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Paylocity (PCTY) insider Sarowitz sells 11,136 shares under 10b5-1 plan

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Paylocity Holding Corp director and 10% owner Steven I. Sarowitz reported selling a total of 11,136 shares of common stock on August 6, 2026 in two open-market transactions at weighted average prices of $150.35 and $151.32 per share. The sales were conducted pursuant to a Rule 10b5-1 trading plan adopted on December 15, 2025, with execution prices occurring across specified ranges. After these transactions, 3,916,476 shares are reported as indirectly held through the Jessica P. Sarowitz Declaration of Trust.

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Insider Sarowitz Steven I
Role Director, 10% Owner
Sold 11,136 shs ($1.68M)
Type Security Shares Price Value
Sale Common Stock, par value $0.001 F1, F2 5,824 $150.35 $876K
Sale Common Stock, par value $0.001 F1, F3 5,312 $151.32 $804K
holding Common Stock, par value $0.001 -- -- --
Holdings After Transaction: Common Stock, par value $0.001 — 4,535,052 shares (Direct); Common Stock, par value $0.001 — 3,916,476 shares (Indirect, By Jessica P. Sarowitz Declaration of Trust)
Footnotes (3)
  1. F1. The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on December 15, 2025.
  2. F2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.00 to $151.00, inclusive. The reporting person undertakes to provide to Paylocity Holding Corporation, any security holder of Paylocity Holding Corporation, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. F3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.01 to $151.55, inclusive. The reporting person undertakes to provide to Paylocity Holding Corporation, any security holder of Paylocity Holding Corporation, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Total shares sold 11,136 shares Aggregate common shares sold by Steven I. Sarowitz on August 6, 2026
First sale weighted average price $150.35 per share 5,824-share sale on August 6, 2026; trades ranged from $150.00 to $151.00
Second sale weighted average price $151.32 per share 5,312-share sale on August 6, 2026; trades ranged from $151.01 to $151.55
Indirect holdings after transactions 3,916,476 shares Common stock held indirectly via Jessica P. Sarowitz Declaration of Trust
Rule 10b5-1 plan adoption date December 15, 2025 Date Sarowitz adopted the trading plan used for these sales
Rule 10b5-1 Plan regulatory
"The transaction indicated was conducted under an approved 10b5-1 Plan adopted"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average price financial
"The price reported in Column 4 is a weighted average price. The shares were sold"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
indirect financial
"total_shares_following_transaction 3,916,476.0000, ownership_type indirect"
Declaration of Trust regulatory
"nature_of_ownership By Jessica P. Sarowitz Declaration of Trust"
A declaration of trust is a legal document that spells out who holds assets on behalf of others, what duties the holder has, and how income or profits are shared among beneficiaries. For investors it matters because it clarifies who controls the asset, how returns and losses will be allocated, and what rules govern distributions—think of it like a written instruction that tells a custodian how to manage and split the proceeds so investors know their rights and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Paylocity (PCTY) insider Steven I. Sarowitz report in this Form 4?

Steven I. Sarowitz reported selling 11,136 shares of Paylocity common stock on August 6, 2026 in two open-market transactions under a pre-established Rule 10b5-1 trading plan.

How many Paylocity (PCTY) shares did Sarowitz sell and at what prices?

Sarowitz sold 5,824 shares at a weighted average price of $150.35 and 5,312 shares at a weighted average price of $151.32, with each sale executed across specified price ranges.

Was the Paylocity (PCTY) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were conducted under an approved Rule 10b5-1 Plan adopted by Steven I. Sarowitz on December 15, 2025, indicating they were pre-arranged.

How many Paylocity (PCTY) shares does Sarowitz report holding after these sales?

After the reported sales, 3,916,476 shares of Paylocity common stock are listed as indirectly owned by Sarowitz through the Jessica P. Sarowitz Declaration of Trust.

What do the weighted average prices mean in this Paylocity (PCTY) Form 4?

The filing explains that the reported prices are weighted average prices, with shares sold in multiple trades within ranges of $150.00–$151.00 and $151.01–$151.55, respectively.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sarowitz Steven I

(Last)(First)(Middle)
C/O 1400 AMERICAN LANE

(Street)
SCHAUMBURG ILLINOIS 60173

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Paylocity Holding Corp [ PCTY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.00108/06/2026S5,824(1)D$150.35(2)4,540,364D
Common Stock, par value $0.00108/06/2026S5,312(1)D$151.32(3)4,535,052D
Common Stock, par value $0.0013,916,476IBy Jessica P. Sarowitz Declaration of Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on December 15, 2025.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.00 to $151.00, inclusive. The reporting person undertakes to provide to Paylocity Holding Corporation, any security holder of Paylocity Holding Corporation, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.01 to $151.55, inclusive. The reporting person undertakes to provide to Paylocity Holding Corporation, any security holder of Paylocity Holding Corporation, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Kris Kang, attorney-in-fact to Steven I. Sarowitz08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)