PEN Form 144: Grewal Harpreet Proposes Sale of 186 Shares

Rhea-AI Filing Summary

Form 144 filed for Penumbra, Inc. (PEN) reports a proposed sale of 186 shares of Common Stock through Fidelity Brokerage Services LLC (Boston, MA) with an aggregate market value of $46,241.46 and an approximate sale date of 10/02/2025. The shares were acquired as a stock award from Penumbra, Inc. on 06/30/2025. The filer also reported a sale of 186 shares on 09/02/2025 with gross proceeds of $50,627.34. The filing names the seller as Grewal Harpreet (c/o Penumbra).

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Accepted by SEC EDGAR 10/02/2025 - 04:03 PM Learn about SEC filing dates

FAQ

What does the Form 144 for PEN report?

The Form 144 reports a proposed sale of 186 shares of Penumbra common stock valued at $46,241.46, with an approximate sale date of 10/02/2025.

Who is the seller named in the Penumbra Form 144?

The seller is identified as Grewal Harpreet (c/o Penumbra Inc, One Penumbra Place, Alameda, CA).

How and when were the shares being sold acquired?

The 186 shares were acquired as a stock award from Penumbra, Inc. on 06/30/2025.

Was there a recent prior sale by the same person?

Yes. The filer reported a sale of 186 shares on 09/02/2025 with gross proceeds of $50,627.34.

Through which broker is the proposed sale to be executed?

The sale is to be executed through Fidelity Brokerage Services LLC, located at 245 Summer Street, Boston, MA 02110, and the securities exchange listed is the NYSE.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	186	46241.46	38999129	10/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/30/2025	Stock Award	Penumbra, Inc.			186	06/30/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Grewal Harpreet c/o Penumbra Inc ONE PENUMBRA PLACE ALAMEDA CA 94502	Common Stock	09/02/2025	186	50627.34

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)