Welcome to our dedicated page for PCM Fund SEC filings (Ticker: PCM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PCM Fund's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PCM Fund's regulatory disclosures and financial reporting.
PIMCO’s closed-end funds PCM, PAXS, PCN, PDO and PTY have called a joint annual shareholder meeting for April 24, 2026 at PIMCO’s Newport Beach offices. Shareholders of each fund, as of the February 20, 2026 record date, will vote on the election or re-election of a slate of trustees, including independent nominees Mark Michel and Sonya Morris and interested trustee David Flattum.
The funds use a classified board structure with three trustee classes, so only part of each board is up for vote in any year, which supports continuity of oversight. Major broker-dealer platforms such as Charles Schwab and National Financial Services hold significant percentages of outstanding shares for several funds.
The proxy explains board governance, committee structure, trustee qualifications, compensation and meeting attendance, and confirms PricewaterhouseCoopers LLP as independent auditor, with disclosed audit and related fees for each fund.
Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report on Form 3 for FUND, INC. The filing states that PIMCO is the investment adviser to the fund and that Chang currently reports no securities beneficially owned of the issuer.
Mohit Mittal filed an initial ownership report (Form 3) for an investment fund with ticker PCM. The filing states that no securities are beneficially owned. Mittal’s relationship to the issuer is through Pacific Investment Management Company LLC (PIMCO), which is identified as the fund’s investment advisor, and Mittal is a member of PIMCO’s Executive Committee.
PCMForm 3 for FUND, INC. on 01/22/2026. He is associated with Pacific Investment Management Company LLC (PIMCO), which serves as the fund’s investment advisor, and is a member of PIMCO’s Executive Committee.
The filing states that no securities are beneficially owned by the reporting person in either non-derivative or derivative form. A power of attorney is on file, and the Form 3 is signed by an attorney-in-fact on 01/30/2026.
Sonya Morris, a director of PCM Fund, Inc. (PCM), filed an initial Form 3 reporting that she does not beneficially own any securities of the issuer. The filing lists her mailing address c/o PIMCO, 650 Newport Center Drive, Newport Beach, CA 92660. The event date is 09/18/2025, and the form is signed by Ryan Leshaw, Attorney-in-Fact dated 09/26/2025. Exhibit 24 (Power of Attorney) is attached.
Mark D. Michel, a director at PCM Fund, Inc. (PCM), filed an initial Form 3 reporting no beneficial ownership of the issuer's securities. The event date is 09/18/2025 and the form was signed on behalf of Mr. Michel by attorney-in-fact Ryan Leshaw on 09/25/2025. The filing lists Mr. Michel's address as c/o PIMCO, 650 Newport Center Drive, Newport Beach, CA 92660 and includes Exhibit 24 (Power of Attorney).