2026-08-17
Exercise Price $14.75 per share Exercise price of stock options exercised on 2026-08-17
Shares Acquired 3,000 shares Common Stock received from option exercise on 2026-08-17
Common Shares Held After 231,199 shares Direct Common Stock holdings following the transactions
Options Held After 47,000 shares Stock options outstanding following the derivative transaction
Option Expiration Date 2028-01-02 Expiration date of the stock options exercised
Grant Date for Vesting 01/02/2018 Options vesting in four equal annual installments from this grant date
Stock option financial
"security_title: Stock option (right to buy)"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
exercise price financial
"conversion_or_exercise_price: 14.7500"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"These options vest in four equal annual installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What did PCB (PCB) CEO Henry Kim report in this Form 4?

Henry Kim reported exercising 3,000 stock options at $14.75 per share, acquiring 3,000 shares of PCB BANCORP Common Stock on 2026-08-17 as part of a previously granted option award.

How many PCB (PCB) shares does Henry Kim hold after this transaction?

After the reported transactions, Henry Kim directly owns 231,199 shares of PCB BANCORP Common Stock. This reflects the addition of 3,000 shares received from exercising stock options on 2026-08-17.

What was the exercise price of Henry Kim’s options in PCB (PCB)?

The exercised stock options had an exercise price of $14.75 per share. Exercising these 3,000 options at that price resulted in Henry Kim receiving 3,000 shares of PCB BANCORP Common Stock.

How many PCB (PCB) stock options does Henry Kim hold after the exercise?

Following the option exercise, Henry Kim holds 47,000 stock options on PCB BANCORP Common Stock. These options are from a grant that vests in four equal annual installments starting one year after 01/02/2018.

What does the vesting schedule note mean in Henry Kim’s PCB (PCB) Form 4?

The footnote explains that the reported options vest in four equal annual installments, beginning one year after the 01/02/2018 grant date, indicating the award was structured to vest over four years.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KIM HENRY

(Last)(First)(Middle)
3701 WILSHIRE BOULEVARD, SUITE 900

(Street)
LOS ANGELES CALIFORNIA 90010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PCB BANCORP [ PCB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT, CEO & DIRECTOR
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026M3,000A$14.75231,199D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option (right to buy)$14.7508/17/2026M3,000 (1)01/02/2028Common Stock3,000$047,000D
Explanation of Responses:
1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant
Remarks:
/s/ Henry Kim08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)