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PENG (PENG) security holder files Rule 144 to sell 1,346 NASDAQ shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A security holder filed a notice under Rule 144 to sell 1,346 shares of common stock on the NASDAQ around February 10, 2026. The sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services for an aggregate market value of $25,574.00.

The shares relate to restricted stock units acquired from the issuer on January 20, 2026. The filing states that 52,560,157 shares of this class were outstanding at the time of the notice and includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the PENG Form 144 filing disclose about planned share sales?

The filing discloses a planned sale of 1,346 shares of common stock on NASDAQ, with an aggregate market value of $25,574.00. These shares are being sold under Rule 144 by a security holder of the issuer.

How were the PENG shares being sold under Rule 144 originally acquired?

The 1,346 shares being sold were acquired as restricted stock units from the issuer on January 20, 2026. The filing lists the issuer as the source of the securities and identifies the acquisition as an RSU transaction.

Which broker is handling the PENG Rule 144 share sale?

The transaction is being handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. This broker is listed as executing the planned sale of the common stock on NASDAQ.

What is the total market value of PENG shares covered by this Rule 144 notice?

The notice covers common stock with an aggregate market value of $25,574.00. This value corresponds to the planned sale of 1,346 shares of the issuer’s common stock on NASDAQ as disclosed in the filing.

How many PENG shares of this class were outstanding when the notice was filed?

The filing reports that 52,560,157 shares of the relevant class of common stock were outstanding. This number provides context for the size of the 1,346-share planned sale under Rule 144.

What representation does the seller make about information on PENG in this filing?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. This standard representation is included as part of the Rule 144 notice.
Penguin Solutions Inc

NASDAQ:PENG

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