Morgan Stanley files Form 144: proposed PEGA share sales (PEGA)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of Common stock tied to restricted stock vesting under a registered plan. The filing lists scheduled vesting events and share quantities, including 201 shares vesting 12/07/2025 and 266 shares vesting 12/05/2025, among other dates and amounts.

Insights

Equity Compliance Specialist

Notice of proposed resale tied to vesting events; routine broker filing.

The filing lists proposed sales of Common shares described as "restricted stock vesting under a registered plan," with specific vesting dates and share quantities such as 201 shares on 12/07/2025 and 266 shares on 12/05/2025. The broker appearing is Morgan Stanley Smith Barney LLC.

The excerpt shows scheduled vesting events rather than executed open-market trades; the amounts and dates determine when shares become eligible for sale under Rule 144 procedures. Cash-flow treatment and ultimate sale timing are governed by the vesting schedule and applicable resale rules.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	42880.00	169043716	03/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/07/2025	Restricted stock vesting under a registered plan	Issuer			201	12/07/2025	Not Applicable
Common	12/01/2025	Restricted stock vesting under a registered plan	Issuer			124	12/01/2025	Not Applicable
Common	03/01/2026	Restricted stock vesting under a registered plan	Issuer			144	03/01/2026	Not Applicable
Common	12/05/2025	Restricted stock vesting under a registered plan	Issuer			266	12/05/2025	Not Applicable
Common	03/02/2026	Restricted stock vesting under a registered plan	Issuer			74	03/02/2026	Not Applicable
Common	12/02/2025	Restricted stock vesting under a registered plan	Issuer			64	12/02/2025	Not Applicable
Common	03/04/2026	Restricted stock vesting under a registered plan	Issuer			127	03/04/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for PEGA show?

It reports proposed sales of Common shares tied to restricted stock vesting under a registered plan. The filing lists multiple vesting dates and quantities, for example 201 shares vesting 12/07/2025 and 266 shares vesting 12/05/2025.

Who is the filer on the Form 144 for PEGA?

The filer is Morgan Stanley Smith Barney LLC. The broker is listed with an address at 1 New York Plaza, 8th Floor, New York, NY and is named in the filing's header information.

Are the listed shares already sold according to this Form 144?

The filing lists proposed sales tied to vesting events, not completed sales. It enumerates vesting dates and quantities such as 124 shares vesting 12/01/2025 and 144 shares vesting 03/01/2026.

What share quantities and dates are included in the Form 144 excerpt?

Multiple vesting events are shown with specific share counts and dates. Examples include 201 shares on 12/07/2025, 124 shares on 12/01/2025, and 144 shares on 03/01/2026.

Does the Form 144 specify proceeds or sale method for PEGA shares?

The excerpt identifies the securities as restricted stock vesting under a registered plan. It does not state proceeds or specific sale methods within the provided excerpt.