PENG holder plans Rule 144 sale of 1,346 shares

A security holder filed a notice under Rule 144 to sell 1,346 shares of common stock on the NASDAQ around February 10, 2026.

Rhea-AI Filing Summary

A security holder filed a notice under Rule 144 to sell 1,346 shares of common stock on the NASDAQ around February 10, 2026. The sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services for an aggregate market value of $25,574.00.

The shares relate to restricted stock units acquired from the issuer on January 20, 2026. The filing states that 52,560,157 shares of this class were outstanding at the time of the notice and includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PENG Form 144 filing disclose about planned share sales?

The filing discloses a planned sale of 1,346 shares of common stock on NASDAQ, with an aggregate market value of $25,574.00. These shares are being sold under Rule 144 by a security holder of the issuer.

How were the PENG shares being sold under Rule 144 originally acquired?

The 1,346 shares being sold were acquired as restricted stock units from the issuer on January 20, 2026. The filing lists the issuer as the source of the securities and identifies the acquisition as an RSU transaction.

Which broker is handling the PENG Rule 144 share sale?

The transaction is being handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. This broker is listed as executing the planned sale of the common stock on NASDAQ.

What is the total market value of PENG shares covered by this Rule 144 notice?

The notice covers common stock with an aggregate market value of $25,574.00. This value corresponds to the planned sale of 1,346 shares of the issuer’s common stock on NASDAQ as disclosed in the filing.

How many PENG shares of this class were outstanding when the notice was filed?

The filing reports that 52,560,157 shares of the relevant class of common stock were outstanding. This number provides context for the size of the 1,346-share planned sale under Rule 144.

What representation does the seller make about information on PENG in this filing?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. This standard representation is included as part of the Rule 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/10/2026 - 04:27 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001944970
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PENGUIN SOLUTIONS, INC.
SEC File Number	001-38102
Address of Issuer	45800 Northport Loop West Fremont CALIFORNIA 94538
Phone	5106231231
Name of Person for Whose Account the Securities are To Be Sold	JOSEPH CLARK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1346	25574.00	52560157	02/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/20/2026	Restricted Stock Units	Issuer			1346	01/20/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/11/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joseph Clark
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)