PCM FUND (NYSE: PCM) assistant treasurer reports initial insider ownership status

Rhea-AI Filing Summary

PCM FUND, INC. insider Davenport Russel, who serves as Assistant Treasurer, has filed an initial ownership report as a reporting person. This Form 3-style disclosure establishes his status as an officer of the fund. The filing does not report any share purchases, sales, or other transactions.

Key Terms

reporting person, Form 3, Assistant Treasurer

3 terms

reporting person regulatory

"reportingPersons"

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Assistant Treasurer financial

"officer_title": "ASSISTANT TREASURER""

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Available on EDGAR 07/08/2026 - 07:53 PM Accepted by SEC EDGAR 07/08/2026 - 07:53 PM Learn about SEC filing dates

FAQ

What does the PCM (PCM FUND, INC.) Form 3-style filing show for Davenport Russel?

The filing shows that Davenport Russel is a reporting person and serves as Assistant Treasurer of PCM FUND, INC. It is an initial ownership report and does not list any stock purchases, sales, or other transactions in the company’s securities.

Did Davenport Russel buy or sell PCM shares in this Form 3-related filing?

No, the filing does not report any PCM share purchases or sales by Davenport Russel. Transaction counts and share figures are all zero, indicating this is purely an initial reporting of status, not a record of insider trading activity in the stock.

What is Davenport Russel’s role at PCM FUND, INC. according to this filing?

According to the filing, Davenport Russel is an officer of PCM FUND, INC. with the title Assistant Treasurer. This role makes him a reporting person for SEC purposes, requiring disclosure of his beneficial ownership and future transactions in the fund’s securities.

Why is there a Form 3-type insider filing for PCM with no transactions listed?

A Form 3-type filing is used to establish baseline insider ownership when someone becomes a reporting person. For PCM, Davenport Russel’s filing simply sets him up in the SEC system as Assistant Treasurer, with no initial stock purchases, sales, or derivative exercises disclosed.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Davenport Russel

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CALIFORNIA 92660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PCM FUND, INC. [ PCM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	ASSISTANT TREASURER

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Russel Davenport	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)