STOCK TITAN

Robert C. Pohlad shifts PepsiCo (PEP) stake with 900,000-share distribution

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PepsiCo director Robert C. Pohlad reported restructuring-related share transfers and equity awards. On August 6, 2026, a limited liability company distributed 900,000 shares of PepsiCo common stock to its member beneficiaries for no consideration for tax-planning purposes, with 79,731 shares received by Pohlad’s revocable trust. Separately, on August 5, 2026, he acquired 398.3229 phantom stock units through dividend-equivalent reinvestment under the PepsiCo Director Deferral Program, bringing his direct holdings of PepsiCo common stock (including phantom units) to 189,758.0862 shares, plus 79,731 shares held via the revocable trust and 27 shares held by his spouse.

Positive

  • None.

Negative

  • None.
Insider POHLAD ROBERT C
Role Director
Type Security Shares Price Value
Other PepsiCo, Inc. Common Stock F2 900,000 $0.00 $0.00
Other PepsiCo, Inc. Common Stock F3, F4 79,731 $0.00 $0.00
holding PepsiCo, Inc. Common Stock -- -- --
Grant/Award PepsiCo, Inc. Common Stock F1 398.3229 -- --
Holdings After Transaction: PepsiCo, Inc. Common Stock — 189,758.0862 shares (Direct); PepsiCo, Inc. Common Stock — 0 shares (Indirect, Held in Limited Liability Company); PepsiCo, Inc. Common Stock — 79,731 shares (Indirect, Held By Revocable Trust); PepsiCo, Inc. Common Stock — 27 shares (Indirect, Held by spouse)
Footnotes (4)
  1. F1. This number includes the phantom stock units acquired between March 3, 2026 and August 5, 2026, at prices ranging from $135.40 to $155.29, through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, payable in shares of PepsiCo Common Stock on a one-for-one basis.
  2. F2. Reflects transfers of 900,000 shares of PepsiCo Common Stock held by a limited liability company ("LLC 1") to certain member beneficiaries of LLC 1 for no consideration for tax planning purposes (the "Distribution"). In prior reports, the reporting person reported beneficial ownership of 900,000 shares of PepsiCo Common Stock held by a limited liability company ("LLC 2"). On August 6, 2026, prior to the Distribution, such 900,000 shares were transferred by LLC 2 to LLC 1 (the sole member of LLC 2), reflecting a change in form of indirect beneficial ownership.
  3. F3. Represents shares received in the Distribution.
  4. F4. Held by a revocable trust of which the reporting person is sole trustee and beneficiary.
LLC distribution transfer 900,000 shares Shares of PepsiCo common stock distributed by LLC 1 to member beneficiaries on August 6, 2026 for no consideration
Shares received by revocable trust 79,731 shares Portion of the LLC distribution received by a revocable trust where the reporting person is sole trustee and beneficiary
Phantom stock units acquired 398.3229 units Phantom stock units acquired via dividend-equivalent reinvestment between March 3, 2026 and August 5, 2026
Direct holdings after acquisition 189,758.0862 shares Total direct holdings of PepsiCo common stock (including phantom units) after the August 5, 2026 acquisition
Spousal holdings 27 shares Indirect holdings of PepsiCo common stock reported as held by spouse after the transactions
Dividend equivalent price range low $135.40 Lowest price in the range for phantom stock units acquired via dividend equivalents
Dividend equivalent price range high $155.29 Highest price in the range for phantom stock units acquired via dividend equivalents
phantom stock units financial
"This number includes the phantom stock units acquired between March 3, 2026 and August 5, 2026"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
dividend equivalents financial
"through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Director Deferral Program financial
"pursuant to the PepsiCo Director Deferral Program, payable in shares of PepsiCo Common Stock"
revocable trust financial
"Held by a revocable trust of which the reporting person is sole trustee and beneficiary."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
beneficial ownership financial
"the reporting person reported beneficial ownership of 900,000 shares of PepsiCo Common Stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transactions did Robert C. Pohlad report in PepsiCo (PEP)'s latest Form 4?

Robert C. Pohlad reported a 900,000-share distribution of PepsiCo common stock from an LLC to member beneficiaries, 79,731 shares received by his revocable trust, and 398.3229 phantom stock units acquired through dividend-equivalent reinvestment under PepsiCo’s Director Deferral Program, updating his direct and indirect holdings.

How many PepsiCo (PEP) shares were transferred from the LLC in the August 6, 2026 distribution?

The disclosure shows a limited liability company transferred 900,000 shares of PepsiCo common stock to certain member beneficiaries for no consideration as part of a tax-planning distribution on August 6, 2026, classified as an other disposition transaction.

How many PepsiCo (PEP) shares did Robert C. Pohlad's revocable trust receive in the distribution?

Pohlad’s revocable trust received 79,731 shares of PepsiCo common stock in the distribution. Footnotes state these shares were received as part of the 900,000-share LLC distribution and are held in a revocable trust where he is the sole trustee and beneficiary.

What are the details of the phantom stock units acquired by Robert C. Pohlad under PepsiCo (PEP)'s Director Deferral Program?

Pohlad acquired 398.3229 phantom stock units between March 3, 2026 and August 5, 2026 through reinvestment of dividend equivalents at prices ranging from $135.40 to $155.29, under PepsiCo’s Director Deferral Program, payable in shares of PepsiCo common stock on a one-for-one basis.

What are Robert C. Pohlad's reported PepsiCo (PEP) holdings after these transactions?

After these transactions, Pohlad’s directly reported holdings of PepsiCo common stock (including phantom units) were 189,758.0862 shares, with an additional 79,731 shares held indirectly via a revocable trust and 27 shares held indirectly through his spouse.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
POHLAD ROBERT C

(Last)(First)(Middle)
PEPSICO, INC.
700 ANDERSON HILL ROAD

(Street)
PURCHASE NEW YORK 10577

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PEPSICO INC [ PEP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
PepsiCo, Inc. Common Stock08/05/2026A398.3229A(1)189,758.0862D
PepsiCo, Inc. Common Stock08/06/2026J(2)900,000D$00IHeld in Limited Liability Company
PepsiCo, Inc. Common Stock08/06/2026J79,731(3)A$079,731IHeld By Revocable Trust(4)
PepsiCo, Inc. Common Stock27IHeld by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This number includes the phantom stock units acquired between March 3, 2026 and August 5, 2026, at prices ranging from $135.40 to $155.29, through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, payable in shares of PepsiCo Common Stock on a one-for-one basis.
2. Reflects transfers of 900,000 shares of PepsiCo Common Stock held by a limited liability company ("LLC 1") to certain member beneficiaries of LLC 1 for no consideration for tax planning purposes (the "Distribution"). In prior reports, the reporting person reported beneficial ownership of 900,000 shares of PepsiCo Common Stock held by a limited liability company ("LLC 2"). On August 6, 2026, prior to the Distribution, such 900,000 shares were transferred by LLC 2 to LLC 1 (the sole member of LLC 2), reflecting a change in form of indirect beneficial ownership.
3. Represents shares received in the Distribution.
4. Held by a revocable trust of which the reporting person is sole trustee and beneficiary.
Remarks:
/s/ Cynthia A. Nastanski, Attorney-in-Fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)