[144] Penumbra Inc SEC Filing
Penumbra, Inc. (PEN) filing under Rule 144 notifies the market that a person for whose account securities are being sold intends to sell 186 shares of common stock through Morgan Stanley Smith Barney LLC on or about 10/01/2025. The filing lists the aggregate market value of the shares to be sold as $47,230.98 based on the reported market price, and shows total shares outstanding of 38,999,129. The 186 shares were acquired as restricted stock from the issuer on 09/30/2025, with payment not applicable. The filer also reported a prior sale on 08/12/2025 of 372 shares that generated gross proceeds of $89,339.52. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.
Penumbra, Inc. (PEN) presentando ai sensi della Rule 144 informa il mercato che una persona per conto della quale sono venduti titoli intende vendere 186 azioni di azioni ordinarie tramite Morgan Stanley Smith Barney LLC in data approssimativa 01/10/2025. La dichiarazione riporta un valore di mercato aggregato delle azioni da vendere pari a $47,230.98 basato sul prezzo di mercato riportato, e mostra un totale di 38,999,129 azioni in circolazione. Le 186 azioni sono state acquisite come azioni soggette a restrizioni dall’emittente il 30/09/2025, con pagamento non applicabile. Il dichiarante riporta inoltre una vendita precedente il 12/08/2025 di 372 azioni che ha generato proventi lordi di $89,339.52. L’avviso include la dichiarazione standard secondo cui il venditore non è a conoscenza di informazioni materiali avverse non divulgate riguardo all’emittente.
Penumbra, Inc. (PEN) presentando bajo la Regla 144 notifica al mercado que una persona a nombre de la cual se venden valores tiene la intención de vender 186 acciones de acciones comunes a través de Morgan Stanley Smith Barney LLC alrededor del 01/10/2025. La declaración indica un valor de mercado agregado de las acciones a vender de $47,230.98 basado en el precio de mercado informado, y muestra un total de 38,999,129 acciones en circulación. Las 186 acciones fueron adquiridas como acciones restringidas por el emisor en el 30/09/2025, con pago no aplicable. El informante también reportó una venta previa el 12/08/2025 de 372 acciones que generó ingresos brutos de $89,339.52. El aviso incluye la representación estándar de que el vendedor no tiene conocimiento de información material adversa no divulgada sobre el emisor.
Penumbra, Inc. (PEN)가 144 규칙에 따라 시장에 공지합니다. 매도자(타인 명의로 주식이 매도되는 자)는 186주의 보통주를 Morgan Stanley Smith Barney LLC를 통해 2025-10-01경에 매도할 의도가 있습니다. 서류에 매도될 주식의 총 시장가치는 보고된 시가를 기준으로 $47,230.98으로 기재되며, 발행주식 총수는 38,999,129주로 표시됩니다. 186주는 2025-09-30에 발행사로부터 제한주식으로 취득되었으며, 지급은 해당되지 않습니다. 신고인은 또한 2025-08-12에 372주를 매도하여 총수익이 $89,339.52였다고 보고했습니다. 고지에는 매도인이 발행사에 대한 미공개 중요 악재 정보에 대해 알고 있지 않다는 표준 진술이 포함되어 있습니다.
Penumbra, Inc. (PEN) déposant conformément à la Rule 144 informe le marché qu’une personne pour le compte de laquelle des titres sont vendus envisage de vendre 186 actions ordinaires par l’intermédiaire de Morgan Stanley Smith Barney LLC vers le 01/10/2025. Le dépôt indique une valeur marchande agrégée des actions à vendre de $47,230.98 basée sur le prix de marché rapporté, et montre un total d’actions en circulation de 38,999,129. Les 186 actions ont été acquises comme actions restreintes par l’émetteur le 30/09/2025, avec paiement non applicable. Le déclarant a également signalé une vente antérieure le 12/08/2025 de 372 actions ayant généré des produits bruts de $89,339.52. L’avis comprend la déclaration standard selon laquelle le vendeur n’a pas connaissance d’informations matérielles averses non divulguées concernant l’émetteur.
Penumbra, Inc. (PEN) meldet gemäß Rule 144 der Marktöffentlichkeit, dass eine Person, für deren Konto Wertpapiere verkauft werden, beabsichtigt, 186 Aktien Stammaktien über Morgan Stanley Smith Barney LLC am oder um den 01.10.2025 zu verkaufen. Die Einreichung listet einen aggregierten Marktwert der zu verkaufenden Aktien von $47,230.98 basierend auf dem berichteten Marktpreis und weist insgesamt 38,999,129 ausstehende Aktien aus. Die 186 Aktien wurden als eingeschränkte Aktien vom Emittenten am 30.09.2025 erworben, eine Zahlung ist nicht anwendbar. Der Einreicher meldete außerdem einen früheren Verkauf am 12.08.2025 von 372 Aktien, der Bruttoerträge von $89,339.52 erzielte. Die Mitteilung enthält die Standardbehauptung, dass der Verkäufer keine nicht offengelegten wesentlichen nachteiligen Informationen über den Emittenten kennt.
Penumbra, Inc. (PEN) مقدمة وفقاً للقاعدة 144 تُخطر السوق بأن شخصاً لحسابه سيتم بيع أسهم له نية بيع 186 سهماً من الأسهم العادية من خلال Morgan Stanley Smith Barney LLC في أو حول 01/10/2025. يسجل الإيداع قيمة سوقية إجمالية للأسهم المباعة قدرها $47,230.98 استناداً إلى سعر السوق المعلن، ويظهر إجمالي الأسهم المصدرة البالغ 38,999,129. تم شراء الــ186 سهماً كـأسهم مقيدة من الم IQ issuer في 30/09/2025، والدفع غير قابل للتطبيق. كما أشار المبلغ إلى بيع سابق في 12/08/2025 لـ 372 سهماً حققت عوائد إجمالية قدرها $89,339.52. يشمل الإشعار البيان القياسي بأن البائع لا يعلم بوجود معلومات مادّية سلبية غير مُعلنة عن المُصدِر.
Penumbra, Inc. (PEN) 根据规则144向市场通知，代表其账户将出售证券的人员拟通过Morgan Stanley Smith Barney LLC在大约2025-10-01出售186股普通股。申报列出待出售股数的综合市场价值为$47,230.98，基于披露的市场价格，并显示流通股总数为38,999,129股。该186股系于2025-09-30从发行人处以受限股票形式取得，支付金额不适用。申报人还报告在2025-08-12曾有一次先前出售，金额为372股，毛收入为$89,339.52。通知还包含标准陈述，即卖方并不知悉关于发行人尚未披露的重要不利信息。
- Compliance disclosure submitted under Rule 144 providing clear transaction details (broker, quantity, acquisition date)
- Transparency via reporting of both the proposed sale and a recent prior sale, aiding market clarity
- Insider selling activity is disclosed, which some investors may view negatively despite the small size
- Recent prior sale (372 shares for $89,339.52) shows ongoing dispositions within the past three months
Insights
TL;DR: Routine Rule 144 notification disclosing a small insider sale of restricted shares and a prior recent sale.
The filing documents a proposed sale under Rule 144 of 186 restricted shares by an individual account through a broker-dealer, with an approximate market value of $47,230.98 and an anticipated sale date of 10/01/2025. The shares were acquired from the issuer on 09/30/2025 as restricted stock, and the filing also reports a prior sale of 372 shares on 08/12/2025 for $89,339.52. From a compliance perspective this appears consistent with Rule 144 disclosure practices: it identifies the broker, quantity, acquisition date and nature, and recent dispositions. No statements in the filing imply undisclosed material facts.
TL;DR: Insider sale is small relative to outstanding shares; informational for market transparency but not market-moving.
The disclosed 186-share sale represents a de minimis fraction of the issuer's reported 38,999,129 outstanding shares (well under 0.001%). The listing of prior sale activity and the use of a major broker add transparency. There are no proceeds or financing arrangements tied to the sale that would suggest strategic or liquidity-driven motives. Based solely on the filing, this is informational and unlikely to materially affect valuation or liquidity.
Penumbra, Inc. (PEN) presentando ai sensi della Rule 144 informa il mercato che una persona per conto della quale sono venduti titoli intende vendere 186 azioni di azioni ordinarie tramite Morgan Stanley Smith Barney LLC in data approssimativa 01/10/2025. La dichiarazione riporta un valore di mercato aggregato delle azioni da vendere pari a $47,230.98 basato sul prezzo di mercato riportato, e mostra un totale di 38,999,129 azioni in circolazione. Le 186 azioni sono state acquisite come azioni soggette a restrizioni dall’emittente il 30/09/2025, con pagamento non applicabile. Il dichiarante riporta inoltre una vendita precedente il 12/08/2025 di 372 azioni che ha generato proventi lordi di $89,339.52. L’avviso include la dichiarazione standard secondo cui il venditore non è a conoscenza di informazioni materiali avverse non divulgate riguardo all’emittente.
Penumbra, Inc. (PEN) presentando bajo la Regla 144 notifica al mercado que una persona a nombre de la cual se venden valores tiene la intención de vender 186 acciones de acciones comunes a través de Morgan Stanley Smith Barney LLC alrededor del 01/10/2025. La declaración indica un valor de mercado agregado de las acciones a vender de $47,230.98 basado en el precio de mercado informado, y muestra un total de 38,999,129 acciones en circulación. Las 186 acciones fueron adquiridas como acciones restringidas por el emisor en el 30/09/2025, con pago no aplicable. El informante también reportó una venta previa el 12/08/2025 de 372 acciones que generó ingresos brutos de $89,339.52. El aviso incluye la representación estándar de que el vendedor no tiene conocimiento de información material adversa no divulgada sobre el emisor.
Penumbra, Inc. (PEN)가 144 규칙에 따라 시장에 공지합니다. 매도자(타인 명의로 주식이 매도되는 자)는 186주의 보통주를 Morgan Stanley Smith Barney LLC를 통해 2025-10-01경에 매도할 의도가 있습니다. 서류에 매도될 주식의 총 시장가치는 보고된 시가를 기준으로 $47,230.98으로 기재되며, 발행주식 총수는 38,999,129주로 표시됩니다. 186주는 2025-09-30에 발행사로부터 제한주식으로 취득되었으며, 지급은 해당되지 않습니다. 신고인은 또한 2025-08-12에 372주를 매도하여 총수익이 $89,339.52였다고 보고했습니다. 고지에는 매도인이 발행사에 대한 미공개 중요 악재 정보에 대해 알고 있지 않다는 표준 진술이 포함되어 있습니다.
Penumbra, Inc. (PEN) déposant conformément à la Rule 144 informe le marché qu’une personne pour le compte de laquelle des titres sont vendus envisage de vendre 186 actions ordinaires par l’intermédiaire de Morgan Stanley Smith Barney LLC vers le 01/10/2025. Le dépôt indique une valeur marchande agrégée des actions à vendre de $47,230.98 basée sur le prix de marché rapporté, et montre un total d’actions en circulation de 38,999,129. Les 186 actions ont été acquises comme actions restreintes par l’émetteur le 30/09/2025, avec paiement non applicable. Le déclarant a également signalé une vente antérieure le 12/08/2025 de 372 actions ayant généré des produits bruts de $89,339.52. L’avis comprend la déclaration standard selon laquelle le vendeur n’a pas connaissance d’informations matérielles averses non divulguées concernant l’émetteur.
Penumbra, Inc. (PEN) meldet gemäß Rule 144 der Marktöffentlichkeit, dass eine Person, für deren Konto Wertpapiere verkauft werden, beabsichtigt, 186 Aktien Stammaktien über Morgan Stanley Smith Barney LLC am oder um den 01.10.2025 zu verkaufen. Die Einreichung listet einen aggregierten Marktwert der zu verkaufenden Aktien von $47,230.98 basierend auf dem berichteten Marktpreis und weist insgesamt 38,999,129 ausstehende Aktien aus. Die 186 Aktien wurden als eingeschränkte Aktien vom Emittenten am 30.09.2025 erworben, eine Zahlung ist nicht anwendbar. Der Einreicher meldete außerdem einen früheren Verkauf am 12.08.2025 von 372 Aktien, der Bruttoerträge von $89,339.52 erzielte. Die Mitteilung enthält die Standardbehauptung, dass der Verkäufer keine nicht offengelegten wesentlichen nachteiligen Informationen über den Emittenten kennt.
FAQ
What does Penumbra's (PEN) Form 144 disclose?
When were the 186 shares acquired according to the Form 144?
Has the seller recently sold other Penumbra shares?
Who is the broker handling the proposed sale in the filing?
How large is the proposed sale relative to outstanding shares?
