PIMCO executive for PCM (NYSE: PCM) files Form 3 showing no stake

Rhea-AI Filing Summary

Stephen Koon Bong Chang, a member of PIMCO's Executive Committee, filed an initial ownership report on Form 3 for FUND, INC. The filing states that PIMCO is the investment adviser to the fund and that Chang currently reports no securities beneficially owned of the issuer.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chang Stephen Koon Bong

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026

3. Issuer Name and Ticker or Trading Symbol
PCM FUND, INC. [ PCM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does the PCM Form 3 filed by Stephen Koon Bong Chang show?

The Form 3 for PCM reports that Stephen Koon Bong Chang, a PIMCO executive committee member, currently has no securities beneficially owned in the fund, establishing an initial ownership baseline with the SEC.

What is Stephen Koon Bong Chang’s relationship to PCM’s adviser PIMCO?

Stephen Koon Bong Chang is described as a member of PIMCO's Executive Committee. The filing notes that PIMCO serves as the investment adviser of the issuer, linking his role to the fund’s advisory firm rather than direct share ownership.

Does the PCM Form 3 indicate any shares owned by Stephen Koon Bong Chang?

No. The Form 3 explicitly states that no securities are beneficially owned. This means Chang reports no direct or indirect ownership of the issuer’s securities as of the event date disclosed in the filing.

Why is a Form 3 filed if no PCM securities are beneficially owned?

Form 3 is required when someone becomes an insider, such as a key executive or related person. Here, it records that Stephen Koon Bong Chang, tied to adviser PIMCO, is an insider but currently has no beneficial ownership in the fund.

Who signed the PCM Form 3 on behalf of Stephen Koon Bong Chang?

The Form 3 was signed by Ryan Leshaw as Attorney-in-Fact for Stephen Koon Bong Chang. The exhibit list references a Power of Attorney, authorizing Leshaw to execute the ownership filing on Chang’s behalf.