PetVivo CFO unit buys 31K shares at $0.80
PetVivo’s CFO, through a corporation he owns, reported indirect acquisition of shares and warrants tied to a private placement investment.
Rhea-AI Filing Summary
PetVivo Holdings, Inc. (PETV) reported that its Chief Financial Officer, Garry N. Lowenthal, indirectly acquired securities through a corporation he owns. On September 8, 2026, a warrant covering 31,250 shares of common stock was reported as converted, and the related corporation acquired 31,250 shares of common stock at $0.80 per share in connection with a private placement investment pursuant to a subscription agreement. Following this acquisition, the corporation associated with Lowenthal held 985,131 shares of PetVivo common stock indirectly, and 31,250 common stock warrants were reported as held indirectly after the derivative transaction. No Rule 10b5‑1 trading plan is reported for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
31,250 shares exercised/converted
Exercise
2 txns
Insider
LOWENTHAL GARRY N
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Common Stock Warrant | 31,250 | $0.00 | $0.00 |
| Grant/Award | Common Stock F1 | 31,250 | $0.80 | $25K |
Holdings After Transaction:
Common Stock Warrant — 31,250 contracts (Indirect, By Corporation);
Common Stock — 985,131 shares (Indirect, By Corporation)
Footnotes (1)
- F1. Represents the acquisition of restricted common stock and warrants by a corporation owned by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement.
Key Figures
Common stock acquired: 31,250 shares
Acquisition price per common share: $0.80 per share
Indirect common shares held after transaction: 985,131 shares
+3 more
6 metrics
Common stock acquired
31,250 shares
Indirect acquisition on September 8, 2026 in connection with a private placement
Acquisition price per common share
$0.80 per share
Price for 31,250 indirectly acquired common shares on September 8, 2026
Indirect common shares held after transaction
985,131 shares
Common stock indirectly held by the CFO’s corporation following the September 8, 2026 acquisition
Warrant exercise price
$1.10 per share
Exercise price of the common stock warrant covering 31,250 underlying shares
Underlying shares for warrant
31,250 shares
Common stock underlying the converted warrant reported on September 8, 2026
Warrant expiration date
September 9, 2029
Expiration date of the reported common stock warrant position
Key Terms
Common Stock Warrant, restricted common stock, private placement, subscription agreement
4 terms
Common Stock Warrant financial
"The security title is listed as “Common Stock Warrant” for the derivative transaction"
A common stock warrant is a tradable right that lets its holder buy a company’s common shares at a fixed price within a set time period. For investors it acts like a long‑dated option: it can magnify gains if the share price rises above the fixed price, but it also creates potential dilution because new shares are issued when warrants are used, which can reduce the value of existing shares.
restricted common stock financial
"Footnote describes the acquisition of restricted common stock and warrants"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
private placement financial
"Footnote references a private placement investment in the Company"
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
subscription agreement financial
"Footnote notes the investment was pursuant to a subscription agreement"
A subscription agreement is a legal contract in which an investor agrees to buy a specific number of a company’s shares or other securities under set terms, including price, payment method and conditions for closing the sale. It matters to investors because it legally locks in their purchase and the company’s obligations, determines ownership percentage and any investor rights, and can include conditions or promises that affect future control or returns—like signing a detailed purchase order for equity.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did PetVivo Holdings (PETV) report for its CFO?
PetVivo reported that CFO Garry N. Lowenthal, via a corporation he owns, indirectly acquired 31,250 shares of common stock and was involved in the conversion of a warrant for 31,250 underlying shares on September 8, 2026, connected to a private placement investment.
Were the PetVivo (PETV) insider transactions under a Rule 10b5-1 plan?
No. The Form 4/A indicates that no Rule 10b5‑1 trading plan was reported for these transactions by the CFO or the related corporation.
How are the PETV securities held by the CFO characterized in this filing?
All reported holdings are indirect, noted as held “By Corporation”. A footnote explains that the transactions represent acquisition of restricted common stock and warrants by a corporation owned by the reporting person in connection with a private placement investment.
AI-generated analysis. How Rhea-AI works. Not financial advice.
