PetVivo CEO buys 31,250 shares at $0.80
PetVivo’s CEO John Lai acquired restricted shares and a warrant through a private placement investment, increasing his direct equity position.
Rhea-AI Filing Summary
PetVivo Holdings, Inc. (PETV) reports that Chief Executive Officer and director John Lai acquired 31,250 shares of restricted common stock on September 9, 2026 at $0.80 per share in connection with a private placement investment. Following this award, he directly holds 2,413,163 common shares.
On September 8, 2026 he also acquired a Common Stock Warrant covering 31,250 shares, with an exercise price of $1.10 per share and an expiration date of September 9, 2029. No Rule 10b5-1 trading plan is reported for these acquisitions.
Positive
- None.
Negative
- None.
Insider Trade Summary
31,250 shares exercised/converted
Exercise
2 txns
Insider
Lai John
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 31,250 | $0.80 | $25K |
| Conversion | Common Stock Warrant | 31,250 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock Warrant — 31,250 contracts (Direct);
Common Stock — 2,413,163 shares (Direct)
Footnotes (1)
- F1. Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private plaement investment in the Company pursuant to a subscription agreement.
Key Figures
Restricted common shares acquired: 31,250 shares
Acquisition price per restricted share: $0.80 per share
Common shares held after transaction: 2,413,163 shares
+3 more
6 metrics
Restricted common shares acquired
31,250 shares
Award to John Lai on September 9, 2026 in a private placement investment
Acquisition price per restricted share
$0.80 per share
Restricted common stock acquired by John Lai on September 9, 2026
Common shares held after transaction
2,413,163 shares
Direct common stock ownership of John Lai after the reported award
Warrant shares
31,250 shares
Common Stock Warrant acquired by John Lai on September 8, 2026
Warrant exercise price
$1.10 per share
Exercise price of the Common Stock Warrant held by John Lai
Warrant expiration date
September 9, 2029
Expiration of the Common Stock Warrant for 31,250 shares
Key Terms
restricted common stock, Common Stock Warrant, private placement, subscription agreement
4 terms
restricted common stock financial
"Represents the acquisition of restricted common stock and warrants by the Reporting Person"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
Common Stock Warrant financial
"Common Stock Warrant with an expiration date of September 9, 2029"
A common stock warrant is a tradable right that lets its holder buy a company’s common shares at a fixed price within a set time period. For investors it acts like a long‑dated option: it can magnify gains if the share price rises above the fixed price, but it also creates potential dilution because new shares are issued when warrants are used, which can reduce the value of existing shares.
private placement financial
"in connection with a private plaement investment in the Company pursuant to a subscription agreement"
A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.
subscription agreement financial
"investment in the Company pursuant to a subscription agreement"
A subscription agreement is a legal contract in which an investor agrees to buy a specific number of a company’s shares or other securities under set terms, including price, payment method and conditions for closing the sale. It matters to investors because it legally locks in their purchase and the company’s obligations, determines ownership percentage and any investor rights, and can include conditions or promises that affect future control or returns—like signing a detailed purchase order for equity.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did PETV CEO John Lai report on this Form 4/A?
John Lai reported acquiring 31,250 restricted common shares on September 9, 2026 and a warrant for 31,250 shares on September 8, 2026 as part of a private placement investment in PetVivo Holdings, Inc.
At what price did John Lai acquire PetVivo (PETV) common stock?
He acquired the 31,250 restricted common shares at a price of $0.80 per share on September 9, 2026, in connection with a private placement investment pursuant to a subscription agreement.
What are the key terms of the warrant acquired by John Lai in PETV?
John Lai holds a Common Stock Warrant for 31,250 shares, with an exercise price of $1.10 per share, exercisable into common stock and expiring on September 9, 2029.
Were John Lai’s PETV transactions made under a Rule 10b5-1 trading plan?
No. The filing indicates that no Rule 10b5-1 trading plan applies to these reported acquisitions of restricted common stock and the associated warrant.
How did John Lai acquire the restricted stock and warrant in PetVivo (PETV)?
The footnote states that the restricted common stock and warrants were acquired by John Lai in connection with a private placement investment in PetVivo Holdings, Inc. pursuant to a subscription agreement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
