PCM Fund assistant treasurer files Form 3

PCM Fund, Inc. reported an initial statement of beneficial ownership for assistant treasurer Paul Vitale on a Form 3.

Accepted by SEC EDGAR 07/08/2026 - 06:43 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PCM Fund, Inc. reported an initial statement of beneficial ownership for assistant treasurer Paul Vitale on a Form 3. The filing does not list any transactions, share holdings, or derivative positions, indicating it serves mainly as a baseline disclosure of his insider status with the fund.

Key Terms

Form 3, assistant treasurer, beneficial ownership

3 terms

Form 3 regulatory

"reported an initial statement of beneficial ownership for assistant treasurer Paul Vitale on a Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

assistant treasurer financial

"Paul Vitale is identified as an officer of PCM Fund, Inc., holding the title of assistant treasurer"

beneficial ownership financial

"reported an initial statement of beneficial ownership for assistant treasurer Paul Vitale"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PCM (PCM FUND, INC.) Form 3 filing report for Paul Vitale?

The Form 3 reports Paul Vitale as an assistant treasurer of PCM Fund, Inc. It is an initial beneficial ownership statement and, in this case, does not list any transactions, holdings, or derivative positions for him.

Does the PCM Form 3 show any PCM shares bought or sold by Paul Vitale?

No, this Form 3 shows no reported transactions for Paul Vitale. All transaction-related counts, including buys, sells, and exercises, are zero, so the filing functions only as an initial insider status disclosure.

What is the role of Paul Vitale at PCM FUND, INC. in this Form 3?

Paul Vitale is identified as an officer of PCM Fund, Inc., holding the title of assistant treasurer. He is not listed as a director or ten percent owner in this initial beneficial ownership report.

Are there any derivative securities reported for Paul Vitale in PCM’s Form 3?

No derivative securities are reported for Paul Vitale in this filing. The derivativeSummary is empty and derivative-related transaction counts are zero, so the document does not show any options, warrants, or similar instruments.

Does the PCM Form 3 indicate that Paul Vitale is a ten percent owner?

No, the Form 3 indicates Paul Vitale is not a ten percent owner of PCM Fund, Inc. The structured data marks his ten percent owner status as zero, limiting his reported role to that of an officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Vitale Paul

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CALIFORNIA 92660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PCM FUND, INC. [ PCM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	ASSISTANT TREASURER

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Paul Vitale	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)