[144] Penumbra Inc SEC Filing

Rhea-AI Filing Summary

Penumbra, Inc. submitted a Rule 144 notice listing specific Common Stock transactions. The excerpt shows a 100-share lot linked to Fidelity Brokerage Services LLC with a numeric entry $32,822.00 and a separate entry showing 186 shares associated with Grewal Harpreet on 01/06/2026 with $58,151.04. Dates visible include 04/02/2026.

Insights

Corporate filings analyst

Routine Rule 144 notice listing small, disclosed share lots and dollar figures.

The excerpt lists specific Common Stock quantities and dollar amounts tied to named broker/depositor entries and a reporting individual. This is a disclosure of planned or reported sales under Rule 144 rather than an executed market-moving transaction.

Timing and cash‑flow treatment are shown as dates and dollar entries; additional filing fields or confirmations would be needed to determine whether these were completed trades or notice filings.

Key Figures

Listed lot: 100 shares Reported lot: 186 shares Dollar entry: $32,822.00 +3 more

6 metrics

Listed lot 100 shares Linked to Fidelity Brokerage Services LLC entry

Reported lot 186 shares Associated with Grewal Harpreet on <date>01/06/2026</date>

Dollar entry $32,822.00 Numeric entry on same row as 100-share Fidelity listing

Dollar entry $58,151.04 Numeric entry associated with 186-share row dated <date>01/06/2026</date>

Form type Form 144 Rule 144 notice listing

Filing/date shown 04/02/2026 Date appearing in the excerpt

Key Terms

Rule 144, Private Purchase Series C, Common Stock

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Private Purchase Series C financial

"03/29/2006 | Private Purchase Series C"

Common Stock financial

"Common Stock | Fidelity Brokerage Services LLC"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	100	32822.00	39243053	04/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/29/2006	Private Purchase Series C	Penumbra, Inc.			100	03/29/2006	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Grewal Harpreet c/o Penumbra Inc ONE PENUMBRA PLACE ALAMEDA CA 94502	Common Stock	01/06/2026	186	58151.04

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)