[144] Palladyne AI Corp Warrants SEC Filing

Rhea-AI Filing Summary

Palladyne AI Corp (PDYNW) filed a Form 144 reporting a proposed sale of 2,512 shares of common stock through Muriel Siebert & Co., LLC on 08/21/2025 on NASDAQ with an aggregate market value of $18,632.26. The shares were acquired the same day upon vesting of restricted share units issued by Palladyne AI Corp and were received as equity compensation. The filer disclosed one sale in the prior three months: 2,623 shares sold on 05/20/2025 for $18,997.34. The notice includes the standard representation that the signer is not aware of undisclosed material adverse information.

Positive

• Clear disclosure of proposed sale method, broker, and aggregate market value
• Securities acquired via restricted share units vesting, showing compensation alignment with equity
• Prior sale disclosed (2,623 shares on 05/20/2025), indicating transparency about recent insider transactions
• Use of an established broker (Muriel Siebert & Co., LLC) for the sale

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine insider RSU vesting and small planned sale; immaterial to market capitalization but worth noting for insider activity tracking.

The Form 144 shows a proposed sale of 2,512 shares following RSU vesting, valued at $18,632.26. Relative to outstanding shares reported here (41,948,874), the amount is negligible, so this filing is unlikely to affect valuation or share liquidity. The disclosure is timely and uses an established broker, which supports orderly execution. Investors monitoring insider trends may record this as continued modest monetization by an insider or beneficiary.

Corporate Governance Expert

TL;DR: Proper Rule 144 notice for RSU-derived shares; indicates compliance with disclosure and insider representation requirements.

The filing documents acquisition by RSU vesting and the planned sale under Rule 144, including the standard attestation about absence of undisclosed material information. Use of a broker and the separate listing of a recent prior sale (2,623 shares on 05/20/2025) demonstrate procedural compliance. From a governance perspective, this filing reflects routine insider compensation monetization rather than any governance concern.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Muriel Siebert & Co., LLC 653 Collins Ave Miami Beach FL 33139	2512	18632.26	41948874	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/21/2025	Restricted Share Units Vesting - See Remarks	Palladyne AI Corp.			2512	08/21/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TREVOR THATCHER C/O PALLADYNE AI CORP. 650 SOUTH 500 WEST, SUITE 150 SALT LAKE CITY UT 84101	Common Stock	05/20/2025	2623	18997.34

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for PDYNW report?

The filing reports a proposed sale of 2,512 common shares on 08/21/2025 through Muriel Siebert & Co., with aggregate market value $18,632.26.

How were the shares acquired that are being sold?

The shares were acquired on 08/21/2025 via Restricted Share Units (RSU) vesting from Palladyne AI Corp as equity compensation.

Has the filer sold shares recently before this notice?

Yes. The filer sold 2,623 shares on 05/20/2025 for $18,997.34, which is disclosed in the Form 144.

What exchange will the proposed sale occur on?

The proposed sale is reported to occur on NASDAQ.

How large is the proposed sale relative to outstanding shares?

The proposed 2,512 shares compare with 41,948,874 shares outstanding as listed in the filing, making this a de minimis portion of outstanding stock.