Welcome to our dedicated page for PCM FUND SEC filings (Ticker: PCM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PCM FUND's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PCM FUND's regulatory disclosures and financial reporting.
PCM Fund, Inc. (PCM) filed its annual shareholder report as part of a PIMCO closed-end fund complex report for the year ended June 30, 2026. PCM’s primary objective is high current income, with capital gains as a secondary goal, investing mainly in fixed income sectors.
PCM’s portfolio at June 30, 2026 was concentrated in Asset-Backed Securities (30.0%), Non-Agency MBS (22.8%), and Corporate Bonds & Notes (19.4%), with additional exposure to loans and agencies. For the fiscal year, total return was 6.30% at NAV and 0.44% at market price, versus 5.75% for the ICE BofA US High Yield Index. NAV and market price both ended at $5.58, with no premium/discount and a high indicated distribution rate of 13.82%. PCM employed 34.43% total effective leverage, supporting income generation but adding risk. The filing also presents detailed results, leverage usage, and expense examples for related PIMCO closed-end funds, highlighting interest-rate, credit, derivatives, leverage and geopolitical risks affecting income, NAV volatility and trading premiums/discounts.
PCM FUND, INC. officer Willard Morgan, listed as Assistant Secretary, has filed a Form 3 initial ownership report. The summary data show no reported buy, sell, gift, tax-withholding, or derivative transactions, indicating this is an administrative disclosure of insider status rather than a trading event.
PCM FUND, INC. assistant secretary Myung Shin filed an initial Form 3, which is the SEC’s standard disclosure of an insider’s beneficial ownership when they become a reporting person. The provided data shows no buy, sell, or other share transactions reported in this filing.
PCM FUND, INC. insider Davenport Russel, who serves as Assistant Treasurer, has filed an initial ownership report as a reporting person. This Form 3-style disclosure establishes his status as an officer of the fund. The filing does not report any share purchases, sales, or other transactions.
PCM FUND, INC. filed a Form 3 identifying Eric David Johnson as an officer with the title of President. The provided data show no reported transactions, no derivative positions, and no share holdings or changes associated with him in this filing excerpt.
PCM Fund, Inc. reported an initial statement of beneficial ownership for assistant treasurer Paul Vitale on a Form 3. The filing does not list any transactions, share holdings, or derivative positions, indicating it serves mainly as a baseline disclosure of his insider status with the fund.
PIMCO’s closed-end funds PCM, PAXS, PCN, PDO and PTY have called a joint annual shareholder meeting for April 24, 2026 at PIMCO’s Newport Beach offices. Shareholders of each fund, as of the February 20, 2026 record date, will vote on the election or re-election of a slate of trustees, including independent nominees Mark Michel and Sonya Morris and interested trustee David Flattum.
The funds use a classified board structure with three trustee classes, so only part of each board is up for vote in any year, which supports continuity of oversight. Major broker-dealer platforms such as Charles Schwab and National Financial Services hold significant percentages of outstanding shares for several funds.
The proxy explains board governance, committee structure, trustee qualifications, compensation and meeting attendance, and confirms PricewaterhouseCoopers LLP as independent auditor, with disclosed audit and related fees for each fund.
Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report on Form 3 for FUND, INC. The filing states that PIMCO is the investment adviser to the fund and that Chang currently reports no securities beneficially owned of the issuer.
Mohit Mittal filed an initial ownership report (Form 3) for an investment fund with ticker PCM. The filing states that no securities are beneficially owned. Mittal’s relationship to the issuer is through Pacific Investment Management Company LLC (PIMCO), which is identified as the fund’s investment advisor, and Mittal is a member of PIMCO’s Executive Committee.
PCM insider Jason William Mandinach filed an initial Form 3 for FUND, INC. on 01/22/2026. He is associated with Pacific Investment Management Company LLC (PIMCO), which serves as the fund’s investment advisor, and is a member of PIMCO’s Executive Committee.
The filing states that no securities are beneficially owned by the reporting person in either non-derivative or derivative form. A power of attorney is on file, and the Form 3 is signed by an attorney-in-fact on 01/30/2026.