STOCK TITAN

PIMCO Dynamic Income Opportunities (PDO) Form 3: No Securities Owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Dynamic Income Opportunities Fund (PDO) initial Form 3 filed for Sonya Morris reports she is a Director and does not beneficially own any securities of the issuer. The filing lists the event date as 09/18/2025 and is signed by an attorney-in-fact on 09/25/2025. The form includes an Exhibit 24 power of attorney and indicates the report was filed by one reporting person.

Positive

  • Disclosure completed for Director Sonya Morris identifying her relationship to the issuer
  • Explicit statement that no securities are beneficially owned, removing ambiguity about holdings
  • Exhibit 24 (Power of Attorney) is included and the form is signed, indicating procedural completeness

Negative

  • None.

Insights

TL;DR: Form 3 discloses a director with no beneficial ownership; procedural disclosure completed.

The filing is a routine initial ownership disclosure for a director. It names Sonya Morris, lists her address, identifies her relationship as a director, and explicitly states no securities are beneficially owned. The inclusion of Exhibit 24 indicates a power of attorney was used to sign, which is common practice. There are no derivative or non-derivative holdings reported, so there is no immediate equity alignment or transactional detail to assess.

TL;DR: Compliance filing appears complete and timely, with no holdings reported.

This Form 3 contains the required identifying information and the signature of an attorney-in-fact dated 09/25/2025 for an event dated 09/18/2025. The statement that no securities are beneficially owned means there are no immediate Section 16 reporting obligations for transactions because there are no holdings to report. From a compliance perspective, the filing meets the basic disclosure requirements for an initial statement.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Morris Sonya

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Opportunities Fund [ PDO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Sonya Morris 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for PDO filed by Sonya Morris disclose?

The Form 3 discloses that Sonya Morris is a Director of PIMCO Dynamic Income Opportunities Fund (PDO) and does not beneficially own any securities of the issuer.

When is the event date and signature date on the PDO Form 3?

The event date listed is 09/18/2025 and the Form 3 is signed by an attorney-in-fact on 09/25/2025.

Does the Form 3 report any stock or derivative holdings for PDO?

No. The filing explicitly states no securities are beneficially owned and reports no derivative or non-derivative holdings.

Was a power of attorney used to file the PDO Form 3?

Yes. The filing lists Exhibit 24 - Power of Attorney and is signed by an attorney-in-fact for Sonya Morris.

Is this Form 3 considered a material disclosure for investors in PDO?

The filing is routine and factual; it discloses a director with no ownership and therefore contains no material holdings or transactions.
PIMCO Dynamic Income Opportunities Fund

NYSE:PDO

PDO Rankings

PDO Latest SEC Filings

PDO Stock Data

1.93B
137.65M