No PCN shares owned in Form 3 filed by PIMCO executive Chang
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
PIMCO Corporate & Income Strategy Fund insider filing: Stephen Koon Bong Chang, a member of PIMCO’s Executive Committee, filed an initial Form 3 related to PCN.
As of January 22, 2026, the filing states that no securities are beneficially owned by the reporting person.
Positive
- None.
Negative
- None.
FAQ
What does the PCN Form 3 filed by Stephen Koon Bong Chang report?
The PCN Form 3 reports that Stephen Koon Bong Chang, linked to PIMCO, has no beneficial ownership in PIMCO Corporate & Income Strategy Fund as of January 22, 2026. It serves as his initial ownership statement for this issuer.
What is Stephen Koon Bong Chang’s relationship to PIMCO Corporate & Income Strategy Fund (PCN)?
The filing notes that PIMCO is the investment advisor of PIMCO Corporate & Income Strategy Fund, and Stephen Koon Bong Chang is a member of PIMCO’s Executive Committee. His relationship to the issuer is therefore through PIMCO’s advisory role, not through share ownership.
Is the PCN Form 3 for Stephen Koon Bong Chang a joint filing with others?
No, the PCN Form 3 is filed by one reporting person, Stephen Koon Bong Chang. The form explicitly checks the box indicating that it is filed by a single reporting person, not a group or joint filing with additional insiders.
Are there any transactions or derivative securities reported in this PCN Form 3?
No transactions or derivative securities are reported in this PCN Form 3. Both the non-derivative and derivative securities tables show no holdings, and the remarks confirm that no securities are beneficially owned by the reporting person at the time of filing.
What role does PIMCO play in relation to PIMCO Corporate & Income Strategy Fund (PCN)?
The filing states that Pacific Investment Management Company LLC (PIMCO) is the investment advisor of PIMCO Corporate & Income Strategy Fund. This means PIMCO provides investment management services to the fund rather than being identified here as a shareholder.