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Carla J. Peterman of PG&E Corp (PCG) reports RSU grant and tax share forfeiture

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PG&E Corp executive Carla J. Peterman reported two stock transactions related to equity compensation. On March 2, 2026, she acquired 31,398 shares of common stock at $0.00 per share through a grant described as Restricted Stock Units (RSUs) under the PG&E Corporation 2021 Long-Term Incentive Plan, which are payable in stock on a one-for-one basis.

On March 3, 2026, 5,888 shares of common stock were disposed of at $19.11 per share to satisfy tax withholding obligations in connection with the vesting of RSUs, a tax-withholding disposition rather than an open-market sale. After these transactions, she directly owned 226,877 shares of PG&E Corp common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peterman Carla J

(Last) (First) (Middle)
C/O PG&E CORPORATION
300 LAKESIDE DRIVE

(Street)
OAKLAND CA 94612

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PG&E Corp [ PCG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, EVP Cust&Corp Afrs
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A 31,398(1) A $0 232,765 D
Common Stock 03/03/2026 F 5,888(2) D $19.11 226,877 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units (RSUs) granted under the PG&E Corporation 2021 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.
2. These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of RSUs.
Remarks:
/s/ Koyo Konishi, Attorney-in-fact for Carla Peterman (Signed Power of Attorney on file with SEC) 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PG&E Corp (PCG) executive Carla J. Peterman report in this Form 4?

Carla J. Peterman reported one equity award and one related tax-withholding disposition. She received 31,398 PG&E Corp common shares via a grant of Restricted Stock Units and 5,888 shares were forfeited to cover tax withholding tied to RSU vesting.

How many PG&E Corp (PCG) shares did Carla J. Peterman acquire in the latest filing?

She acquired 31,398 PG&E Corp common shares at $0.00 per share via a grant classified as a Restricted Stock Unit award. These RSUs are payable in stock on a one-for-one basis under the PG&E Corporation 2021 Long-Term Incentive Plan.

Why were 5,888 PG&E Corp (PCG) shares disposed of in Carla J. Peterman’s Form 4?

The 5,888 PG&E Corp shares were forfeited to satisfy tax withholding obligations related to the vesting of Restricted Stock Units. This tax-withholding disposition is an administrative step for taxes, not an open-market sale initiated for investment purposes.

What is Carla J. Peterman’s PG&E Corp (PCG) share ownership after these transactions?

Following the reported grant and tax-withholding disposition, Carla J. Peterman directly owned 226,877 shares of PG&E Corp common stock. This total reflects her holdings after receiving 31,398 shares and forfeiting 5,888 shares for tax withholding tied to RSU vesting.

What type of equity award did PG&E Corp (PCG) grant to Carla J. Peterman?

She received Restricted Stock Units (RSUs) under the PG&E Corporation 2021 Long-Term Incentive Plan. Each RSU is payable in one share of PG&E Corp common stock, and the Form 4 shows 31,398 shares associated with this grant or award acquisition.

Does this PG&E Corp (PCG) Form 4 show open-market buying or selling by Carla J. Peterman?

The Form 4 does not show open-market buying or selling. It reports an RSU-based grant of 31,398 shares at $0.00 per share and a tax-withholding disposition of 5,888 shares forfeited to cover taxes on vesting, an administrative transaction.
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