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Penguin Solutions (PENG) SEC Filings, Oct-Nov 2025

PENG NASDAQ

Ticker history: SGH became PENG (Penguin Solutions, Inc.) on . Earlier news and filings retain their original names and dates. View SGH history.

The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.

Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.

In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.

On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.

Rhea-AI Summary

Penguin Solutions (PENG) reported an insider transaction on Form 4. SVP and CFO Nathan Olmstead acquired 9,684 shares of common stock on 11/11/2025 at a reported price of $0, increasing his beneficial holdings to 106,826 shares, held directly.

The filing notes these are restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to continued employment through each vesting date.

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Penguin Solutions (PENG) insider update: Officer Jack A. Pacheco reported a Form 4 transaction on 10/20/2025. He surrendered 11,778 shares of common stock at $21.74, coded “F,” to satisfy tax withholding tied to the vesting of restricted stock units. The filing states no shares were sold.

Following this tax withholding event, Pacheco directly owns 239,364 shares. This was an administrative share surrender associated with RSU vesting rather than an open‑market transaction.

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Penguin Solutions (PENG) reported an insider administrative transaction by its SVP & CFO, Nathan Olmstead. On 10/20/2025, he surrendered 1,937 shares of common stock at $21.74 per share to the company to cover tax withholding tied to restricted stock unit vesting. The filing notes no shares were sold.

Following the transaction, Olmstead beneficially owns 97,142 shares directly. The entry is coded “F”, which reflects a tax withholding event rather than an open-market trade.

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Penguin Solutions (PENG) filed a Form 4 for an officer transaction. On 10/20/2025, the SVP and Chief Legal Officer had 2,639 shares of common stock withheld (code F) at $21.74 to cover taxes from restricted stock unit vesting. The filing states no shares were sold. Following the transaction, the insider directly beneficially owned 142,731 shares.

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Penguin Solutions (PENG) disclosed an insider Form 4 for officer Joseph Gates Clark, SVP and President, Optimized LED. On 10/20/2025, 1,890 shares of common stock were surrendered at $21.74 under transaction code F to satisfy tax withholding tied to restricted stock unit vesting; no shares were sold.

After the transaction, Clark’s beneficial ownership stood at 126,228 shares. This total includes 389 shares purchased through the Issuer’s Amended and Restated Employee Stock Purchase Plan on October 15, 2025.

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Penguin Solutions (PENG) reported an insider transaction by President and CEO, Director Mark Adams. On 10/20/2025, Adams surrendered 11,419 shares of common stock to the company to satisfy tax withholding tied to RSU vesting, coded “F”, at a price of $21.74 per share. No shares were sold.

Following the transaction, Adams beneficially owned 975,696 shares directly and 29,640 shares indirectly through The Adams Family Trust.

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Penguin Solutions, Inc. (PENG) filed its annual report outlining a rebranded, multi-segment tech platform spanning Advanced Computing, Integrated Memory, and Optimized LED. The company completed a U.S. Domestication on June 30, 2025 and its common stock continues trading on Nasdaq as PENG. The divestiture of SMART Brazil is presented as discontinued operations, sharpening focus on core segments.

Segment performance shows scale across end markets. Advanced Computing net sales were $648.4 million (2025), $554.6 million (2024), and $749.7 million (2023), supported by HPC/AI solutions and Stratus fault-tolerant platforms. Integrated Memory delivered $464.2 million (2025), $356.4 million (2024), and $443.3 million (2023). Optimized LED posted $256.1 million (2025), $259.8 million (2024), and $248.3 million (2023). R&D expenses were $79.8 million (2025). The company expects to discontinue its Penguin Edge product portfolio by approximately the end of calendar 2025. As of October 15, 2025, shares outstanding were 52,859,335; the aggregate market value held by non‑affiliates was about $1.05 billion as of February 28, 2025. Sales to the ten largest customers represented 66%, 58%, and 60% of total net sales in 2025, 2024, and 2023.

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Penguin Solutions (PENG) reported an insider equity update. EVP/COO Jack A. Pacheco had 48,580 performance-based RSUs vest on 10/14/2025 after the Compensation Committee certified goal achievement. To cover tax withholding from the vesting, 24,669 shares were surrendered to the issuer at $22.32 per share; no open‑market sale occurred. Following these transactions, the officer directly beneficially owns 251,142 shares.

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Penguin Solutions (PENG) reported an insider equity event. The company’s SVP and Chief Legal Officer had 43,182 performance-based RSUs vest on October 14, 2025, following the Compensation Committee’s certification of three-year total shareholder return goals from a grant dated September 26, 2022. To cover taxes, 21,928 shares were surrendered at $22.32 per share, with no shares sold on the market. After these transactions, the officer directly beneficially owns 145,370 shares.

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Penguin Solutions (PENG) reported an insider equity event. On 10/14/2025, an officer (SVP and Pres, Optimized LED) had 53,978 PSUs earned and vested after the Compensation Committee certified performance under a three-year total stockholder return program. To cover withholding taxes from the vesting, 23,535 shares were surrendered to the issuer at $22.32 per share; no shares were sold on the market. Following these transactions, the officer directly beneficially owned 127,729 shares of common stock.

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FAQ

How many Penguin Solutions (PENG) SEC filings are available on StockTitan?

StockTitan tracks 112 SEC filings for Penguin Solutions (PENG), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Penguin Solutions (PENG)?

The most recent SEC filing for Penguin Solutions (PENG) was filed on November 13, 2025.