Mohit Mittal files Form 3 showing no PDO holdings

PIMCO Dynamic Income Opportunities Fund insider filing shows no ownership.

Rhea-AI Filing Summary

PIMCO Dynamic Income Opportunities Fund insider filing shows no ownership. Mohit Mittal, a member of Pacific Investment Management Company LLC’s Executive Committee and associated with the fund’s investment advisor, filed a Form 3 indicating his relationship to the fund. The filing explicitly states that no securities of the fund are beneficially owned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Mohit Mittal Form 3 for PDO report?

The Form 3 for PIMCO Dynamic Income Opportunities Fund (PDO) reports that insider Mohit Mittal currently has no securities beneficially owned in the fund. It simply establishes his insider status and relationship to the fund’s investment advisor.

Who is the reporting person in the PDO Form 3 filing?

The reporting person is Mohit Mittal. The filing notes he is a member of Pacific Investment Management Company LLC’s Executive Committee, which serves as the investment advisor to PIMCO Dynamic Income Opportunities Fund (PDO).

Does Mohit Mittal own any PDO shares according to this Form 3?

According to the Form 3, no securities are beneficially owned by Mohit Mittal in PIMCO Dynamic Income Opportunities Fund (PDO). Both the non-derivative and derivative securities tables show no holdings reported for this insider.

What is Mohit Mittal’s relationship to PIMCO Dynamic Income Opportunities Fund (PDO)?

The filing states that Pacific Investment Management Company LLC is the fund’s investment advisor and that Mohit Mittal is a member of PIMCO’s Executive Committee. His relationship to the issuer is classified under “Other (See Remarks).”

Are there any transactions reported in this PDO Form 3?

No transactions are reported in this Form 3 for PIMCO Dynamic Income Opportunities Fund (PDO). The filing serves as an initial ownership statement and explicitly notes that no securities are beneficially owned by the reporting person.

Why is a Form 3 filed if no PDO securities are owned?

Form 3 is filed to establish insider status when someone becomes a reporting person, even if they own no shares. Here, it documents Mohit Mittal’s connection to PDO through PIMCO’s advisory role while stating zero beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/30/2026 - 09:53 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MITTAL MOHIT

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Opportunities Fund [ PDO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.