PCB Bancorp CEO exercises 3,000 options at $14.75

PCB BANCORP (PCB) reported that President and CEO Henry Kim exercised stock options for 3,000 shares of common stock at an exercise price of $14.75 per share on 2026-08-19.

Rhea-AI Filing Summary

PCB BANCORP (PCB) reported that President and CEO Henry Kim exercised stock options for 3,000 shares of common stock at an exercise price of $14.75 per share on 2026-08-19. Following the transactions, he directly holds 234,199 shares of common stock and 44,000 stock options remain from this grant, which vests in four equal annual installments beginning one year after the 01/02/2018 grant date.

Insider Trade Summary

3,000 shares exercised/converted

Exercise 2 txns

Insider KIM HENRY

Role PRESIDENT, CEO & DIRECTOR

Type	Security	Shares	Price	Value
Exercise	Stock option (right to buy) F1	3,000	$0.00	$0.00
Exercise	Common Stock	3,000	$14.75	$44K

Holdings After Transaction: Stock option (right to buy) — 44,000 contracts (Direct); Common Stock — 234,199 shares (Direct)

Footnotes (1)

1. F1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Key Figures

Options Exercised: 3,000 shares Exercise Price: $14.75 per share Common Shares After Transaction: 234,199 shares +3 more

6 metrics

Options Exercised 3,000 shares Stock options exercised into common stock on 2026-08-19

Exercise Price $14.75 per share Exercise or conversion price of stock option into common stock

Common Shares After Transaction 234,199 shares Directly owned common stock following the 2026-08-19 transactions

Options Remaining After Transaction 44,000 options Total stock options reported as held after the option exercise

Grant Date for Options 01/02/2018 Date of grant for options that vest in four equal annual installments

Option Expiration Date 2028-01-02 Expiration date of the exercised stock option grant

Key Terms

Stock option (right to buy), Exercise or conversion of derivative security, Exercise price, Vests in four equal annual installments

4 terms

Stock option (right to buy) financial

"security_title is listed as Stock option (right to buy)"

Exercise or conversion of derivative security financial

"transaction_code_description states Exercise or conversion of derivative security"

Exercise price financial

"conversion_or_exercise_price is reported as 14.7500"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

Vests in four equal annual installments financial

"footnote states options vest in four equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PCB CEO Henry Kim report in this Form 4 for PCB stock?

Henry Kim reported exercising options for 3,000 PCB common shares at $14.75 per share. His direct common stock holdings increased to 234,199 shares, while his remaining options from this grant total 44,000 after the exercise.

At what price did Henry Kim exercise PCB stock options?

Henry Kim exercised PCB stock options at an exercise price of $14.75 per share. The exercise converted 3,000 options into an equal number of common shares, increasing his direct share ownership as reported in this Form 4 filing.

How many PCB common shares does Henry Kim own after this Form 4 transaction?

After the reported transactions, Henry Kim directly owns 234,199 shares of PCB common stock. This reflects the addition of 3,000 shares acquired through the exercise of stock options at an exercise price of $14.75 per share.

What happened to Henry Kim’s PCB stock options in this Form 4?

Henry Kim exercised 3,000 stock options, reducing the reported options position tied to this transaction to 44,000 options. These options were granted on 01/02/2018 and vest in four equal annual installments starting one year after the grant date.

Is Henry Kim’s Form 4 transaction in PCB stock part of a 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, meaning it is not identified as a transaction under a 10b5-1 trading plan. No footnote in this Form 4 states that the transactions were executed pursuant to such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 07:53 PM Accepted by SEC EDGAR 08/19/2026 - 07:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KIM HENRY

(Last) (First) (Middle)

3701 WILSHIRE BOULEVARD, SUITE 900

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PCB BANCORP [ PCB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT, CEO & DIRECTOR

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/19/2026		M		3,000	A	$14.75	234,199	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock option (right to buy)	$14.75	08/19/2026		M			3,000	(1)	01/02/2028	Common Stock	3,000	$0	44,000	D

Explanation of Responses:

1. These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Remarks:

	/s/ Henry Kim	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)