PCM insider Mohit Mittal files Form 3, no holdings

Mohit Mittal filed an initial ownership report (Form 3) for an investment fund with ticker PCM.

Accepted by SEC EDGAR 01/30/2026 - 09:50 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Mohit Mittal filed an initial ownership report (Form 3) for an investment fund with ticker PCM. The filing states that no securities are beneficially owned. Mittal’s relationship to the issuer is through Pacific Investment Management Company LLC (PIMCO), which is identified as the fund’s investment advisor, and Mittal is a member of PIMCO’s Executive Committee.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Mohit Mittal’s Form 3 filing for PCM disclose?

The Form 3 filing for PCM discloses that Mohit Mittal currently has no securities beneficially owned in the issuer. It formally records his insider status connected to the fund through his role at PIMCO as part of its Executive Committee.

What is Mohit Mittal’s relationship to PCM in this Form 3?

The filing indicates Mittal’s relationship as “Other – See Remarks”, clarifying that PIMCO is the issuer’s investment advisor and that Mittal is a member of PIMCO’s Executive Committee. This establishes his insider status without showing any current share ownership.

Does Mohit Mittal own any PCM shares according to this Form 3?

According to the Form 3, no securities are beneficially owned by Mohit Mittal. Both the non-derivative and derivative tables show no positions, meaning he reports no direct or indirect holdings in the issuer as of the event date disclosed.

What is the event date reported in Mohit Mittal’s PCM Form 3?

The event requiring the Form 3 filing is dated 01/22/2026. This date marks when Mittal’s insider status became reportable for the issuer, triggering the obligation to file an initial statement of beneficial ownership even though no securities are listed.

Why is a Form 3 filed if no PCM securities are owned?

A Form 3 must be filed when someone becomes an insider, even with no current holdings. Mittal’s role linked to PIMCO, the investment advisor, makes him a reporting person, so the filing documents his status and confirms zero beneficial ownership at that time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MITTAL MOHIT

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026

3. Issuer Name and Ticker or Trading Symbol
PCM FUND, INC. [ PCM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.